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02 28 2023 Yelm City Council Agenda Packet 1 r Yom^ ^- • "�'°r ' �6� U_ r EST.1924 '•��y'r �a`�y4:.«•.. ,� �f . .' - WASHINGTON } F CITY COUNCIL AGENDA February 26, 2023 6:00 PM Yelm City Council meetings are held in-person at 106 2nd St SE Yelm,WA 98597 and virtually on Zoom. Registration is required to attend virtually; please use the link below to register. httas://us06web.zoom.us/webinar/register/WN aaW8i7MgS0aBM6fiWYPaeg 1. CALL TO ORDER/ROLL CALL 2. AGENDA APPROVAL 3. SPECIAL PRESENTATIONS a) City of Yelm Recreation Activities Update 4. PUBLIC COMMENT—COMPLETE A BLUE SPEAKER'S CARD OR RAISE HAND VIRTUALLY 5. CONSENT AGENDA a) February 14, 2023 Yelm City Council Minutes 6. NEW BUSINESS a) Resolution No. 624 - Methodology for Staff Time Spent Redacting Body Camera Video Footage Motion to approve Resolution No. 624 approving the methodology used to calculate the fee for staff time spent redacting body camera video recordings for certain requestors b) Resolution No. 633 - Personnel Policy Revision Motion to approve Resolution 633 revising City of Yelm Personnel Policies c) Nisqually Construction LLC Public Works Contract Authorize Mayor DePinto to sign a public works contract with Nisqually Construction LLC in the not to exceed amount of$340,000 for the design and build of a new stage and Yelm City Park d) Confirmation of Appointments to the City of Yelm Advisory Boards &Commissions Motion to confirm Mayor DePinto's appointments to the Planning Commission, Arts Commission, Parks Advisory Committee, and the Police Advisory Committee 7. OLD BUSINESS a) None Scheduled 8. STANDING COUNCIL COMMITTEE REPORTS a) Public Safety Committee b) Public Services Committee c) Finance Committee 106 2nd ST SE•Yelm,WA 98597 •360.58.3244 •www.yelmwa.gov The City of Yelm is an equal opportunity employer and provider 9. MAYOR/CITY ADMINISTRATOR/STAFF REPORTS 10. COUNCILMEMBER REPORTS 11. EXECUTIVE SESSION a) 30 Minute Executive Session to discuss with legal counsel potential litigation RCW 42.30.110(1)(i) and for the consideration of site selection or acquisition of real estate RCW 42.30.110(1)(b) 12. ADJOURN MEETING INFORMATION All regular Yelm City Council meetings are recorded. Meetings can be viewed at www.velmwa.gov or a copy may be purchased by contacting the City Clerk's office at 360.458.8816. It is the City of Yelm's policy to provide reasonable accommodations for people with disabilities. If you require reasonable accommodations to participate at a City Council meeting, please contact the City Clerk's office at 360.458.8816 at least four(4) working days prior to meeting. Information on the Americans with Disabilities Act and the Title VI Statement is available at www.yelmwa.gov/human-resources. *The public comment portion of the agenda is an opportunity for the public to address the Council for items that are not on the published agenda. Comments are limited to three minutes and five speakers. Comment on matters listed on the published agenda are welcomed as part of the normal agenda. Public Comment Guidelines: The City reserves up to five members of the public to address the Council at the beginning of regular business meetings on topics that are not on the agenda. Each speaker will be given 3 minutes and may be asked follow up questions by the Mayor or Council. Further public comment may be allowed on agenda topics as time permits. We ask that speakers use respectful language and remember they are speaking to fellow citizens of Yelm who are committed to listening and responding appropriately to citizens' concerns. Members of the public engaging in disruptive behavior may be removed or blocked from the meeting. Page 2 of 2 q , -\,,-,, ,, , EST.1924 WASHINGTON CITY COUNCIL MEETING MINUTES VIRTUAL AND IN PERSON TUESDAY, FEBRUARY 14, 2023 Call to Order: Mayor Joe DePinto called the meeting to order at 6:00 PM. Roll Call: James Blair, Joseph Richardson, Joshua Crossman, Holly Smith, Ashley Brooks, and Mayor Joe DePinto. Absent—Terry Kaminski and Brian Hess Staff Present: City Administrator Todd Stancil, City Clerk Kathy Linnemeyer, Finance Director Stephanie Dice and Public Services Director Cody Colt APPROVAL OF THE Motion by Holly Smith to approve the agenda as presented AGENDA Seconded by Joshua Crossman Motion carried 5-0 SPECIAL PRESENTATIONS: None PUBLIC COMMENT: None CONSENT AGENDA: a) January 24, 2023 Minutes b) January 2023 Check Register and Position Summary c) Mayoral Proclamation— Black History Month Motion by Joseph Richardson to approve the consent agenda as presented Seconded by Holly Smith Motion carried 4-1 NEW BUSINESS: Amendment to PSA for Water System Plan Motion by Holly Smith to Authorize Mayor DePinto to approve Amendment No. 1 to the Professional Services Agreement with RH2, Inc. Inc. for an amount not to exceed $60,530, for development of a water system hydraulic model as part of the update to the City's Water System Plan. Seconded by James Blair Motion carried 5-0 Resolution No. 631—Adopting a Travel Policy Motion by Holly Smith to approve Resolution No. 631 adopting a travel policy. Seconded by James Blair Motion carried 5-0 Resolution No. 632 Agreement for Collection and Disposal of Waste Materials Motion by Joshua Crossman to approve Resolution No. 632 authorizing Harold Lemay Enterprises to provide services for collecting and disposing of waste materials Seconded by James Blair Motion carried 5-0 OLD BUSINESS: None STANDING COUNCIL COMMITTEE REPORTS: Public Safety Committee—Councilmember Smith reported that the Public Safety Committee met and discussed the following: • Two new vehicles have been ordered • Hiring three new officers • The 3rd SRO position has been filled and they would like a 4th SRO for Elementary School • The Police Department has received steering wheel locks for citizens who own Hyundai vehicles due to the number of thefts • A speed radar sign will be placed on Cullens Road • The state is pushing for the department to have Chaplin services and a wellness program • Updates on passport application processing • There is a new TV in the lobby for displaying court dockets and to provide important information to the public who enter the building Finance Committee—Councilmember Richardson reported that the Finance Committee met and reviewed the following: • January 2023 Check Register and Position Summary report • Travel Policy MAYOR/CITY ADMINISTRATOR/STAFF REPORTS: City Administrator Stancil Updates— • The Police Department held interviews last week • The City is hiring for a Wastewater Treatment Plant Operator • Beautification Grant applications are due by March 3rd • Lodging Tax applications are due March 1st • Pothole patching started today and will last about a week. Public Services Director Colt - • Three new trucks were delivered today for the new employees Mayor DePinto— • Held a meeting with YMCA Stakeholders on Friday. The next meeting will be held in March after a discussion with the City Council at the March Study Session • Military meeting was held and discussed a Veterans Memorial and the Military Banner program is back. • Gave a State of the City address at the Chamber of Commerce meeting COUNCILMEMBER REPORTS: Councilmember Blair- Councilmember Richardson— • Attended the Chamber of Commerce State of the City, the Senior Center Breakfast and the Solid Waste Advisory Committee (SWAC) Meeting Councilmember Crossman— • Requested to add a discussion on the Big Rocks to the agenda for the Council Retreat • Encouraged everyone to attend Planning Commission meetings • Had a tour of City Facilities Councilmember Smith— • Attended the TCOMM meeting, Community Conversations, SE Thurston Fire Authority meeting, YMCA meeting and the Senior Center Breakfast Councilmember Brooks— • Attended a Kindness fundraiser at Prairie Elementary, Community Resource Fair, Chamber Drive 507, Movie Night at Millpond School, Public Safety Committee meeting, Homeless Task Force meeting, Community Conversations, Yelm Community Schools Study Session, tour of the city facilities, Friendship Bracelet Fundraiser • Participated in the Point in Time Census • Shared that Yelm Community Schools is looking for a new Superintendent ADJOURNMENT: Motion by James Blair to adjourn the meeting at 6:44 PM. Seconded by Joshua Crossman Motion carried 5-0 Joe DePinto, Mayor Kathy Linnemeyer, City Clerk 141, � M/ EST 1924 14" WASHINGTON Meeting Date: February 28, 2023 CITY COUNCIL AGENDA ITEM SUMMARY City of Yelm, Washington AGENDA ITEM: CLARIFYING AND APPROVING THE METHODOLOGY USED TO CALCULATE THE FEE FOR STAFF TIME SPENT REDACTING BODY CAMERA VIDEO RECORDINGS FOR CERTAIN REQUESTORS PROPOSED MOTION: Motion to approve the methodology used to calculate the fee for staff time spent redacting body camera video recordings for certain requestors as approved in Resolution No. 624 on January 10, 2023. KEY FACTS AND INFORMATION SUMMARY: To enhance open government and public agency transparency, Yelm Police Department implemented a Body Worn Video (BWV) program in 2022. Officers wear body cameras and capture recordings that are public records subject to the Washington Public Records Act (PRA), RCW 42.56. Pursuant to RCW 42.56.240(14)(f), law enforcement agencies are permitted to charge requestors not exempted under RCW 42.56.240(14)(e) the reasonable costs of redacting videos including the cost of redaction technology provided it is the least costly commercially available method prior to disclosure. The Yelm Police Department does not intend to charge requestors technology costs. The Yelm City Council approved the amount of$ .68 per minute for actual staff time spent redacting body camera video recordings in Resolution No. 624. In order to determine the cost of staff time to redact body camera video recordings the Yelm Police Department analyzed a 2017 Body Worn Video Redaction Cost Study completed by the Seattle Police Department (SPD), which determined the amount of time it takes to redact such footage, and multiplied that amount of time by the City of Yelm Police Department Administrative Assistant staff salaries to determine the "reasonable cost for such redactions". Seattle PD completed stopwatch style time studies to determine the amount of time it takes to redact Body Worn Video recordings (see attached). Then they created a cost per minute of redaction time based on the weighted staff salary costs. 1iPage EST.1924 WASHINGTON Meeting Date: February 28, 2023 CITY COUNCIL AGENDA ITEM SUMMARY City of Yelm, Washington The methodology to calculate the fee of$.068 per minute to recover the cost of actual staff time incurred by the City for redacting body worn video is attached. Detail of Rate Calculation ATTACHMENTS: • Resolution No. 634 • City of Seattle Body Worn Video Redaction Cost Study Narrative, February 2017 • Detail of Rate Calculation Respectfully Submitted: Rob Carlson Police Chief 21 Page RESOLUTION No. 634 A RESOLUTION OF THE CITY OF YELM, WASHINGTON, APPROVING THE METHODOLOGY USED TO CALCULATE THE FEE FOR STAFF TIME SPENT REDACTING BODY CAMERA VIDEO RECORDING FOR CERTAIN REQUESTORS WHEREAS, the Yelm Police Department implemented a Body Worn Video program in 2022; and WHEREAS, body camera recording are public records subject to Chapter 42.56 RCW and the Washington State Public Records Act; and WHEREAS, pursuant to RCW 42.56.240(14)(f), law enforcement agencies are permitted to charge requestors not exempted under RCW 42.56.240(14)(e) the reasonable cost of redacting videos prior to disclosure; and WHEREAS, the Yelm Police Department analyzed a 2017 Body Worn Video Redaction Cost Study completed by the Seattle Police Department, which determined the amount of time it takes to redact such footage, and multiplied that amount of time by the Yelm Police Department Records staff salaries to determine the "reasonable cost" for such redactions; and WHEREAS, the City Council approved the rate of$.068 per minute for time spent redacting Police worn camera footage in Resolution No. 624 on January 10, 2023; and NOW, THEREFORE, BE IT RESOLVED, by the City Council of the City of Yelm, Washington as follows: THAT: the City Council approve the methodology used to calculate the fee for actual staff time cost incurred for redacting body camera video recording for requestors not exempted under RCW 42.56.240(14) Approved this 28th day of February, 2023 Joe DePinto, Mayor Attest: Kathy Linnemeyer, City Clerk City of Seattle Body Worn Video Redaction Cost Study Narrative February 2017 Background SPD has implemented a Body Worn Video (BWV) program. Officers will wear body cameras and will capture recordings that are public records subject to the Washington Public Records Act, Chapt.42.56 RCW (PRA).The PRA allows a law enforcement agency responding to requests for BWV recordings to charge certain requestors the reasonable costs of redacting videos prior to disclosure.The purpose of this cost study is to determine those reasonable costs. Allowable redaction costs are in addition to copying costs that agencies are legally allowed to charge requestors. Introduction With the exception of the following requestors,the PRA allows an agency to charge a requestor the reasonable costs of redacting, altering, distorting, pixelating, suppressing, or otherwise obscuring any portion of the body worn camera recording prior to disclosure: • A person directly involved in an incident recorded by the requested body worn camera recording; • An attorney representing a person directly involved in an incident recorded by the requested body worn camera recording; • A person or his or her attorney who requests a body worn camera recording relevant to a criminal case involving that person; • The executive director from either the Washington state commission on African-American affairs,Asian Pacific American affairs, or Hispanic affairs; or • If relevant to a cause of action, an attorney who represents a person regarding a potential or existing civil cause of action involving the denial of civil rights under the federal or state Constitution,or a violation of a United States department of justice settlement. An agency that charges redaction costs must use redaction technology that provides the least costly commercially available method of redacting body worn camera recordings,to the extent possible and reasonable. The purpose of this cost study is to determine the reasonable cost of redacting BWV recordings in order to provide a requestor the estimated cost of redacting particular BWV recordings and,to provide requestors a choice of redaction types in order to reduce costs to those requestors. ATTACHMENT 1 57 Principles • We charge for redactions based on the parameters provided in the PRA • We charge staff time directly applicable to redacting videos • We charge staff time (salary+ benefits)for no more than the lowest-paid employee assigned responsibility for redacting video • We have highly-skilled Video Specialists who apply their expertise to redact video in an efficient and skillful manner • We use redaction technology that most effectively and efficiently meets the administrative and operational needs of the Department • We do not charge requestors any costs related to the redaction technology • The City incurs substantial costs for video management, processing, storage, and redaction technology • In addition to allowed redaction costs, we charge requestors the actual cost of copies of BWV recordings as provided in the PRA Types of Redactions • Targeted Video Redaction of Person or Object with or without Targeted Audio Redaction:This blurs or blacks out the face or identifying features of an individual or object and removes exempt audio content • Targeted Audio Redaction Alone:This removes exempt portions of the audio • Targeted Blackout of Screen or Targeted Screen Blur with or without Audio Removal:This completely blacks out targeted segment(s)of video. It may also remove all audio from the segment(s)as called for • Complete Screen Blur and Audio Removal:This blurs the entire screen for the entire duration of the video and removes all audio for the entire duration of the video • The types of video redactions are illustrated in the next section Video Redaction Type Illustrations Targeted Video Redaction' Targeted Blackout of Screen Screen Blurt 9 REDACTED 'The size of the dot or shape obscuring an individual or object may vary to ensure that exempt identifying details are sufficiently obscured. 2 Screen Blur may be targeted for a specific length of time within a video or for the entire duration of the video at the option of the requestor.Screen blur here is illustrated at 60%blur.The level of blurring may vary to ensure that exempt identifying details are sufficiently obscured ATTACHMENT 1 58 Redaction Process The cost of redacting video using current technology reflects actual staff time derived from the workflow necessary to apply redactions as detailed in the SPD Redaction Process Workflow, attached to this Cost Study. Time Studies Stopwatch style time studies were conducted to determine the amount of time it takes to redact BWV recordings including how long it takes to fully blur and remove audio from an entire video, eliminate one minute of video, redact one minute of simple audio, redact one minute of complex audio, redact one minute of simple video, and redact one minute of complex video. Time Study Results: Redaction Type Actual Time Redaction Time Targeted Video Redaction with or 1 Minute per individual or 10 Minutes per individual or without Targeted Audio Redaction object redacted object redacted Targeted Audio Redaction Alone I 1 Minute 5 Minutes Targeted Blackout of Screen, 1 Minute 4.5 Minutes Targeted Screen Blur with or without Audio Removal Complete Screen Blur and Audio Per Video 1 Minute Removal Video Specialist Weighted Salaries The weighted salaries for Video Specialists within SPD range from $.61 per minute to $.89 per minute. The PRA allows agencies to charge the actual cost of redacting BWV recordings including the cost of redaction technology provided it is the least costly commercially available method.The Video Specialists weighted salary amounts do not include the cost of redaction technology and the City does not intend to charge requestors technology costs at this time.The City intends to charge requestors at the rate of$.60 per minute of Video Specialist time to redact body worn videos. This rate is below the actual cost incurred by the City for redacting video. Estimating Redaction Costs Based on the results of the cost study, SPD Public Disclosure Unit staff will calculate estimated redaction costs at the following rates: Redaction Method Estimated Cost Per Minutes to Redact Per Estimated Cost of Redaction Minute to Redact Minute of Raw Footage Per Minute of Raw Footage Targeted Video $0.60 per 10 per individual or $6.00 per individual or Redaction with or individual or object object redacted object redacted without Targeted redacted Audio Redaction Targeted Audio $0.60 5 $3.00 Redaction Alone ATTACHMENT 1 59 Targeted Blackout of $0.60 4.5 $2.70 Screen,Targeted Screen Blur with or without Audio Removal Complete Screen Blur $0.60 N/A $0.60/video and Audio Removal SPD Will Charge Redaction Costs Based on Actual Redaction Time The City will charge requestors redaction costs reflecting the actual time it takes to redact a particular video calculated at the rate of$0.60 per minute. ATTACHMENT 1 60 ATTACHMENT SPD Redaction Process Workflow for Body Worn Video Redaction 1. Receive Initial Video Request a. Locate video in Evidence.com using one or more of the following fields:case number, officer ID,and date/time b. Conduct additional research in RMS/CAD to locate additional video not tagged by officer, if needed. c. If one video is identified,then a direct download from Evidence.com can be conducted. d. If multiple videos are identified,then a bulk download is requested (Evidence.com is a cloud-based system) e. If targeted video and/or audio redaction is required proceed to either Step 2 or Step 3 depending on whether redaction will be done jointly by PDO and Video Specialist or by Video Specialist working independently f. If complete screen blur and audio removal is required, proceed to step 4 2. Coordinated PDO/Video Specialist Redaction Process a. Unzip video files and place videos temporarily on local machine b. Receive Evidence.com download link via email and download videos. c. Upload videos to GOVQA for PDO to identify redactable content. d. Video Specialist deletes video files from local machine. e. PDO watches and listens to video identifying content that requires redaction, detailing relevant time codes. f. PDO sends redaction request to Video Unit g. Video Unit receives request in GOVQA or Video Unit Electronic Ordering Form (one redaction request will usually contain multiple video files that need redacting). h. Review redaction instruction spreadsheet with video timecodes, description of identifying information, and type of redaction (blur, audio only, etc.) i. Print hard copy of request. j. Locate videos in GOVQA. k. Download to local workstation. I. Import files to Adobe Premiere. m. Conduct audio/video redactions as indicated in spreadsheet provided by the PDO. 3. Video Specialist Only Redaction Process a. Unzip video files and place videos temporarily on local machine. ATTACHMENT 1 61 b. Receive Evidence.com download link via email and download videos. c. Download to local workstation. d. Import files to Adobe Premiere Video Specialist watches and listens to video identifying content that requires redaction. 4. Video Specialist applies redactions a. If Complete Screen Blur and Audio Removal is required,Video Specialist applies blur to entire video and removes all audio as appropriate. b. If Targeted Blackout of screen or audio redaction is required,Video Specialist will apply blackout and remove audio at appropriate points in video. c. If Targeted Screen Blur or audio redaction is required,Video Specialist will apply screen blur and remove audio at appropriate points in video. d. If the Targeted Video Redaction is required,Video Specialist must selectively blur/obscure video FRAME BY FRAME to ensure the exempt content is removed i. Camera movement, lighting conditions, environment, proximity of individuals/objects to camera, number of individuals/objects to be redacted, and other qualitative factors will contribute to the complexity of the redaction. e. Multiple passes of the video will be required to track individuals and/or ensure that all exempt video and audio content has been redacted throughout video. f. Video Specialist conducts quality assurance by replaying video in real time 1:1 or slower 2:1 and event 3:1 to refine redaction and ensure redaction accuracy. g. Export videos from Adobe Premiere. 5. Redaction Distribution a. Upload/Transfer redacted files to GOVQA. b. Notification is generated after video redaction is complete and is sent to PDO that redaction is complete. c. PDO receives the video files and reviews videos for accuracy. d. If additional redactions are identified,then request is re-submitted to Video Specialist. e. If no additional redactions are required,then Video Specialist logs request as completed. ATTACHMENT 1 62 EST.1924 ry" " - WASHINGTON MEMORANDUM DATE: 02/28/2023 TO: Yelm City Council FROM: Rob Carlson, Police Chief SUBJECT: Body Camera Redaction Fee The rate of $0.68 per minute charged to requestors for time spent redacting Police worn camera video footage was calculated using the following method. The 2022 salary range for the Administrative Assistant in the Police Department was used to calculate the median salary for the position. Low $27.15 High $32.57 Median $29.86 City paid benefits calculated at .37%. (Retirement, Medical Insurance, WA PFMLA) Median rate of $29.86 * .37 = $11.05 Hourly Benefit Rate The median hourly rate $29.86 + the benefit hourly rate $11.05 = Total hourly rate $40.91. Hourly rate of$40.91/60 (minutes in an hour) = $0.68 per minute rate as approved in Resolution No. 624 on January 10, 2023. RESOLUTION No. 633 A RESOLUTION OF THE CITY OF YELM, WASHINGTON, AMENDING THE PERSONNEL POLICY FOR THE CITY OF YELM AS LAST AMENDED APRIL 24, 2007 WHEREAS, the Yelm City Council desires to develop guidelines and policies on personnel matters, in order to provide guidance to City employees, managers, and elected officials, and to comply with federal and state laws; and WHEREAS, the policies contained in this resolution are general guidelines for the City's current employment practices and procedures. They are not intended to be a contract, express or implied, or any type of promise or guarantee of specific treatment upon which employees may rely, or as a guarantee of employment of any specific duration; and WHEREAS, Resolution No. 633 repeals and voids all preceding versions of the personnel policy; and WHEREAS, the changes to the personnel policy were reviewed with the City Council at the February 7, 2023 Study Session; and NOW, THEREFORE, BE IT RESOLVED, by the City Council of the City of Yelm, Washington as follows: THAT: City of Yelm Personnel Policy, attached hereto as Exhibit A is hereby approved. Approved this 28th day of February, 2023 Joe DePinto, Mayor Attest: Kathy Linnemeyer, City Clerk 2 LL 0 >" 0 ts) 0 • • Clo) z 0 (.3 • 0 CL Clo) `1. • „ - • E 4 • C.) r•-• co _CD J 73 a) S. � . 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Y • eriglab OW 0 '°:4946:k: F ,,b_t,‘..,i , ef 'Tie, ap 0 a,.. n-- 0 C 0 • . 4—) V) cu Ci 3 .• WASHINGTON Personnel Policies City of Yeim, Washington 106 Second Street SE Yeim, WA 98597 February 2023 Table of Contents Chapter 1 General 1 1.01 Purpose And Scope 1 1.02 Amendments 1 1.03 Equal Employment Opportunity 1 1.04 Sexual Harassment/Hostile Work Environment 1 1.05 Definitions 2 1.06 Employee Personnel Records 3 1.07 References 3 1.08 Destruction Of Personnel Records 4 Chapter 2 Hours And Attendance 5 2.01 Working Hours 5 2.02 Hours Of Work And Overtime 5 2.03 Compensatory Time 5 2.04 Attendance 6 2.05 Breaks And Meal Periods 6 2.06 Call Back 6 2.07 Payroll Records 7 Chapter 3 Recruiting and Hiring 8 3.01 Recruiting 8 3.02 Hiring 8 3.03 Temporary Employees 9 3.04 Probationary Period 9 3.05 Employment Of Relative (Nepotism) 10 3.06 Promotions And Transfers 10 Chapter 4 Compensation 11 4.01 Salary Classification And Grades 11 4.02 Employee Pay Rates 11 4.03 Paydays 11 4.04 Deductions 11 4.05 Travel Expense Reimbursement 11 4.06 Compensation Upon Separation Or Termination 12 Chapter 5 Performance Evaluations And Training 13 5.01 Performance Evaluations 13 5.02 Training Policy 13 Chapter 6 Benefits 14 6.01 Retirement Benefits 14 6.02 Disability Benefits 14 6.03 Insurance Benefits 15 Chapter 7 Leaves Of Absence And Time Off 17 7.01 Leaves 17 7.02 Vacation 17 7.03 Sick Leave 17 7.04 Bereavement Leave 19 7.05 Leave Without Pay 19 7.06 Jury Duty And Witness Leave 20 7.07 Administrative Leave 20 7.08 Military Leave 20 7.09 Holidays 20 7.10 Religious Holidays 21 7.11 Family and Medical Leave Act (FMLA) and Washington's Family Leave Act(WFLA) 21 7.12 Washington Paid Family and Medical Leave Program (PFML) 29 Chapter 8 Employee Responsibilities And Conduct 30 8.01 General Policy 30 8.02 Code Of Conduct, Conflicts Of Interest And Outside Employment 30 8.03 Political Activities 31 8.04 Smoking 31 8.05 Use Of City Vehicles And Equipment 31 8.06 Bulletin Boards 31 8.07 Contact With News Media 31 8.08 Seat Belt Use 32 8.09 Driver's License Requirements 32 8.10 Safety 32 8.11 Drug Free Workplace 32 8.12 City-Owned Technology Resource Acceptable Use Policy 34 8.13 Violence In The Workplace 37 Chapter 9 Employee Dissatisfaction 41 9.01 Suggestions 41 9.02 Complaint Procedures 41 9.03 Disability Complaints 41 9.04 Whistle Blower Protection Policy 42 Chapter 10 Discipline And Terminations 46 10.01 Discipline 46 10.02 Termination 47 10.03 Layoff 47 10.04 Resignation 48 10.05 Exit Interview 48 10.06 Death 48 Rev. 2001.01; 2002.02, (Res 428, 11/02); 2005.03 (Res 454, 7/05); 2006.01 (Res 462, 1/06); 2008.01 (Res 471 4/07); 2023-02 (Res 633 2/23) Chapter 1 GENERAL 1.01 PURPOSE AND SCOPE 1.01.010 The City reserves the right to amend, delete,supplement, or rescind any provisions of this manual as the City deems necessary and appropriate without advance notice. These policies shall not be construed to create contractual rights or any type of promise or guarantee of specific treatment upon which any employee may rely. 1.01.020 Except as otherwise stated herein, these personnel policies apply to all City employees. (Resolution 270, 10/92) They do not apply to elected or appointed officials or to independent contractors and consultants unless specifically agreed to between the City and those parties. In the event of conflict between any provision of this manual and any provision of a valid and effective collective bargaining contract or individual labor contract, or an applicable Civil Service rule or regulation,the provision of the labor contract and/or the Civil Service rule shall govern. Violation of City policies may result in discipline, up to and including termination. 1.01.030 Unless otherwise expressly provided by law, ordinance, civil service rules or regulations, or by written contract, the City Administrator, all Department Directors, all temporary employees and all employees who have not completed their probationary period are considered at-will employees and may be terminated from City employment at any time, with or without cause and with or without notice. Except as expressly provided otherwise by law, ordinance, civil service rules or regulations,or by written contract,all other regular employees will be terminated only by written notice and with an opportunity for a hearing as set forth in Chapter 10 of these policies. (Resolution No. 270, 10/92) 1.02 AMENDMENTS 1.02.010 These policies are adopted and may only be amended by formal or written action of the City Council. Any employee may present any proposed amendment to their Department Director or the City Administrator. Proposals to amend these policies may be initiated and presented to the City Council by any elected official, the City Administrator, two or more Department Directors, or five or more employees. 1.03 EQUAL EMPLOYMENT OPPORTUNITY 1.03.010 The City is an equal opportunity employer. The City employs, retains, promotes, terminates and otherwise treats all employees and job applicants on the basis of merit, qualifications, and competence. This policy will be applied without regard to any individual's sex, race, color, religion, national origin, pregnancy, age, marital status, medical condition, or disability. 1.03.020 The City will not discriminate against applicants or employees who have a sensory, physical or mental impairment, and who can perform the essential functions of the job. The City will reasonably accommodate employees of disability who so request it. 1.04 SEXUAL HARASSMENT/HOSTILE WORK ENVIRONMENT 1.04.010 Sexual harassment is a form of sex discrimination and is an unlawful employment practice under the 1964 Civil Rights Act and Washington State Law against Discrimination. It is the policy of the City to provide a work environment for its employees which is free from discrimination and intimidation. Therefore, the City will not tolerate any form of sexual harassment. Prompt disciplinary action will be taken against an employee who commits or participates in any form of sexual harassment. Prompt action will also be taken against 1 customers, vendors, and citizens who commit or participate in any form of sexual harassment. A. Sexual harassment is defined as unwanted, unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct which has the effect of creating an offensive, intimidating, degrading or hostile work environment, or adversely interferes with or affects an employee's work performance. It can include verbal behavior such as unwanted sexual comments,suggestions,jokes,or behavior such as suggestive looks and leering, and physical behavior such as pats or squeezes, or repeated brushing against someone's body. B. Hostile environment sexual harassment involves sexual conduct which unreasonably interferes with an employee's work environment or creates an intimidating, hostile, or offensive working environment.This form of sexual harassment need not have any tangible economic consequences to the employee. Actions of co-workers can also create a hostile environment. 1.04.020 Any employee who believes he or she is being sexually harassed or subjected to a hostile work environment should immediately notify their Department Director,or if the complaint involves the Department Director, the City Administrator, or if the complaint involves the City Administrator, the Mayor. The City will not retaliate against an employee who complains of sexual harassment. Employees who become aware of discriminatory behavior, including sexual harassment, are obligated to bring it to the attention of a supervisor or the City Administrator. 1.04.030 The City will promptly investigate the complaint. The investigation may include interviews with the parties or employees who may have observed the harassment or may have experienced similar harassment. If the investigation reveals that the employee did engage in sexual harassment, appropriate action will be taken. An investigation of alleged harassment will be confidential. Onlythe complainant and alleged harasser will be notified of the results. 1.05 DEFINITIONS A. City Administrator: The employee appointed by and serving at the pleasure of the Mayor to assist the Mayor with administrative and policy related responsibilities. B. Department Director:An employee who is an exempt employee and has responsibility for directing one or more departments as designated by the Mayor including, but not limited to Human Resources Director, Chief of Police, , Finance Director, Public Services Director, IT Director and the Court Administrator. C. Exempt Employee: A salaried employee who holds an administrative, professional or executive position not entitled to overtime pay. D. Family Member: An employee's spouse, child, domestic partner, parent, brother, sister, brother or sister-in-law, mother or father-in-law, son or daughter-in-law and all relatives of direct lineage such as grandchildren, grandparents, great-grandchildren and great-grandparents. E. Full-time Employee: An employee who, on a continuing basis, regularly works an average of 40 hours per week/52 weeks per year. F. Hostile Work Environment: Involves sexual conduct which unreasonably interferes with an employee's work environment or creates an intimidating, hostile,or offensive working environment. 2 G Permanent Part-Time Employee: An employee who is scheduled to work an average of fewer than 40 hours per week or less than 52 weeks per year. Part-time employees are eligible for benefits on a pro-rata basis as authorized by the City Council. H. Regular Employee:Afull-time or part-time employee who is not a temporary employee and who has successfully completed a probationary period. (Resolution 270, 10/92) I. Temporary Employee (Full- or Part-time): An employee who holds a job of limited duration arising out of special projects, abnormal workloads or emergencies. Temporary employees are not eligible for City benefits except as recommended by the City Administrator and approved by the Mayor. J. Probationary Employee: An employee who has not successfully completed an initial probationary employment period. 1.06 EMPLOYEE PERSONNEL RECORDS 1.06.010 A personnel file for each employee is kept in the Personnel Office and is the property of the City. Access is limited to the employee's immediate supervisor and Department Director, the City Clerk, the City Administrator, the Mayor, and any other personnel authorized by the City Administrator and/or the employee. An employee's personnel file contains the employee's name, title and/or position held,job description, department to which the employee is assigned,salary, changes in employment status,training received, performance evaluations, personnel actions affecting the employee, including discipline, and other pertinent information. 1.06.020 An employee has the right to review his or her file. An employee may request removal of irrelevant or erroneous information in his or her personnel file. If the City denies the employee's request to remove the information, the employee may submit a written rebuttal statement to be placed in the file. 1.06.030 Personnel files are kept confidential to the maximum extent permitted by law. Except for routine verifications of employment, no information from an employee's personnel file will be released to the public, including the press, without a written request for specific information or in response to a valid court order or government request. 1.07 REFERENCES 1.07.010 Upon request and after written consent, the City Administrator or Mayor may provide employment references on current or former regular City employees or volunteers. 1.07.020 Except as provided in Subsections 1.70.05 and 1.70.06 below, no information of any kind shall be released, either orally or in writing, directly or indirectly, unless and until written consent first be obtained from the affected employee or former employee; and 1.07.030 "Blacklisting" as a policy is expressly condemned; no employee shall engage in such practice,or directly or indirectly cooperate with any attempt by any other person or agency to engage in such prohibited practice; and 1.07.040 A cumulative log sheet shall be kept in each individual's permanent personnel file, as a part thereof, and an entry shall be made therein contemporaneously with each and every release of information regarding that file or individual, including but not limited to the following: A. what information is released; B. when such information release occurred; C. in what form the information was released; 3 D. to whom the information was released. 1.07.050 No subjective opinions shall be ventured; rather, information released shall be confined to objective information (e.g., date of first/last employment; promotions/demotions; highest rank held; beginning/final salary; number of commendations/reprimands received in writing; if employment is ended/continuing; if ended, whether ended by termination/resignation; attendance/absence data.) 1.07.060 Telephone inquiries, if received regarding a current employee, shall be subject to the following procedures: A. The person/agency inquiring shall be first identified, his/her telephone number obtained, and the purpose of the inquiry ascertained; B. The employee shall next be contacted for consent to respond; C. If consent has been obtained,the inquirer shall be recalled, and information may be released orally, strictly limited to: 1. Dates of employment; 2. Job title(s) held; 3. Attendance/absence statistics; 4. Current salary or wage. If more information is desired, the request and consent, and the disclosure, shall be in writing. 1.07.070 No telephone inquiry shall be honored or information released in response thereto with respect to a former employee without a signed release submitted by the former employee. Destruction oQf Personnel Records 1.08.010 At the discretion of the City Clerk, personnel files and payroll records are maintained in accordance with the Washington State Archives Records Retention Schedule after the employee has ceased to work for the City. Former employee's names,date of termination or separation, social security number, a date of employment and job classification will be listed on the City's employee history index. 4 Chapter 2 HOURS AND ATTENDANCE 2.01 WORKING HOURS 2.01.010 The City'c wor gCity's working hours are determined by the Department Director in conjunction with services provided and the needs of the community. . 2.01.020 A normal working schedule for regular, full-time employees consists of forty (40) hours each work week or one hundred and seventy-three and one/third (173.33) hours per month. Different work schedules may be established by the City to meet job assignments and provide necessary City services. Each Department Director will advise each employee regarding specific working hours. 2.01.030 Part-time and temporary employees will work hours as specified by their Department Directors. 2.02 HOURS OF WORK AND OVERTIME 2.02.010 All City positions are designated as either "exempt" or "non-exempt" according to state law and the Fair Labor Standards Act("FLSA") regulations. 2.02.020 For most City employees, the standard number of work hours is forty (40) hours within a seven (7)day work period.Atypical work period is one week beginning at 12:01 a.m. each Saturday. For law enforcement ("Section K") employees, the standard number of work hours is ninety-two (92) hours during a fifteen (15) day work period. Alternative work weeks may be established by Department Directors, with approval of the City Administrator, to accommodate flex-time schedules or to meet department needs on a temporary or regular basis. 2.02.030 Non-exempt employees are entitled to additional cash compensation whenever they work more than eight(8) hours per day. 2.02.040 All non-emergency workweek overtime must be authorized in advance. 2.02.050 Overtime pay is calculated at one and one-half times the employee's regular rate of pay for all time worked beyond the established work-period. 2.02.060 Holiday, sick leave and vacation time is not counted as hours worked when computing overtime. 2.02.070 The exempt employees of the City are the City Administrator,City Clerk, Human Resources Director, Chief of Police, Assistant Chief of Police, Court Administrator, Public Services Director, Finance Director, IT Director, Projects and Programs Manager, Planning and Building Manager, Operations Manager, City Engineer and the Municipal Judge. The list of exempt employees is not all inclusive. (Res 543; 7/13, Res 428; 1/02; 370, 2/98) 2.03 COMPENSATORY TIME 2.03.010 Non-exempt employees working overtime may elect to receive compensatory time credit instead of a cash payment. The election is made on the employee's attendance card and is approved on a case-by-case basis by the employee's Department Director.- If the compensatory time option is exercised, the employee is credited with one and one-half times the actual number of overtime hours worked. 2.03.020 Employees may exchange accrued compensatory time for cash. Requests must be submitted on the `Request for Payment of Accrued Time" form along with the regular monthly time sheet. All payment requests must be pre-approved by the Department Director and Human Resources prior to being turned into payroll. 5 2.03.030 Beginning January 1, accrued compensatory time in excess of 40 hours remaining as of November 15 of each year will be paid with the November end-of-month paycheck. Any compensatory hours accrued after November 15 will be carried forward to the next year. 2.04 ATTENDANCE 2.04.010 Punctual and consistent attendance is a condition of employment. Each Department Director is responsible for maintaining an accurate attendance record of each employee. 2.04.020 Employees unable to work or unable to report to work on time should notify their Department Director as soon as possible, ordinarily before the work day begins or within thirty minutes of the usual starting time. If an absence continues beyond one day, the employee is responsible for reporting in each day. If the Department Director is not available, the employee may leave a message with the City Administrator stating the reason for being late or unable to report for work. 2.04.030 In the event of inclement weather, all city buildings and operations are considered normal. If an employee is unable to get to work on time, or receives permission to leave work early,the employee must use leave time. As in any other case of late arrival or absence,the employee shall notify their supervisor. The order of leave used is: 1. Compensatory time, 2. Vacation, 3. Floating holiday or accrued holiday hours, 4. Sick leave, 5. Leave without pay (if all leave has been exhausted). During times of inclement weather, it is essential that the City continue to provide vital public services. Therefore, it is expected that employees make every reasonable effort to report to work without endangering their personal safety. If a closure is announced in advance of the work day by the Mayor or designee and employees do not report on that basis, regular,full-time and regular, part-time employees will remain in paid status for the closure date announced. Employees deemed as essential employees would receive comp time for every hour worked in the declared emergency time frame. 2.04.040 An employee who is absent without authorization or notification is subject to disciplinary action, including possible termination. 2.05 BREAKS AND MEAL PERIODS 2.05.010 Employees may take one (1)fifteen-minute break for every four hours worked. All breaks shall be arranged so that they do not interfere with City business or service to the public. The employee's Department Director will schedule meal periods. The scheduling of meal periods may vary depending on department workload. Meal periods are unpaid and usually one hour in length. Exceptions may be made at the discretion of the Department Director. 2.06 CALL BACK 2.06.010 All employees are subject to call back in emergencies or as needed by the City to provide necessary services to the public. A refusal to respond to a call back is grounds for immediate disciplinary action, including possible termination. Employees called back to duty will be paid a minimum of two (2) hours overtime at one and one-half times the regular rate of pay. An exception to this would be when the employee works within two hours before or after the end of a regularly scheduled normal workday. When this occurs, only the actual time worked shall be counted as overtime. This policy will also apply to callback that occurs on a holiday. 6 2.07 PAYROLL RECORDS 2.07.010 The Finance Department oFDeoartment or assigned designee keeps financial payroll records. Each Department Director shall turn in on a monthly basis a signed work record for each employee within their department, noting hours worked, leave taken and overtime worked. Original time records are the property of the City and may not be removed at any time for any reason. Copies will be provided following general practice policies for Public Disclosure requests. 7 Chapter 3 RECRUITING AND HIRING 3.01 RECRUITING 3.01.010 Recruiting practices are conducted solely on the basis of ability, merit, qualifications, and competence, without regard to race, color, religion, national origin, sex, marital status, pregnancy, disability or age. 3.01.020 Each applicant shall complete and sign an application form prior to being considered for any position. (See Attachment Section) Resumes may supplement but not replace the City's official application. 3.01.030 If hired, any applicant supplying false or misleading information is subject to immediate termination. 3.02 HIRING 3.02.010 When a position becomes vacant and prior to any posting or advertisement of the vacancy, the Department Director will review the position, its job description and the need for such a position. The Department Director will prepare and submit a written request to fill the position to the City Administrator. The position will be posted and/or advertised only after the City Administrator and the Mayor have approved the request. 3.02.020 Any announcement of position vacancies should include the title of the position, a brief description of the position's minimum or preferred qualifications,the position's essential duties, salary range, general description of all the benefits, the dates application will be accepted for the position, and the place and manner of filing application. All announcements should state that the City is an "Equal Opportunity Employer." The City Administrator may add additional information to the announcement. All applications should be on a form supplied by the City Clerk's Office. 3.02.030 The Department Director will establish procedures in consultation with the City Administrator for selecting the best-qualified applicant. Selection criteria will measure each applicant's qualifications, experience and ability to perform the duties and responsibilities of the position. The Department Director will screen applicants, conduct interviews and check references after consultation with the City Administrator and Mayor, or as otherwise required by state or federal law_ 3.02.040 Residency within the City is not a condition of employment provided that an employee's selection of residence shall not interfere with the daily performance of duties and responsibilities. 3.02.050 Applicants for positions in which the applicant is expected to operate a motor vehicle must be at least 18 years old and will be required to present a valid Washington State driver's license with any necessary endorsements and a five(5)year authenticated driving record. Applicants with poor driving records, as determined by the City, may be disqualified for employment with the City in positions requiring driving.City employees who drive pursuant to their employment may need to have riders on their personal vehicle insurance policies, if they drive their own vehicles. If the employee's insurance company requires a business rider,the City will pay the premium. 3.02.060 The City may administer pre-employment examinations to test the qualifications and ability of applicants, as determined necessary by the City. The City may contract with any competent agency or individual to prepare and/or administer examinations. 3.02.070 After an offer of employment has been made and prior to commencement of employment, the City may require persons selected for employment to successfully pass a medical 8 examination, which may include testing for alcohol and controlled substances. The purpose of the examination is to determine if the individual is physically able to perform the job and to ensure his or her physical condition will not endanger the health, safety or wellbeing of other employees or the public. The offer of employment will be conditioned on the results of the examination. Any medical records relating to physical examinations or other medical records involving applicants or employees will be kept confidential. 3.02.080 A candidate may be disqualified from employment if: A. found physically unable to perform the duties of the position and the individual's condition cannot reasonably be accommodated in the workplace; B. the candidate refuses to submit to a medical examination or complete medical history forms; C. if the exam reveals abuse of alcohol and/or controlled substances. 3.03 TEMPORARY EMPLOYEES 3.03.010 On recommendation by the Department Director and with approval of the Mayor and City Administrator, and based upon budget availability, temporary employees may be used during emergencies or other peak workload periods to temporarily replace regular employees who are absent due to disability, illness, vacation or other approved leave, or to temporarily fill a vacancy until a regular employee is hired. 3.03.020 Temporary employees may be hired without competitive recruitment or examination. 3.03.030 Temporary employees are eligible for overtime pay as required by law. Temporary employees are not eligible for City benefits except as recommended by the City Administrator and approved by the Mayor. 3.03.040 Temporary employees are at-will employees. They may be terminated without the hearing and notice provided for by Section 10.2. (Resolution 270, 10/92) 3.04 PROBATIONARY PERIOD 3.04.010 All newly hired, rehired former employees, and employees promoted to a new classification, enter a probationary period which is considered an integral part of the selection and evaluation process. During the probationary period an employee is required to demonstrate suitability for the position through actual work performance. 3.04.020 The minimum probationary period is six (6) months from the employee's date of hire, rehire, or promotion. The probationary period may be extended if in the discretion of the City Administrator any aspect of the employee's performance does not meet minimum requirements. The probationary period shall not be shortened for any reason. A probationary employee will be evaluated at least every three (3) months. 3.04.022 The probationary period for police officers is one year excluding time spent in the academy. 3.04.030 Newly hired employees and rehired probationary employees accrue vacation and sick leave, but are not eligible to use vacation until after their probationary period is successfully completed, except as authorized by the City Administrator or Mayor. 3.04.040 During the probationary period, newly hired employees, and rehired former employees, may be terminated at any time for any reason, with or without cause and with or without notice. 3.04.050 When a Department Director determines an employee has satisfactorily completed the probationary period, the Department Director shall prepare a written performance 9 evaluation, which will be reviewed by the City Administrator. If the probationary period is satisfactorily completed,the employee may continue as a regular employee. 3.05 EMPLOYMENT OF RELATIVE (NEPOTISM) 3.05.010 Family Members will not be employed by the City under any of the following circumstances: A. Where one of the parties would have authority or practical power to affect any term or condition of the other's employment. B. Where one party would be responsible for auditing the work of the other; C. Where both parties would report to the same supervisor; D. Where in the opinion of the Mayor and the City Administrator other circumstances might lead to potential conflict among the parties or conflict between the interest of one or both parties and the best interests of the City; E. Where one of the parties is the City Administrator, Mayor or a member of the City Council. F. Where one of the parties would handle confidential material which might create the appearance of improper or inappropriate access to that material by the other. 3.05.020 Family Member: An employee's spouse, child, domestic partner, parent, brother, sister, brother or sister-in-law, mother or father-in-law,son or daughter-in-law and all relatives of direct lineage such as grandchildren, grandparents, great-grandchildren and great- grandparents. 3.05.030 If the above circumstances result from new marriage, new sharing of living quarters with one another, election, or other change in circumstances and in the Mayor and City Administrator's judgment the potential problems noted above exist or reasonably could exist, only one of the employees will be permitted to remain employed with the City. The decision as to which relative will remain with the City must be made by the two employees within thirty(30) calendar days of receiving written notice from the City Administrator that such election be made. If no decision is made during this time,the City will terminate one of the employees as it deems in its best interest. 3.06 PROMOTIONS AND TRANSFERS 3.06.010 The City encourages current City employees to apply for vacant City positions for which they are qualified. Promotions and transfers are based on the Department Director's recommendation, work force requirements, performance evaluations, job descriptions and related City requirements. 3.06.020 Regular employees are eligible for promotion, transfer or voluntary demotion. To be considered for another position, an employee must possess the qualifications for the vacant position. 10 Chapter 4 COMPENSATION 4.01 SALARY CLASSIFICATION AND GRADES 4.01.010 Each position within the City is placed into one of the City's classifications for salary purposes.This classification is based on job requirements such as education and training, level of responsibility, difficulty, working conditions, skill, hazard, and amount of supervision required. Each classification is designated on the City's salary and wage schedule, which is approved annually by the City Council. 4.02 EMPLOYEE PAY RATES 4.02.010 Employees will be paid within the wage range to which their positions are assigned based on the City's current Salary Step Schedule. Employees usually advance from one step to the next step concurrent with calendar year changes. 4.02.020 New employees will either start their employment at the minimum wage rate for their classification, or at a higher rate when warranted. 4.02.030 Pay increases are discretionary and contingent upon performance, and annual budget approval. If an employee's performance is consistently unsatisfactory, the City Administrator on recommendation of the Department Director and with written approval from the Mayor may defer a scheduled pay increase for a stipulated period of time or until the employee's job performance is satisfactory. Such action should be documented in the employee's file. 4.02.040 The Mayor may propose and the City Council may grant an across the board pay adjustment (cost-of-living increase)from time to time, raising the salaries of all positions by a specified amount or percentage within a defined group of classifications. Such adjustments if any will not change an employee's next scheduled step pay increase. 4.03 PAYDAYS 4.03.010 City employees are paid monthly on the fifth day of each month following the close of the preceding calendar month pay period. When the fifth falls on a Saturday, Sunday, or holiday, checks will be released on the preceding Friday. The City will not issue paychecks early except in emergency conditions. Requests for an early paycheck must be made to the City Clerk via the Department Director. The City Administrator will determine if the reason for an employee's request for an early paycheck is an appropriate emergency. (Resolution 428, 11/02; 291, 5/93) 4.04 DEDUCTIONS 4.04.010 Some regular deductions from the employee's earnings are required by law. Other deductions are specifically authorized by the employee. The City will withhold from the employee's paycheck those deductions required by law and any voluntary deductions authorized by the employee, applicable union contract, or statute. 4.05 TRAVEL EXPENSE REIMBURSEMENT 4.05.010 City employees will be reimbursed for reasonable and customary expenses actually incurred in connection with the business of the City, including food, and travel expenses while away from the City, but excluding any expenses for alcoholic beverages. If private automobiles are used,employees will be reimbursed at the Internal Revenue Service rate approved for business travel. (Ordinance 652, 1/99) Sharing of vehicles should be done whenever possible. Tips, not to exceed 15%, for meals, taxis, or baggage handling are 11 reimbursable. Expenses associated with commuting or travel to and from an employee's home to the place of work are not reimbursable. 4.05.020 Requests for advances or reimbursement shall be submitted on an expense report form signed by the employee and shall include receipts. The City Administrator must approve any advances. 4.06 COMPENSATION UPON SEPARATION OR TERMINATION 4.06.010 When an employee's employment with the City is terminated, for whatever reason, the employee will receive the following compensation: A. Regular wages for all hours worked up to the time of separation/termination which have not already been paid. B. Any overtime or holiday pay due. C. A lump sum payment for any accrued but unused vacation and compensatory time, plus 25 percent of accrued, unused sick leave up to a maximum equivalent of one month's gross salary. D. Payment of final compensation will be processed at the next payroll-processing period. 4.06.020 Severance benefits objective; when it is necessary to involuntarily separate an exempt employee for reasons unrelated to performance or conduct:, it is the City's objective to provide severance benefits as outlined in the policy. A. This policy applies to the following exempt positions: City Administrator, City Clerk, Human Resources Director, IT Director, Municipal Court Administrator, Finance Director, Public Services Director, Chief of Police, and Assistant Chief of Police B. Involuntary separation includes, but is not limited to, terminations and layoffs from employment with the City, or being placed on involuntary separation or equivalent status, due to budget reductions, agency reorganizations,work force downsizings, or other causes not related to the job performance, misconduct of the employee, or voluntary resignations. C. Severance payments are based on years of service. Eligible employees will be entitled to severance payments, paid together with the final paycheck, based on the following formula: Years of Consecutive Service Amount of Benefit 2 Years or less 2 Weeks Salary 3 -5 Years 4 Weeks Salary 6 Years or more 6 Weeks Salary Partial years of service will be rounded to the next highest year for the purpose of determining the severance benefit. Partial years of service will not affect leave accrual or years toward service for retirement purposes. The maximum severance benefit to which an employee may be entitled is 6 weeks of salary. 12 Chapter 5 PERFORMANCE EVALUATIONS AND TRAINING 5.01 PERFORMANCE EVALUATIONS 5.01.010 To achieve the City's goal of training, promoting and retaining the best-qualified employee for every job,the City conducts periodic performance evaluations for all positions. 5.01.020 The City Clerk is responsible for developing and maintaining the City's performance evaluation program. 5.01.030 Prior to completion of their probationary period, and thereafter on or before April 30 of each year, each employee is to be evaluated in writing by their Department Director. Each Department Director is to be evaluated by the City Administrator and the Mayor,with input from the City Council Liaison, and the City Administrator is to be evaluated by the Mayor. 5.01.040 The evaluation becomes a part of an employee's personnel record and will be a factor in determining all actions relating to the employee's employment with the City. 5.02 TRAINING POLICY 5.02.010 The City seeks, within the limits of available resources, to offer training to increase an employee's skills, knowledge and abilities directly related to City employment, to obtain or maintain required licenses and certifications, and to develop staff resources. Opportunities may include, but are not limited to; on-the-job training, in-house workshops and seminars sponsored by other agencies or organizations. Permission of the Department Director is required to attend training sessions at City expense or during working hours. 13 Chapter 6 BENEFITS 6.01 RETIREMENT BENEFITS 6.01.010 The City makes contributions on behalf of all eligible employees to the Social Security System in addition to those contributions made by the employee through FICA payroll deductions. 6.01.020 All regular fully commissioned uniformed employees in the police department are covered by the Law Enforcement Officers' and Firefighters' Retirement System (LEOFF). The State of Washington sets benefit levels and contributions rates. 6.01.030 All regular full-time and eligible part-time non-uniform employees are covered under the Public Employees Retirement System (PERS). 6.01.040 Temporary employees who work more than 70 hours per month for more than five (5) months per year will receive retirement benefits. 6.01.050 Employees intending to retire shall notify their Department Director of their intent to retire at least three months prior to the date of retirement. 6.02 DISABILITY BENEFITS 6.02.010 All employees, except those covered by LEOFF I, are covered by the State Industrial Insurance program (worker's compensation). This type of insurance covers employees in case of on-the-job injuries or job-related illnesses. For qualifying cases, State Industrial Insurance will pay the employee for workdays lost for any disability resulting from job- related injuries or illnesses. All job-related accidents should be reported immediately to the Department Director or City Administrator. 6.02.020 When an employee is absent for one or more days due to an on-the-job accident, the employee is required to file a claim for coverage under Washington State Department of Labor and Industries (L&I) for Worker's Compensation benefits. If the employee files an uncontested claim for such benefits, the City will continue to pay the employee's regular pay or base salary by using the employee's unused sick leave pending receipt of the employee's first check for Worker's Compensation benefits. 6.02.030 An employee is not entitled to receive sick leave benefits and retain worker's compensation benefits for the same pay period when those combined benefits exceed the employee's regular pay or base salary. To the extent an employee later receives worker's compensation benefits for hours previously paid through the employee's sick leave, the sums representing any duplication in compensation must be promptly repaid to the City at the time the employee first receives worker's compensation benefits. 6.02.040 Employees drawing against sick leave while recovering from a qualified L&I injury may request that an amount representing their reimbursement of wages from L&I, be either: A. withheld from their next regular paycheck, along with a signed acknowledgement approving the City's right to withhold; or B. be reimbursed to the City by assigning all or part of their worker's compensation check to the City at the time such check is initially received. 6.02.050 The City may require an examination at its expense performed by a physician of its choice to determine when the employee can return to work and when the employee will be capable of performing the duties and responsibilities of the position. 14 6.03 INSURANCE BENEFITS 6.03.010 All regular full-time and permanent part-time employees (Ordinance 470, 6/93) are eligible to participate in City's insurance programs. The level of funding per employee and any City contribution for family members is established by the Yelm City Council and adopted as part of the annual budget. The programs will be explained at the time the employee becomes eligible to join. 6.03.020 If openings exist, an employee may elect to forego enrollment in the City sponsored medical insurance plan. Upon request of an employee, and with City Council approval, an amount of $150.00 per month may be awarded to full-time employees in lieu of medical insurance. (Resolution 313, 7/94) Part-time employees working more than half time, but less than full-time shall be eligible to receive one half of the stipend amount. (Resolution 348, 7/96) This option may be made available only as long as the participation requirements of the insurance provider are met. If no openings exist, part-time employees shall be required to enroll in the City sponsored medical plan. Temporary employees are not eligible for benefits. A. As vacancies to receive cash in lieu of medical insurance benefits occur they will be announced. Employees will at that time be given an opportunity to apply to fill vacancies based on seniority and other factors as determined by the City Administrator and Mayor. Reinstatement of medical insurance at anytime other than during open enrollment (January 1) will result in the employee being responsible for payment of both the employee's and employer's costs from the reinstatement date to the last open enrollment period. NOTE: Eligible part-time employees receive pro-rata benefits based on the number of hours worked each week (i.e., 20 hours per week receives 50% benefit) and are responsible for payment of the difference between the city paid pro-rata share and the actual cost of insurance benefits. (Ordinance 470, 6/93) Temporary employees are not eligible for insurance benefits. B. Upon the date of hire, the employee becomes eligible for insurance benefits for themselves, their spouse and eligible dependents as determined by the insurance company. (Resolution 471) Benefits include medical, dental, vision and employee assistance program. The only exception from this practice would be for negotiated approval labor or employee contracts. 6.03.030 Upon mutual agreement between the employee and the City, and in accordance with the terms and conditions of the insurance policy, the City will continue health insurance coverage at the employee's expense during an approved unpaid leave of absence. The Consolidated Omnibus Budget Reconciliation Act (COBRA) continuation rights may apply in the event coverage is not extended through the City. 6.03.040 While an employee is receiving Worker's Compensation benefits,the City may continue to pay the employee's health insurance premiums for six (6) month, after which the employee may choose to use COBRA rights and self-pay insurance premiums. 6.03.050 Upon an employee's separation/termination from City employment, at the employee's option and expense,the employee may elect to continue City health insurance benefits to the extent provided under COBRA. Continuation rights are not available if an employee is terminated for"gross misconduct." 6.03.060 An administrative handling fee over and above the cost of the insurance premium may be charged the employee or any dependents electing to exercise their COBRA continuation rights. 15 6.03.070 The City participates in the Washington State Unemployment Compensation Program. 16 Chapter 7 LEAVES OF ABSENCE AND TIME OFF 7.01 LEAVES 7.01.010 The City has ten (10) different types of leave: LEAVE TYPE SECTION Vacation Leave 7.02 Sick Leave 7.03 Parental Leave 7.03.030 Shared Leave 7.03.070 Bereavement-Leave 7.04 Leave w/out Pay 7.05 Jury and Witness Leave 7.06 Administrative Leave 7.07 Military Leave 7.08 Decision Making Leave 10.01.060 NOTE: Eligible part-time employees receive pro-rata leave benefits based on the number of hours worked each week. (i.e., 20 hours per week receives 50% leave benefit.) Temporary employees are not eligible for leave benefits unless approved by the Mayor and City Administrator. 7.02 VACATION 7.02.010 Vacation leave accrues monthly. Each regular full-time and eligible part-time employee is entitled to vacation leave as follows: Full Months of Employment Vacation Hours Earned Per Month 0-24 8 hours 25-48 8.67 hours 49-120 10 hours 121-180 13.33 hours 181-240 15 hours 241 or more 16.67 hours 7.02.020 Except as approved by the Mayor and City Administrator, all new employees must satisfactorily complete their probationary period to be entitled to use accrued vacation leave. 7.02.030 Employee leave requests must be submitted to their Department Director. (See Attachment Section) Each department is responsible for scheduling its employees' vacations without undue disruption of department operations. 7.02.040 A maximum of 240 vacation hours may be carried over from one calendar yearto the next. It is the employee's responsibility to schedule vacation leave far enough in advance to accommodate this policy. Failure to do so may result in loss of accrued vacation time. In cases where City operations have made it impossible for an employee to use vacation time,the Department Director, with the approval of the City Administrator and Mayor may authorize additional carry over. 7.02.050 Employees will be paid for unused vacation time upon separation/termination from City employment. 7.03 SICK LEAVE 7.03.010 All full-time and eligible part-time employees,accrue sick leave benefits at the rate of eight (8) hours, or pro-rated if part-time, for each calendar month of continuous employment. 17 Part-time employees not otherwise eligible for benefits, seasonal employees, and temporary employees earn sick leave at the rate of one (1) hour of sick leave for every forty (40) hours worked. 7.03.020 Employees accrue and may use sick leave during their probationary periods. Temporary and seasonal employees earn sick leave benefits upon hire, but may not use sick leave until the ninetieth (90th)calendar day of employment. Employees do not accrue sick leave benefits during a leave without pay. 7.03.030 Authorized purposes: Sick leave covers those situations in which an employee is absent from work due to: A. Physical or mental injury, health condition or illness to the employee; B. The need to care for the employee's family member with a physical or mental injury, health condition, or illness, "Family member" is defined by RCW 49.46.210 and includes children, parents, spouses, registered domestic partners, grandparents, grandchildren, and siblings. C. Medical or dental appointments for the employee, or family member provided that the employee must make a reasonable effort to schedule such appointments at times which have the least interference with the work day; D. Exposure to a contagious disease where on-the-job presence of the employee would jeopardize the health of others; E. Use of a prescription or over the counter drugs which impair job performance or safety; F. Actual periods of temporary disability and maternal or paternal care associated with pregnancy or childbirth. In association with the birth or adoption of the employee's child, the employee may take an additional thirty (30) working dcyc timodays' time off beyond the actual period of disability; for this purpose vacation leave, compensatory time, or sick leave may be used. An employee lacking sufficient combined accrued leave to take advantage of maternal/paternal leave benefits as described in this section may request a maximum of(15)fifteen days of shared leave. The employee must meet requirements identified in the City's Shared Leave Ordinance. No. 472, as amended by Ordinance 501 (Resolution 310, 4/94) G. Actual periods of disability associated with the death of a family member as defined in Section 1.5, subsection D. H. When either the City or a school or place of care attended by an employee's child is closed by a public official for any health reason. I. Absences due to domestic violence, stalking, or assault that qualify for leave under Washington's domestic violence leave act, RCW 49.76. 7.03.040 A doctor's certification of ability to return to work may be required when an employee is absent for a period in excess of (3) three days. The City may also request a note from a doctor to verify the sick leave was taken for an authorized purpose. The City has the discretion to excuse an employee from the verification requirement if the employee established an unreasonable burden or expense in connection with obtaining a note. The opinion of a second doctor at the City's expense to determine whether the employee suffers from a chronic physical or mental condition which impairs his or her ability to perform the job. Employees who are habitually absent due to illness or disability may be terminated if their disability cannot be reasonably accommodated and/or when the 18 employee's absenteeism prevents the orderly and efficient provision of services to the citizens of the City. 7.03.050 Employees who use all their accumulated sick leave and require more time off work due to illness or injury may use vacation leave or compensatory time or, with the City Administrator's and Mayor's prior approval, may take leave without pay. 7.03.060 Employees will be paid for 25%of any unused sick leave, up to a maximum of one month's gross salary, upon separation/termination from City service. 7.03.070 Employees may each donate vacation, holiday, comp time or sick leave to any other regular employee who has been approved to receive shared leave when the employee has exhausted his or her bank of available paid leave. Donations are entirely voluntary. Donating employees must retain a minimum of ten (10) days accrued leave. Leave amounts are deducted equally from all donors in incremental amounts as needed to balance the monthly requirement of the receiver. (Full details are found in Ordinance No. 472, 7/93, which is available upon request.) 7.04 BEREAVEMENT LEAVE 7.04.010 Up to forty hours of leave due to the death of a family member. An employee's family member includes an employee's spouse, child, domestic partner, parent, brother, sister, brother or sister-in-law, mother or father-in-law,son or daughter-in-law and all relatives of direct lineage such as grandchildren, grandparents, great-grandchildren and great- grandparents. Bereavement leave requests are made to and approved by the City Administrator. 7.05 LEAVE WITHOUT PAY 7.05.010 The Mayor and City Administrator may grant leaves of absence without pay for an absence from work not covered by any other type of leave or if other leave balances are exhausted. Examples of situations for which leave without pay may be granted include time off work for personal reasons, such as prolonged illness, a Labor and Industries eligible injury recovery period, parenting, caring for an ill relative, pursuing an education, or fulfilling a military obligation in excess of fifteen (15) days. Section 7.05 does not apply to unpaid holiday leave defined in Section 7.10. 7.05.020 Only regular full and part-time employees who have satisfactorily completed their probationary period are eligible for leave without pay. The following requirements apply unless otherwise required by law: A. Leave may be granted to an employee for a period of up to 60 workdays upon the approval of the City Administrator and Mayor. Extensions require the approval of and are at the discretion of the City Council. B. Unpaid leave is taken in full hour increments. C. All accrued leave, if any, must be exhausted prior to taking any leave without pay. D. An employee's benefits are suspended during the period of unpaid leave until the employee returns to work. Vacation, sick leave and/or any other benefits do not accrue while an employee is on leave without pay. E. In certain circumstances, self-payment of benefits may apply. (Please see Section 6.3 on Insurance Benefits.) F. An employee who fails to report promptly at the end of the unpaid leave is presumed to have resigned.An employee returning from a temporary disability may,at the City's option, return to the same position or similar position at a comparable rate of pay. 19 7.05.030 If the leave without pay is due to an illness, the City may require a doctor's certificate stating that the employee is capable of returning to work and performing the work, duties and responsibilities of the employee's positions. 7.06 JURY DUTY AND WITNESS LEAVE 7.06.010 Employees will be granted time off with pay to serve on a jury or as a court witness. If an employee is summoned during a critical work period, the City may ask the employee to request a waiver from duty. 7.06.020 An employee granted such leave shall forward to the City any compensation received for serving as a juror or witness during regular work hours. 7.07 ADMINISTRATIVE LEAVE 7.07.010 As determined by the Mayor to be in the best interests of the City during the pendency of an investigation or other administrative proceeding and on a case-by-case basis,the City may place an employee on administrative leave with or without pay for an indefinite period of time. (Please see Section 10.1) 7.08 MILITARY LEAVE 7.08.010 Employees who are members of the National Guard or federal reserve military units may be absent from their duties, with pay,for a period of up to twenty-one (21) work days per calendar year when they are performing required military active or training duty and while going to and from that duty. Reservists absent from a City position due to active military duty will be reinstated in accordance with state and federal law. 7.09 HOLIDAYS 7.09.010 Regular full-time employees receive 11 paid holidaysnaid holidays per year.The following holidays are recognized by the City: New Year's Day January 1 Martin Luther King's Birthday 3rd Monday in January President's Day 3rd Monday in February Memorial Day Last Monday in May Juneteenth June 19 Independence Day July 4 Labor Day 1st Monday in September Veteran's Day November 11 Thanksgiving Day 4th Thursday in November Day after Thanksgiving 4th Friday in November Christmas Day December 25 Two Personal Leave Days Date Selected by Employee NOTE: Eligible part-time employees are paid for holiday hours on a pro-rata basis. 7.09.020 Any holiday falling on Saturday will be observed on the preceding Friday.Any holiday falling on Sunday will be observed on the following Monday. 7.09.030 Employees who work on a holiday shall be paid for that day at a rate of 1 1/2 times their straight time rate of pay. The holiday will remain in the employee's holiday hour accrual and can be taken off throughout the year. Any accrued holiday hours remaining as of November 15 of each year will be paid with the November end-of-month paycheck. Any holiday hours accrued after November 15 will be carried forward to the next year. 7.09.040 Other types of leave may not be substituted for or used in place of holiday leave. 20 7.09.050 Police Department employees working in specialty positions (DARE, SRO, •Dotoctivoand Detective) will have a work schedule as designated by the Department Director. A work week for these positions will not typically include holiday duty. Officers in specialty positions must obtain prior approval from the Department Director prior to working on a holiday. 7.09.060 For the purpose of this agreement, holiday pay will be paid based on the starting times that occur on the actual day of the holiday. 7.09.070 Part-time employees receive the above benefits pro-rated according to hours worked. 7.09.080 Temporary employees will be paid at one and one-half times their regular straight-time rate for hours worked on a holiday 7.09.070 7.09.090 New employees h-I4ired prior to May 1 will be entitled to two (2) personal leave days for that year. New employees hired on or after May 1 but before September 1 will be entitled to one (1) personal leave day for that year. New employees hired on or after September 1 do not earn any personal leave days for that year. Personal leave days shall be scheduled by employees so long as they do not unduly impact the City's daily operations. Personal leave days must be used on or before December 31 and may not be carried forward. Religious Holidays 7.10 RELIGIOUS HOLIDAYS 7.10.010 If an employee's religious beliefs require observance of a holiday not included in the basic holiday schedule, or as an approved unpaid holiday, the employee may, with the Department Director's approval,take the day off by using vacation, compensatory time. 7.10.020 Employees are entitled to two unpaid holidays per calendar year for a reason of faith or conscience or an organized activity conducted under the auspices of a religious denomination, church, or religious organization. Employees may select the days, unless the absence would unduly disrupt operations, impose an undue hardship as defined by the Office of Financial Management, or the employee is necessary to maintain public safety. Unpaid holidays do not carry over from year to year and must be requested, approved and taken within the calendar year. Employee shall submit a written request for an unpaid holiday to their Department Director 14 days prior to the requested date. 7.11 FAMILY AND MEDICAL LEAVE ACT (FMLA) AND WASHINGTON'S FAMILY LEAVE ACT (WFLA) 7.11.010 It is the policy of the City, in accordance with federal and state law,to grant family medical leave to eligible employees. The federal Family and Medical Leave Act (FMLA) and Washington's Family Leave Act (WFLA) (hereinafter"FMLA") allows an eligible employee to take up to a total of 12 weeks of leave (sick leave, annual leave, compensatory time, leave without pay, or shared leave) in a 12 month rolling period, measured backward from the date the leave begins. Under the FMLA's Military Caregiver Leave provisions, an employee who is a spouse, son, daughter, parent,or next of kin of a covered service member with a serious injury or illness may take up to a total of 26 work weeks of unpaid leave during a single 12-month period to care for the service member. 7.11.020 Eligible employees are those who have been employed by the City for at least 12 months and have worked at least 1,250 hours during the 12 months preceding the leave. (Employees who have returned from a military leave of absence in the past 12 months but not yet worked 1,250 hours may also be eligible.) 21 Reduced hour employees who have worked for the City for the 12 month period preceding a leave-qualifying event, but who have not worked at least 1,250 hours in said period shall be eligible for FMLA leave; provided, however, that for purposes of determining the employee's maximum hours of eligibility, the City shall determine the average hours worked over the course of the past 12 months prior to the family medical leave period and shall utilize this number as the basis for calculation of the employees normal work week. The following events qualify for FMLA leave: A. The birth and care of a newborn child of the employee; B. Placement with the employee a son or daughter for adoption or foster care; C. Providing care for an immediate family member (spouse, domestic partner, child or parent) with a serious health condition; D. Taking medical leave when the employee is unable to work because of a serious health condition; or E. for a qualifying exigency arising out of the fact that the employee's spouse, son, daughter, or parent is on active duty, or has been notified of an impending call or order to active duty status as a member of the National Guard or Reserves in support of a contingency operation. 7.11.030 Medical Caregiver Leave - Eligible employees may take up to twenty-six (26) weeks of military caregiver leave in a single twelve (12) month period: To care for a spouse, son, daughter, parent or nearest blood relative who is a military service member with a serious illness or injury sustained in the line of duty. Leave used to care for an injured or ill military service member, when combined with other FMLA-qualifying reasons, may not exceed a total of twenty-six (26) weeks in a single twelve (12) month period. 7.11.040 Military Family Leave-Employees may take up to fifteen (15)days of unpaid leave. During a period of military conflict, when the spouse of an eligible employee is a member of the armed forces of the United States, National Guard, or reserves and has been notified of an impending call or order to active duty or has been deployed; or when the military spouse is on leave from deployment. Note: an employee is eligible to take Military Family Leave if he or she is employed by the City for an average of at least 20 hours per week. 7.11.050 Pregnancy and Childbirth Disability Leave - Eligible employees are entitled to an unpaid leave of absence for periods of actual disability or incapacity due to pregnancy or childbirth. This leave is in addition to Family Medical Leave taken for the birth of a child. If the employee and spouse are both employed by the City, FMLA leave is limited to 12 weeks between both employees when used for the purpose of providing newborn, adoptive, or foster child care. The employees may not take twelve weeks each in these situations. 7.11.060 Calculating the leave year - Except in the case of Military Caregiver leave, an eligible employee's FMLA leave entitlement is limited to a total of 12 workweeks of leave during a 12-month period. For purposes of leave taken pursuant to this policy,the City utilizes a "rolling" 12-month period for calculating an employee's leave entitlement. Under this method,each time an employee takes FMLA leave the remaining leave entitlement would be any balance of the 12 weeks which has not been used during the immediately preceding 12 months. The "single 12-month period" for purposes of Military Caregiver Leave begins on the first day the eligible employee takes such leave to care for a covered service member and 22 ends 12 months after that date. If an eligible employee does not take all of his or her 26 workweeks of leave entitlement to care for a covered service member during this "single 12-month period," the remaining part of his or her 26 workweeks of leave entitlement to care for the covered service member is forfeited. Entitlement to FMLA leave for the care of a newborn child or of a newly adopted or foster child expires 12 months from the date of birth or adoption. 7.11.070 Definitions: For the purposes of the family medical leave policy, the following terms are defined: A. "Child" - means a child either under 18 years of age or older who is incapable of self- care because of a mental or physical disability. An employee's "child" is one for whom the employee has actual day to day responsibility for care and includes a biological, adopted,foster, or step child. B. "Contingency Operation" - means those circumstances and situations as designated so by the US Secretary of Defense. C. "Covered Active Duty" - means duty during deployment to a foreign country if a member of a regular component of the Armed Forces; for members of a reserve component, it means duty during deployment to a foreign country under a call or order to active duty pursuant to specified provisions of federal law. D. "Medically Necessary" - means there must be a medical need for the leave and that the leave can best be accomplished through an intermittent or reduced leave schedule. E. "Next of Kin" - means nearest blood relative or as further defined by the U.S. Department of Labor. F. "Qualified Exigency" - means those circumstances and situations as defined by the US Department of Labor as they relate to the return of active military duty including: short-term deployment, military events and related activities, childcare and school activities,financial and legal arrangements, rest and recuperation, post-deployment activities and additional activities where the City and the employee agree to the leave. G. "Serious Health Condition" - means an illness, injury, impairment, or physical or mental condition that involves either: an overnight stay in a medical care facility or continuing treatment by a health care provider for a condition that either prevents the employee from performing the functions of the employee's job, or prevents the qualified family member from participating in school or other daily activities. Also included in the definition of "serious health condition" are chronic conditions which require periodic treatments, or conditions that may cause episodes of symptoms preventing the employee from reporting for work. Examples of such conditions may include, but are not limited to, most cancers, back conditions requiring extensive therapy or surgery, severe arthritis, severe nervous disorders, Alzheimer's disease, and kidney disease. 7.11.080 Use of Paid Leave as Part of Family and Medical Leave Period Required: Employees requesting the use of unpaid family and medical leave shall normally be required to exhaust their sick leave and vacation leave prior to approval of leave without pay. An employee on both FM LA and time-loss from Worker's Compensation (L & I) may choose to use his/her available paid leave or to take FMLA time as unpaid time. 7.11.090 Employee Benefits During Periods of Family and Medical Leave: 23 The City will continue the employer's share of the premiums for medical and dental coverage for up to twelve (12) weeks of approved family and medical leave and up to a total of twenty-six(26) weeks of approved leave for a military caregiver. Please work with the Payroll Administrator to provide forms as needed. The City may recover premiums paid for an employee's benefits if the employee fails to return to work after the period of leave to which the employee is entitled has expired, unless the employee was using his/her accrued paid leave (either sick leave or vacation) while on FM LA. 7.11.100 Job Protection Provisions: If an employee returns to work within the agreed upon time period of family and medical leave, he/she will be reinstated to his/her former position or an equivalent position with equivalent pay, benefits,status and authority. The employee's restored status will be the same as it would have been had the employee not been on leave. Thus, if the employee's position would have been eliminated or the employee would have been terminated but for the leave,the employee would not have any new right to be reinstated upon return from leave. 7.11.110 Procedure: Employees who request a leave of absence, and employees who are absent for an FMLA qualifying reason must comply with the process for taking and receiving FMLA leave in accordance with the procedures set forth in this policy. If the City is aware that the reason for an employee's absence may qualify as FM LA leave, the City will begin the eligibility and qualification process, even if the employee does not specifically request FMLA leave. 7.11.120 Notice Requirements: A. Family Medical Leave: When an employee's need for Family Medical Leave is foreseeable, the employee must provide at least 30 days advance notice to his/her Department Director or the Human Resources Director. Whether the leave is to be continuous or is to be taken intermittently or on a reduced schedule basis, notice need only be given one time, but the employee must advise his/her Department Director or Human Resources Director as soon as practicable if dates of scheduled leave change,are extended,or were initially unknown. If an employee gives less than 30 days advance notice for foreseeable leave, the employee must respond to an inquiry from his/her Department Director or Human Resources Director as to why it was not practicable to give 30 day advance notice. In situations in which leave is foreseeable based upon planned medical treatment, the employee must make a reasonable effort to schedule leave so as not to unduly disrupt the operations of the City. If the need for FMLA leave is unforeseeable and absent unusual circumstances, the employee must provide notice of leave as soon as possible, normally by the following business day. However, if an employee requires emergency medical treatment, he/she is not required to follow the call-in procedure until his/her condition is stabilized and he/she has access to, and is able to use, a telephone. When an employee seeks leave for the first time for a FMLA-qualifying reason, the employee need not expressly assert rights under the FMLA or even mention the FMLA. When an employee seeks leave due to a FM LA-qualifying reason for which the City has previously provided FMLA-protected leave, the employee must specifically reference the qualifying reason for leave or the need for FM LA leave. In all cases, the Human Resources Director may inquire further of the employee if it is necessary to have more information about whether FMLA leave is beingsought by the employee, and obtain the necessary details of the leave to be taken. B. "Qualifying Exigency" Leave: An employee must provide notice to the Human Resources Director of the need for foreseeable leave due to a qualifying exigency as soon as practicable. After the employee has notified the Human Resources Director 24 of the need for leave for a qualifying exigency, the Human Resources Director will provide the employee with Form WH-384 ("Certification of Qualifying Exigency For Military Family Leave (Family and Medical Leave Act)")which must be completed and returned within 15 calendar days unless it is not practicable to do so under the particular circumstances despite the employee's diligent, good faith efforts. C. Military Caregiver Leave: Employees seeking to use military caregiver leave are expected to provide 30 days advance notice of the need to take leave for planned medical treatment for a serious injury or illness of a covered service member. If leave is foreseeable but 30 days advance notice is not practicable, the employee must provide notice as soon as practicable - generally, either the same or next business day. When the need for Military Caregiver Leave is not foreseeable, the employee must provide notice to the employer as soon as practicable under the facts and circumstances of the particular case. After the employee has notified the City of the need for Military Caregiver Leave, the Human Resources Director will provide the employee with Form WH-385 ("Certification for Serious Injury or Illness of Covered Service member - -for Military Family Leave (Family and Medical Leave Act)") which must be completed and returned within 15 calendar days unless it is not practicable to do so under the particular circumstances despite the employee's diligent, good faith efforts. D. Military Family Leave: An eligible employee who seeks to take Military Family Leave under this policy must provide his/her Department Director or the Human Resources Director with notice of the employee's intention to take leave under this policy. Absent extenuating circumstances,this notice must be provided within five business days of receiving official notice of an impending call or order to active duty or of a leave from deployment. An employee who takes leave under this policy may elect to substitute any of the accrued leave to which the employee may be entitled for any part of the leave provided under this policy. 7.11.140 Certification Requirement: A. Family Medical Leave:The City may require employees seeking Family Medical Leave to provide medical certification of the employee's own serious health condition or the need to take leave because of the serious health condition of a covered family member. If the City requests medical certification, it will notify the employee of this request within 5 business days after the employee gives notice of the need for leave or, in the case of unforeseen leave, within 5 business days after the leave commences. The Human Resources Director will provide the employee requesting leave with a "Certification of Health Care Provider" form (Form WH-380E for employees and Form WH-380F for covered family members) for the employee to submit to the health care provider to certify the need for leave. Employees must provide such medical certification within 15 calendar days of receipt of the City's request for such certification unless it is not practicable to do so under the particular circumstances despite the employee's diligent, good faith efforts. If the certification that the employee submits is incomplete or insufficient,the Human Resources Director will advise the employee of this fact and will state in writing what additional information is necessaryto make the certification complete and sufficient. A certification is considered incomplete if one or more of the applicable entries have not been completed. A certification is considered insufficient if the certification is complete, but the information provided is vague,ambiguous, or non-responsive. The 25 employee will have 7 calendar days to cure any deficiency unless it is not practicable to do so under the particular circumstances despite the employee's diligent, good faith efforts. If an employee submits a complete and sufficient certification signed by the health care provider, the Human Resources Director will not request additional information from the health care provider. However, the employer may contact the health care provider for purposes of clarification and authentication of the medical certification (whether initial certification or recertification) after the employer has given the employee an opportunity to cure any deficiencies as set forth in the preceding paragraph. To make such contact, the Human Resources Director will contact the health care provider directly. Under no circumstances will the employee's direct supervisor contact the employee's health care provider. If the Human Resources Director is the direct supervisor of the employee, the City Administrator or his/her designee will contact the health care provider. While an employee may choose to comply with the certification requirement by providing the Human Resources Director with an authorization, release, or waiver allowing the Human Resources Director to communicate directly with the health care provider of the employee or his or her covered family member,the employee may not be required to provide such an authorization, release, or waiver. In all instances in which certification is requested, it is the employee's responsibility to provide the Human Resources Director with complete and sufficient certification and failure to do so may result in the denial of FM LA leave. The City may deny an employee's request for FMLA leave if the employee fails to provide medical certification within 15 days of the request unless not practicable due to extenuating circumstances. Absent such extenuating circumstances, if the employee fails to timely return the certification, the City may deny FMLA protections for the leave following the expiration of the 15-day time period until a sufficient certification is provided. Any absences that occur during the period in which the City has denied FMLA leave due to the failure to provide timely certification may be treated under the City's normal attendance policies. If the employee's FMLA leave runs concurrently with a workers' compensation absence,the Human Resources Director may request additional information from the employee's workers' compensation health care provider to the extent permitted by the Industrial Insurance Act. Information received under those provisions may be considered in determining the employee's entitlement to FMLA-protected leave. Similarly, the Human Resources Director may request additional information in accordance with a paid leave policy or disability plan that requires greater information to qualify for payments or benefits. The Human Resources Director will inform the employee in this situation that the additional information only needs to be provided in connection with receipt of such payments or benefits. Any information received pursuant to such policy or plan may be considered in determining the employee's entitlement to FM LA-protected leave. If the employee fails to provide the information required for receipt of such payments or benefits, such failure will not affect the employee's entitlement to take unpaid FM LA leave. B. Qualifying Exigency Leave: The first time an employee requests leave because of a qualifying exigency arising out of the active duty or call to active duty status of a covered military member,the Human Resources Director may require the employee to provide a copy of the covered military member's active duty orders or other documentation issued by the military which indicates that the covered military 26 member is on active duty or call to active duty status in support of a contingency operation, and the dates of the covered military member's active duty service. This information need only be provided once. However, A copy of new active duty orders or other documentation issued by the military shall be provided to the employer if the need for leave because of a qualifying exigency arises out of a different active duty or call to active duty status of the same or a different covered military member. The Human Resources Director will provide the employee with Form WH-384 which sets forth the required information to certify the employee's eligibility for Military Caregiver Leave. This form must be completed and returned within 15 calendar days unless it is not practicable to do so under the particular circumstances despite the employee's diligent, good faith efforts. C. Military Caregiver Leave: When leave is taken to care for a covered service member with a serious injury or illness, the Human Resources Director may require an employee to obtain a certification completed by an authorized health care provider of the covered service member. For purposes of leave taken to care for a covered service member, any one of the following health care providers may complete such a certification: (1) A United States Department of Defense ("DOD") health care provider; (2) A United States Department of Veterans Affairs ("VA") health care provider; (3) A DOD TRICARE network authorized private health care provider; or (4) A DOD non-network TRICARE authorized private health care provider. If the authorized health care provider is unable to make certain military-related determinations required in the certification,the authorized health care provider may rely on determinations from an authorized DOD representative (such as a DOD recovery care coordinator). The Human Resources Director will provide the employee with Form WH-385 which sets forth the required information to certify the employee's eligibility for Military Caregiver Leave. This form must be completed and returned within 15 calendar days unless it is not practicable to do so under the particular circumstances despite the employee's diligent, good faith efforts. 7.11.150 Reduced Schedule 9 or Intermittent Leave (Family Medical Andand Medical Caregiver Leave): Family Medical Leave and Medical Caregiver Leave may be taken intermittently or on a reduced leave schedule under certain circumstances. Intermittent leave is leave taken in separate blocks of time due to a single qualifying reason. A reduced leave schedule is a leave schedule that reduces an employee's usual number of working hours per workweek, or hours per workday. For intermittent leave or leave on a reduced leave schedule taken because of an employee's own serious health condition, to care for a spouse, parent, son, or daughter with a serious health condition, or to care for a covered service member with a serious injury or illness,there must be a medical need for leave and it must be that such medical need can be best accommodated through an intermittent or reduced leave schedule. The treatment regimen and other information described in the certification of a serious health condition and in the certification of a serious injury or illness must address the medical necessity of intermittent leave or leave on a reduced leave schedule. If an employee requests intermittent leave, or leave on a reduced leave schedule, for a family member's serious health condition or the employee's serious health condition when the condition is foreseeable based on planned medical treatment, the City may require the employee to transfer temporarily to an available alternative position for which the 27 employee is qualified and that: (a) has equivalent pay and benefits; and (b) better accommodates recurring periods of leave than the regular employment position of the em ployee. 7.11.160 Return To Work (Family Medical Leave): Under certain circumstances, an employee taking Family Medical Leave due to his/her own serious health condition may be required to provide a fitness-for-duty certification as a condition to returning to work. If the City requires a fitness-for-duty certification as a condition of return, it will notify the employee of this fact in its notice to the employee that the leave is designated as FMLA leave under this policy. The fitness-for-duty certification must specifically address the employee's ability to perform the essential functions of his/her job. The Human Resources Director will provide the employee with a list of the essential functions of the employee's job with the FMLA designation notice;and will further notify the employee that he/she must obtain a fitness- for-duty certification that addresses the employee's ability to perform those essential functions. The cost of the certification shall be borne by the employee, and the employee is not entitled to be paid for the time or travel costs spent in acquiring the certification. An employee taking Family Medical Leave under this policy has the same obligation to participate and cooperate in the fitness-for-duty certification process as he/ she does in the initial medical certification process. The Human Resources Director may contact the employee's health care provider if clarification or authentication is needed regarding the fitness-for-duty certification that the employee has provided; but the City will not delay the employee's return to work while attempting to contact the health care provider. If the Human Resources Director has questions or concerns regarding the employee's fitness-for-duty certification,the City may, consistent with the Americans With Disabilities Act (ADA), require a medical examination (at the City's expense), but only after the employee has returned to work. This medical examination will be job related and consistent with business necessity. All documentation related to the employee's or family member's medical condition will be treated in confidentiality and maintained in the employee's medical records file within the Human Resources department. 7.11.170 Forms: Use the forms provided by the U.S. Department of Labor: These forms can be found on the website at: www.dol.gov/whd/forms. WH-380-E - Certification of Health Care Provider for Employee's Serious Health Condition WH-380-F - Certification of Health Care Provider for Family Member's Serious Health Condition WH-381 - Notice of Eligibility and Rights & Responsibilities WH-382 - Designation Notice WH-384 - Certification of Qualifying Exigency for Military Family Leave WH-385 - Certification for Serious Illness of a Current Service Member for Military Family Leave WH-385-V - Certification for Serious Injury or Illness of a Veteran for Military Caregiver Leave 28 7.12 WASHINGTON PAID FAMILY AND MEDICAL LEAVE PROGRAM (PFML) 7.12.010 The City of Yelm will comply with the Washington State Paid Family and Medical Leave (PFML) law, Title 50A RCW, and supporting regulations, which establish a program administered by the Washington Employment Security Department (ESD) to provide paid leave benefits and job protection to eligible employees who need leave for certain family and medical reasons. PFML benefits became available starting on January 1, 2020. Consistent with State law, PFML leave will run concurrently with the federal Family and Medical Leave Act (FMLA) if both are applicable. 7.12.020 Payroll Deductions. The PFML program is funded through premiums collected by ESD via payroll deductions and employer contributions. In order to be eligible for monetary benefits from ESD, an employee must have worked 820 hours in Washington (for any employer or combination of employers) during the year preceding the claim. In order to be eligible for job protection, an employee must meet FMLA eligibility requirements (must have worked for the Employer for at least 12 months and have worked 1,250 hours in the last year). ESD will make eligibility determinations. 7.12.030 Leave Entitlement. Eligible employees are entitled to take up to 12 weeks of medical or family leave, or a combined total of 16 weeks of family and medical leave. An additional two weeks of leave may be available in the event the employee's leave involves complications related to her pregnancy. Medical leave may be taken due to the employee's own serious health condition. Family leave may be taken to care for a covered family member with a serious health condition; for bonding following the birth or placement of a new child within 12 months of bonding/placement; or for certain military exigencies. 7.12.040 Notification To The Employer. When applying to ESD, employees must also notify the Employer of the need for leave; employees should provide at least 30 days' advance notice of foreseeable leave and for unforeseeable leave notice should be given as soon as practicable. Employees must submit an application to ESD to obtain PFML benefits. The application to ESD must indicate that the employee notified the Employer of the need for leave; if such notification was not provided, ESD will deny PFML benefits for a period of time equal to the number of days the notice was insufficient. After receiving the employee's notice of the need for leave, the Employer will advise the employee whether the employee is eligible for job protection under the PFML or FMLA or both. If ESD approves a claim for PFML benefits, partial wage replacement benefit payments will be made by ESD directly to an eligible employee. The amount of the benefit is based on a statutory formula tied to an employee's average weekly wage and the Washington average weekly wage. The formula generally results in a benefit in the range up to 90 percent of an employee's average weekly wage, subject to a maximum of $1,327 per week (2022). Employees may not supplement the State PFML benefits with accrued or other paid leave from the Employer, and will not be eligible for PFML benefits if receiving time- loss benefits through the workers compensation system. When an employee is on leave and receiving PFML benefits from the State, the employee is deemed to be in unpaid status for purposes of the Employer's policies. Insurance coverage will be handled in the same manner as other unpaid leaves of absence, pursuant to the Employer's policy and subject to any FMLA requirements requiring continuation of coverage. 29 Chapter 8 EMPLOYEE RESPONSIBILITIES AND CONDUCT 8.01 GENERAL POLICY 8.01.010 All City employees are expected to represent the City to the public in a professional manner which is courteous, efficient and helpful. Employees must maintain a clean and neat appearance appropriate to their work assignment, as determined by their position and Department Director. 8.01.020 Since the proper working relationship between employees and the City depends on each employee's on-going job performance, professional conduct and behavior, the City has established certain minimum standards of personal conduct. Among the City's expectations are: Basic tact and courtesy towards the public and fellow employees; adherence to City policies, procedures, safety rules and safe work practices; compliance with directions from supervisors; preserving and protecting the City's equipment,grounds, facilities and resources; and providing orderly and cost effective services to all citizens. 8.01.030 The City of Yelm's objective is establishing a business dress code is to allow our employees to work comfortably in the workplace and maintain a professional image. Yet, we still need our employees to project a professional image for our customers, potential employees, and the community visitors. All City of Yelm employees must adhere to the dress code policy. Employees are expected to maintain a clean and neat appearance appropriate to their work assignment, as determined by their position and supervisor and to dress in a manner that is normally acceptable in similar business establishments.While individual preferences are respected, a conservative approach to dress, hairstyles and accessories is expected, with attention to safety and personal hygiene. No dress code can cover all contingencies so employees must exert a certain amount of judgment in their choice of clothing to wear to work. If you experience uncertainty about acceptable, professional business casual attire for work, please ask your supervisor or Human Resources staff. The City reserves the right to determine appropriate dress at all times and in all circumstances and may send employees home to change clothes should it be determined in the City's discretion, that the employee's dress is not appropriate. The employee may be required to use their own accrued leave time, if available,or use unpaid time for these circumstances. Any deviation from the dress code for special events requires permission from your direct supervisor or the Human Resources department. 8.02 CODE OF CONDUCT, CONFLICTS OF INTEREST AND OUTSIDE EMPLOYMENT 8.02.010 "Code of Conduct." No officers, employee, or agents of the City of Yelm shall participate in the selection, award, or administration of a contract supported by the federal grant funds, if a conflict of interest, real or apparent, would be involved. Such a conflict would arise when: A. the employee, officer, or agent; B. any member of his/her immediate family; C. his/her partner; or D. an organization which employs,or is about to employ any of the above has a financial or other interest in the firm selected for award. The City of Yelm officers, employees, or agents shall neither solicit nor accept gratuities, favors, or anything of monetary value from contractors, potential contractors, or subcontractors. (Resolution 316, 7/94) 30 8.02.020 Employees who engage in any outside employment shall disclose to their Department Director,the off duty job so as the City may determine whether a conflict exists. 8.03 POLITICAL ACTIVITIES 8.03.010 City employees may participate in political or partisan activities of their choosing provided that City resources and property are not utilized, and the activity does not adversely affect the responsibilities of the employees in their positions. Employees may not campaign on City time or in a City uniform or while representing the City in any way. Employees may not allow others to use City facilities or funds for political activities. 8.03.020 Any City employee who meets with, may be observed by the public, or otherwise represents the City to the public while performing regular duties may not wear or display any button, badge or sticker relevant to any candidate or ballot issue during working hours. Employees shall not solicit for a contribution for a partisan political cause on City property or City time. 8.03.030 Except as noted in this policy, City employees are otherwise free to fully exercise their constitutional First Amendment Rights and to belong to and participate in the activities of political, religious, civic service, educational and other organizations and associations. 8.04 SMOKING 8.04.010 For health and safety considerations, the City prohibits smoking by employees in all City facilities, including City owned buildings, vehicles, and offices or other facilities rented or leased by the City, including individual employee offices. Smoking by employees during working hours is permitted outdoors and within non-city facilities where otherwise permitted. 8.05 USE OF CITY VEHICLES AND EQUIPMENT 8.05.010 Use of City phones for local and toll-free personal phone calls should be kept to a minimum; long distance personal use is prohibited. Other City equipment, including vehicles, may be used by employees only for City business;all other use is prohibited. City vehicles may be used for travel between home and work only with the approval of the City Administrator.Approval will be granted only if such use is deemed to be in the best interest of the City. An employee's misuse of City services, telephones, vehicles, equipment or supplies can result in disciplinary action including termination. 8.05.020 No employee shall operate a City vehicle without a valid Washington State driver's license. Failure to report the temporary or permanent loss of driving privileges to the employee's Department Director on the first working day following the court finding may result in disciplinary action including termination. 8.06 BULLETIN BOARDS 8.06.010 Information of special interest to all employees is posted regularly on the City bulletin boards. Employees may not post any information on these bulletin boards without the authorization of a Department Director. 8.07 CONTACT WITH NEWS MEDIA 8.07.010 The City Administrator and Department Directors are responsible for all official contacts with the news media during working hours, including answering questions from the media. The City Administrator or a Department Director may designate specific employees to give out procedural, factual or historical information on particular subjects. Other employees shall refer members of the news media to the City Administrator or Department Director. 31 A copy of all news releases and similar documents shall be delivered to the City Administrator prior to distribution. 8.08 SEAT BELT USE 8.08.010 As required by Washington law, anyone operating or riding in City vehicles must wear seat belts at all times. 8.09 DRIVER'S LICENSE REQUIREMENTS 8.09.010 As part of the requirements for certain specific City positions, an employee may be required to hold a valid Washington State Driver's license. 8.09.020 If an employee's license is revoked,suspended, or lost, or is in any other way not current, valid and in the employee's possession, the employee is immediately suspended from driving duties and the employee shall promptly notify his or her Department Director. The employee may not resume driving until proof of a valid, current license is provided to the Department Director. 8.09.030 Depending on the duration of license suspension, revocation or other inability to drive, an employee may be subject to disciplinary action, including termination. 8.10 SAFETY 8.10.010 Every employee is responsible for maintaining a safe work environment and following the City's safety rules. Each employee shall promptly report all unsafe or potentially hazardous conditions to a Department Director. The City will make every effort to remedy problems as quickly as possible. (Resolution 206, 8/90) 8.10.020 In case of an accident involving a personal injury, or risk of infection with a contagious disease, regardless of how serious, employees should immediately notify their Department Director,the City Clerk or the City Administrator. 8.11 DRUG FREE WORKPLACE 8.11.010 In order to further the objectives of both public safety and workplace safety, as well as promoting employee's careful and efficient job performance, the City may require employees to undergo testing procedures to determine if job duties, or safety, may be impacted by the use of alcohol or drugs. The City will utilize drug or alcohol testing procedures in the following situations: Pre-employment testing for all employees who perform safety-sensitive functions. Testing will be performed as outlined in the DOT regulations (49 CFR 653, 654, and 655). The City has adopted a Drug and Alcohol testing policy for all City employees who operate a City vehicle under a commercial vehicle license. This policy establishes compliance with Federal Highway Administration requirements for mandatory drug and alcohol testing for maintenance of a Commercial Driver's License. Copies of this policy are available through your Department Director. The City Administrator provides oversight of the Commercial Driver's License policy and these procedures. As to other employees, who do not operate a commercial vehicle,the following testing procedures and policies will apply: A. Reasonable suspicion testing, along with a fitness for duty evaluation for all employees who are suspected of impairment by drugs or alcohol during working hours or during the performance of any job duties or safety sensitive functions. B. Post-accident testing for all employees who were operating a City vehicle when an accident results in the following: 32 1. Substantial damage to the vehicle (over approximately $1,500 or the vehicle is not operable post-accident) and the employee is cited for or considered to be the at fault driver. 2. An injury results from the accident requiring medical assistance at the scene. Following an accident, testing will occur within 2 hours of the accident, if possible. All employees who have access to City vehicles will be required to sign a medical authorization for such testing, a sample of which is attached to these policies. This includes employees covered by the Commercial Driver's License policies. All employees must cooperate with the testing process, and assist the medical evaluator in completing the test as soon as possible after an accident occurs. Failure to cooperate in the testing procedures outlined above will result in disqualification of an applicant for hire, or,or existing employees, non-cooperation will result in discipline, up to and including termination. Most violations of the City's drug and alcohol policies are considered serious violations of an important work place safety policy and will likely result in termination, including an employee's refusal to cooperate with the testing process outlined in these policies. However, for any employee permitted to return to work after a positive test result, the employee will likely be suspended without pay, and must test negative prior to returningto duty. In addition,at least six follow up tests will be conducted randomly over the next 12 months, or up to 60 months following an employee's return to work, as needed to verify the employee remains alcohol and drug free. The City of Yelm has a significant interest in the health and safety of its employees and the citizens of the City of Yelm. In furtherance of that interest, it is the policy of the City to take those steps necessary to ensure that its employees perform their duties and responsibilities free of the influence of drugs and alcohol. The City may discipline or terminate an employee possessing, consuming, controlling, selling or using alcohol, drugs or other controlled substances during work hours. The City may also discipline or terminate an employee who exhibits an on-going dependence on alcohol, drugs or other controlled substances which, in the Mayor's and City Administrator's opinion, impairs the employee's work performance, poses a threat to the public confidence, or is a safety risk to the employee or others. 8.11.020 Employee assistance is available to employees who need counseling or treatment due to their concerns regarding the misuse of alcohol or drugs. Training and rehabilitation programs are also available upon request. The City is committed to supporting employees who voluntarily undergo treatment or rehabilitation programs for alcohol or other chemical dependency, provided the employee requests such assistance prior to any pending disciplinary process which may be related to or caused by the employee's misuse of drugs or alcohol, impacting that employee's job duties. Failure to request such assistance prior to a work performance problem may render these employee assistance, rehabilitation or training programs unavailable. Requests for employee assistance will be kept confidential. Employees who voluntarily seek treatment, counseling, or rehabilitation services prior to any disciplinary process, as outlined above, may be eligible to use accrued sick leave or other leave options to facilitate treatment. The City may condition continued employment upon successful completion of a treatment, rehabilitation or counseling program and continued monitoring to verify the employee remains alcohol and drug free and free of controlled substances. 8.11.030 Employees who voluntarily report an alcohol, drug or controlled substance dependency problem will not be subject to retaliation or discrimination. Employees who voluntarily seek treatment may use sick leave to attend a bona fide treatment or counseling program. 33 The City may condition continued employment on the employee's successful completion of treatment or counseling programs and future avoidance of alcohol, drugs or other controlled substances. 8.11.040 An employee may be required to submit to alcohol, drug or controlled substance testing when the employee's work performance causes a reasonable suspicion that the employee is impaired due to current intoxication,drug or controlled substance use or in cases where employment has been conditioned upon remaining alcohol, drug or controlled substance free following treatment. Refusal to submit to testing, when requested, may result in immediate disciplinary action, including termination. 8.11.050 Employees using any prescription or over-the-counter drugs which might impair their work performance should notify their Department Director. At the option of the Department Director, an employee may be reassigned to less hazardous duty or be placed on sick leave if impaired work performance might pose a threat to the public confidence or the safety of the employee or others. 8.11.060 The manufacturing, distribution, dispensation, possession and use of unlawful drugs or alcohol on City premises or during work hours by City employees is strictly prohibited. 8.11.070 Employees must notify the City within five (5) days of any arrest or conviction for a drug violation. 8.11.080 Violation of this policy can result in disciplinary action, including termination. Continued poor performance or failure to successfully complete an assigned rehabilitation program is grounds for termination. 8.12 CITY-OWNED TECHNOLOGY RESOURCE ACCEPTABLE USE POLICY 8.12.010 This policy defines the appropriate use of technology resources that are owned by the City of Yelm and provided for employee use. 8.12.020 This policy applies to anyone who uses City Technology Resources, including employees, temporary employees, contractors, vendors and all others. 8.12.030 Definitions: A. Internet:the internet is a worldwide "network of networks," including bulletin boards, World Wide Web (WWW), data servers, applications, messaging services, social media, and other functions and features, which are accessed via a computer, a mobile device, or other client devices. B. Digital Equipment (Device): includes but not limited to computers, laptops, telephones, cellular telephones, smart phones, and other devices such as tablets. Any technology provided by the City for communications, computing, printing, etc. is covered by this definition. C. Data Files: information contained in files such as e-mail messages, electronic documents, database tables, telephone records, extracts from databases or output from applications. D. Messaging:any technology used to facilitate digital communication, including but not limited to Instant Messaging (IM), electronic mail (e-mail, both City-provided and through external services for personal use), SMS (texting), audio and video conferencing, peer-to-peer networking(P2P), mobile,fixed,and software-based voice over internet protocol (VoIP)telephones. E. City-owned Technology Resources: technology resources paid for by city funds, including, but not limited to: Internet/Intranet/Extranet-related systems, computer 34 and other digital equipment, software, operating systems, storage media, network accounts providing electronic mail and other messaging, and systems that enable web browsing, and file transfers. F. Non-City-owned Technology Resources: technology resources NOT paid for by City funds, including, but not limited to: Internet/Intranet/Extranet-related systems, computer and other digital equipment (including but not limited to tablets, laptops, smartphones),software, operating systems ,storage media (including but not limited to USB or"flash" drives, external hard drives,camera memory,cloud storage media), accounts providing personal electronic mail and other messaging or social media, and systems that enable web browsing, and file sharing. G. Social Media: any Internet site such as blogs, Facebook, Twitter, Linkedin, Youtube, etc. that is focused on creating"networks" of individuals. H. Hacking/Hacking Tools: behavior and tools designed to circumvent security measures, or to otherwise effect unauthorized changes to computer hardware or software. I. Peer-To-Peer Networking: protocol or service for networking devices without a centrally managed server. J. Communication protocol: an agreed-upon method of communication used within networks. K. Malware: a general term for potentially hostile software; encompasses viruses, Trojans,spyware, etc. L. City Records or Public Records; any writing containing information relating to the conduct of City government or the performance of any City governmental or proprietary function prepared, owned, used, or retained by the City, including any City employee, regardless of physical form or characteristics. M. Washington Public Records Act: Chapter 42.56. Revised Code of Washington (RCW) 8.12.040 Policy: A. Limited Personal Use: City owned technology resources may be used for personal purposes on a limited basis, providing this use results in: 1. No marginal cost to the City. 2. No interference with work responsibilities. 3. No disruption to the workplace. 4. No storage of unlicensed, copyrighted materials on any City-owned technology resources. 5. No device-to-device connection of Non-City-owned Technology Resources to City- owned Technology Resources. For example, charging of personal smartphones via City computer USB port is prohibited. 6. No illegal activities. 7. No commercial or solicitation activities. B. No expectation of privacy: Nothing in this policy confers an individual rights, or shall be construed to provide, and expectation of privacy. Employees must not expect privacy in the use of City communications and digital equipment. 35 C. Confidentiality: City held information on the constituents of the City of Yelm may not be disclosed without a clear business need, or public disclosure request. D. Limited use of external e-mail services: The limited use of an external e-mail service is allowed, providing that the service applies anti-malware controls in a manner equivalent to that provided by the City, and such use is incidental and does not interfere with your workload, as determined by your supervisor. Attachments and embedded links are not to be clicked on downloaded. E. Media Files: City computers, devices, and other storage locations must not be sed to download or store music/audio/movies/eBooks/games files for personal use. F. Downloading to and Storage of City Records on Non-City owned Technology Resources: City or Public Records will not be downloaded to, nor stored on Non-City owned Technology Resources. 1. City of Public Records stored on Non-City-owned Technology Resources are subject to the same regulations concerning disclosure, discovery and records retention as City records stored on City owned Technology Resources. The storage of any City or Public Records on any device may subject the entire device to a search for records under the Washington Public Records Act, or under court rules related to discovery in litigation. G. Specific Prohibitions and Limitations: City policies regarding acceptable behavior and communication will apply to use of the Internet and messaging. Specifically prohibited use includes but is not limited to: 1. Conducting a private business; 2. Political campaigning; 3. Accessing inappropriate sites including adult content, online gambling, online gaming, and dating services; 4. Accessing sites that promote illegal activity, copyright violation, or activity that violate the City's ethical standards; 5. Installing any software that has not been approved by the City's I.T. Department; 6. Sharing or storing unlicensed software or audio/video files; 7. Using security exploit tools (hacking tools) to attempt to elevate user privileges or obtain unauthorized resources; 8. Broadcasting e-mail to large numbers of external constituents unless the list members are hidden through the use of the BCC field; 9. Using a City e-mail address when posting to public forums e.g. blogs, social media sites, wikis and discussion lists for personal use; 10. Accessing sites that distribute computer security exploits ("hacking" sites); 11. Using unauthorized Peer-to-Peer Networking; 12. Using a City e-mail address as a means of notification for personal use, e.g. shopping, dating or social media sites. H. Use Standard Resources Only: All Digital equipment and applications must be authorized and installed by appropriate personnel. Only software, hardware, and communication protocols that meet the City's defined standards will be installed on, 36 or connected to, City-owned Technology Resources unless an exception has been granted and documented in writing. I. Conflicts: If any component of this policy conflicts with any applicable collective bargaining agreement, the collective bargaining agreement shall control. The remaining non-conflicting features of this policy shall remain in effect. 8.12.050 Responsibilities A. Employee Responsibilities: 1. Monitor personal use of the internet, messaging, and other applications, in accordance with Sections 8.12.040 A 1 2. Adhere to City standards as discussed in the policy language above. 3. Read and adhere to relevant policies. 4. Request to Help Desk to download and install software to City_ ovncdowned TcchnolgyTechnologv Resources unless express consent has been granted for employees to download and install software. B. Management Responsibilities: 1. Support enterprise-grade technology to enforce this policy, to ensure that the primary purpose of the use is to meet City business needs,and that relevant City standards are met. 8.12.060 Policy Enforcement In order to safeguard City resources, violators of this policy may be denied access to City computing and network resources and may be subject to other disciplinary action within and outside the City. Violations of this policy will be handled in accordance with the City's established disciplinary procedures. The City may temporarily suspend, block or restrict access to computing resources and accounts, independent of such procedures, when it reasonably appears necessary to do so in order to protect the integrity, confidentiality, or availability of City computing and network resources, or to protect the City from liability. A. If violations of this policy are discovered, the City will take appropriate actions to resolve the issue and violators may be subject to disciplinary measures. B. If violations of this policy are discovered that are illegal activities,the City may notify appropriate authorities. C. The City reserves the right to pursue appropriate legal actions to recover any financial losses suffered as a result of violations of this policy. 8.13 VIOLENCE IN THE WORKPLACE 8.13.010 The purpose of this policy is to prohibit violent actions on City property or facilities,or while on City business. Violence in any form will not be tolerated or ignored. Unlawful violent actions committed by employees or members of the public while on city property, or while using City facilities, will be prosecuted as appropriate. The City intends to use reasonable legal, managerial, administrative, and disciplinary procedures to secure the workplace from violence and to reasonably protect employees and members of the public. 8.13.020 All City employees are responsible for refraining from acts of violence and for seeking assistance to resolve personal issues that may lead to acts of violence in the workplace. City employees are required to report any dangerous or threatening situations that occur in the workplace to their Department Director or supervisor. 37 This policy applies to all City of Yelm employees except law enforcement officers while acting in an official capacity. 8.13.030 City employees are encouraged to report to their Department Director or supervisor situations that occur outside the workplace which may affect workplace safety, i.e., instances where protection orders have been issued, etc. 8.13.040 The City offers an Employee Assistance Program (EAP) designed to assist employees and their families who are experiencing personal or job-related problems. An employee of the City wishing confidential assistance for a personal or job-related problem can call the EAP office at 800-570-9315, Web ID type: trusteap7l or www.guidanceresources.com. The City will not have access to any EAP information unless an employee authorizes the EAP to release this information to the City. The EAP is available for assessment, referral to treatment, and follow-up. Treatment and follow-up expenses are the employee's responsibility (some or a portion of this cost may be covered by an employee's medical insurance coverage provided by the City). The City will provide reasonable accommodation to support employees participating in a professional treatment program as long as the accommodation does not impose a hardship on the City. No employee will be disciplined or discriminated against simply for seeking help and/or participating in a treatment program. However, if an incident at work occurs, or a professional psychological or medical evaluation indicates the employee represents a reasonable concern to the workplace and/or the public,the City reserves the right to take disciplinary, and/or corrective actions as appropriate, up to and including termination. 8.13.050 The City of Yelm is committed to providing a safe environment for working and conducting business. The City will not tolerate acts of violence committed by or against City employees, or members of the public, while on city property or while performing City business at other locations. A. Violent or intimidating behavior is unacceptable. Violence means an act or behavior that: 1. Is physically assaultive; 2. A reasonable person would perceive as obsessively directed, e.g. intensely focused on a grudge, grievance, or romantic interest in another person, and reasonably likely to result in harm or threats of harm to persons or property; 3. Consists of a communicated or reasonably perceived threat to harm another individual, or in any way endangers the safety of an individual; 4. Would be interpreted by a reasonable person as carrying potential for physical harm to the individual; 5. Is a behavior, or action,that a reasonable person would perceive as menacing?; 6. Involves carrying or displaying weapons,destroying property,or throwing objects in a manner reasonably perceived to be threatening; or 7. Consists of a communicated or reasonably perceived threat to destroy property. 8. Physically intimidating others including such acts as obscene gestures, getting in your face and fist-shaking. This policy applies whenever an employee is on City time (including breaks and meal periods), property, surrounding grounds and parking lots, leased or rented spaces, in any vehicle used on City business, is acting as an agent of the City,and in other circumstances 38 which creates concerns for City operations or safety. This includes actions involving, but not limited to inappropriate use of City time, workplace phones, Fax machines, mail or E- mail. 8.13.060 In order to ensure a safe environment for employees and customers,the City prohibits the wearing, transporting, storage, or presence of firearms or other weapons as defined in RCW 9.41 whenever an employee is on City time (including breaks and meal periods), property, surrounding grounds and parking lots, leased or rented spaces, in any vehicle used on City business, is acting as an agent of the City, and in other circumstances which creates concerns for City operations or safety. Exceptions include employees of the City engaged in military or law enforcement activities or legally in possession of a firearm,for which the employee holds a valid permit. 8.13.070 All City employees are responsible for notifying Department Directors and/or supervisors of any threats they have witnessed, received, or have been told that another person has witnessed or received. Even without an actual threat, employees should also report any behavior they have witnessed which could be regard as potentially threatening or violent. Employees are responsible for making this report regardless of the relationship between the individual who initiated the threat or threatening behavior and the person or persons who were threatened or were the focuses of the threatening behavior. Any person involved in situations where they fear that physical retaliation may take place or where someone has made verbal threats of physical violence or displays inappropriate behavior should immediately discuss it with their Department Director or supervisor. Employees involved in violating this policy will be disciplined, up to and including termination. 8.13.080 Any employee/member of the public who is subject to, or observes, violent behavior or threat of violent behavior, a firearm or other weapon, or any situation that appears to be potentially dangerous, must immediately report such action to his/her Department Director or supervisor, or the Police Department. Any employee concerned about personal safety may request an escort or other appropriate intervention from fellow employees comfortable with providing assistance or the City police department at any time. 8.13.090 Department Directors and/or supervisors are responsible for responding to potential or violent situations. Additional assistance from the City Administrator and/or emergency services, 911, is also available in appropriate situations. Department Directors and/or supervisors are responsible for assessing the situation, making judgments on the appropriate response, and then responding to reports of or knowledge of violence and for initiating the investigation process. A. Any report of violence, will be evaluated immediately and confidentially, and appropriate action will be taken, where possible, in order to protect the employee from further violence. Appropriate disciplinary action will be taken when it is determined that City of Yelm employees have committed acts of violence. B. Where issues of employee safety are of concern, managers and supervisors should evaluate the workplace and make appropriate recommendations regarding a reasonable response. 8.13.100 The City Administrator will assist Department Directors in investigating and preparing documentation for action surrounding an incident of violent behavior. In some cases, a referral to the employee assistance program may also be appropriate. 39 A. The City Administrator shall be responsible for developing procedures that are designed to reasonably achieve: 1. Prompt and appropriate response to any act of violence; 2. Providing guidance and oversight of investigations of violence; 3. Communicating this policy and administrative procedures to employees, Department Directors and supervisors. 8.13.110 Any employee who violates this policy will be subject to corrective or disciplinary action, up to and including dismissal and/or referral to the police department for prosecution for criminal action depending on the circumstances. 8.13.120 The Violence in the Workplace Crisis Plan and Procedures, attached as Appendix A to this document provides additional information for employees. 40 Chapter 9 EMPLOYEE DISSATISFACTION 9.01 SUGGESTIONS 9.01.010 The City encourages employees to offer any and all suggestions by which the City may improve delivery of services to the public. Such suggestions may be submitted in writing to the employee's supervisor, Department Director,the City Administrator, or the Mayor. 9.02 COMPLAINT PROCEDURES 9.02.010 The City recognizes that sometimes situations arise in which an employee feels that he or she has not been treated fairly or in accordance with City rules and procedures. For this reason the City provides its employees with procedures for resolving complaints. Step 1: An employee should first try to resolve any problem or complaint with his or her supervisor or Department Director. Step 2: When normal communication between an employee and the supervisor is not successful, or when an employee disagrees with the application of City policies and procedures, the employee should attempt to resolve the problem with the Department Director. The Department Director will respond to the employee within five (5) working days after meeting with the employee, if possible. Step 3: If the employee is not satisfied with the response from the Department Director, the employee may submit the problem, in writing, to the City Administrator and Mayor (or Mayor if the City Administrator is the Department Director). The written complaint must contain ata minimum: A. A description of the problem; B. A specific policy or procedure which the employee believes has been violated or misapplied; C. The date of the circumstances leading to the complaint or the date when the employee first became aware of those circumstances; D. The remedy sought by the employee to resolve the complaint. The written complaint should be filed within ten (10) working days of the occurrence leading to the complaint, or ten (10) working days after the employee becomes aware of the circumstances. 9.02.020 The City Administrator and Mayor may meet with the parties, either individually or together, and will respond in writing to the aggrieved employee within ten (10) working days of the meeting. The Mayor's response or decision shall be binding. 9.02.030 Certain employees may have more than one source of dispute resolution rights, such as Civil Service rules, disability access or discrimination review, a collective bargaining agreement, if any, and this complaint process. Employees represented by a bargaining unit or who are covered under civil service rules should follow grievance procedures set out in their respective labor contracts or civil service rules, where applicable. 9.03 DISABILITY COMPLAINTS 9.03.010 As an alternative to the complaint process above, complaints regarding limited access or discrimination due to a disability or failure to reasonably accommodate a disability may also be submitted to the City Administrator or Mayor. 9.03.020 If the City Administrator is unable to resolve the complaint to the satisfaction of the employee, the City Administrator will request that the City Council appoint a review 41 committee composed of one elected city official, one disabled person, and one appropriate health care professional or structural designer. 9.03.030 The Committee will hear the complaint within thirty (30) days of the Committee's organizational meeting and submit a recommendation to the City Council. 9.03.040 The City Council may hold an additional hearing and will render a final decision within thirty (30) days of receipt of the Committee's recommendation. 9.04 WHISTLE BLOWER PROTECTION POLICY 9.04.010 Policy Statement(Resolution 295, 7/93). It is the City of Yelm's policy to: A. Encourage its employees to report improper governmental action taken by City of Yelm officials or employees; and, B. Protect City of Yelm employees who have reported improper governmental actions in keeping with the City's policies and procedures. 9.04.020 Definitions A. Good faith means a deliberate and genuine action taken with confidence in its truth or correctness, along with a lack of interest in taking any conscious advantage or another. B. Improper governmental action means any action by a City of Yelm official or employee that: 1. Is undertaken in the performance of the official's or employee's official duties, whether or not the action is within the scope of the employee's employment; and, 2. One or more of the following appears to be present: a. A violation of any federal,state, or local law or rule; b. An abuse of authority; c. A substantial and specific danger to the public health or safety, or; d. A waste of public funds. Improper governmental action does not include personnel actions, including employee grievances, complaints, appointments, promotions, transfers, assignments, reassignments, reinstatements, restorations, reemployment, performance evaluations, reductions in pay, dismissals, suspensions, demotions, vicaticneor violations of collective bargaining or civil service laws, alleged violations of labor agreements or reprimands. Examples of improper governmental action include, but are not limited to, misappropriating City equipment and supplies for personal use, having City employees do work on a public official's private property while on City time or on their own time without compensation, operating a private business on City time, and accepting gratuities or kickbacks. 3. Retaliatory action means any adverse changes in the terms and conditions of a City of Yelm employee's employment. 4. Emergency means a circumstance that if not immediately changed may cause damage to persons or property. 42 9.04.030 Reporting Procedures A. Report to Supervisor or Department Director First. City employees who become aware of improper governmental actions, including those involving individuals outside their own departments, must raise the issue first with their supervisor or Department Director,except as qualified below. If requested by the supervisor,the employee shall submit a written report to the supervisor or Department Director, or to some person designated by the supervisor or Department Director, stating in detail the basis for the employee's belief that an improper governmental action has occurred. B. If Improper Action Involves Supervisor or Department Director. Where the employee reasonably believes the improper governmental action involves his or her supervisor, the employee shall raise the issue with the Department Director, the City Administrator, or with the Mayor. C. In Case of Emergency. In the case of an emergency, where the employee believes in good faith that damage to persons or property may result if action is not taken immediately, the employee may report the improper governmental action directly to the appropriate governmental agency with responsibility for investigating the improper action. If the City Fails to Adequately Investigate If the employee reasonably believes 1. That an adequate investigation was not undertaken by the City of Yelm to determine whether an improper governmental action occurred, or 2. That insufficient action has been taken by the City to address the improper governmental action, or 3. That the improper governmental action is likely to recur,the employee shall give written notice to the Mayor. Not sooner than 48 hours after notifying the Mayor, and if the employee still reasonably believes that the proper corrective action has not been taken, the employee may report information about the improper governmental action directly to the City Council Department Liaison, or the appropriate governmental agency with responsibility for investigating the improper actions. (See listing of agencies on page 43.) D. If Improper Action Involves City Council or Mayor. Where the employee reasonably believes the improper governmental action involves a City Council member, the employee may raise the issue directly with the Mayor. Where the employee reasonably believes the improper governmental action involves the Mayor, the employee may raise the issue directly with the City Council Department Liaison, City Attorney or Thurston County Prosecuting Attorney. E. Good Faith Attempt to Follow These Procedures Required. City employees who do not make a good faith attempt to follow these procedures in reporting improper governmental action shall not receive the protection provided by the City in these procedures. 9.04.040 Investigation Procedures The supervisor, Department Director,City Administrator or the Mayor,as the case may be, shall take action within fifteen (15) calendar days within receipt of the complaint, to properly investigate the report of improper governmental action.The employee raising the issue shall be notified by the Mayor when the investigation is begun and approximately 43 when it will be concluded. City of Yelm officers and employees involved in the investigation shall keep the identity of reporting employees confidential to the extent possible under law, unless the employee authorizes the disclosure of his or her identity in writing. After an investigation has been completed, the employee reporting the improper governmental action shall be given a summary of the results of the investigation, except that personnel actions taken as a result of the investigation may be kept confidential.The employee may be notified at his/her home address if he or she so requests. 9.04.050 Protection Against Retaliatory Actions A. Retaliation Prohibited. City of Yelm officials and employees are prohibited from taking retaliatory action against a City employee because he or she has in good faith reported an improper governmental action in accordance with these policies and procedures. B. If Retaliation Occurs. An employee who believes that they have been retaliated against for reporting an improper governmental action should advise his/her supervisor, Department Director, the City Administrator, Mayor or the official indicated in the following matrix: Perceived Retaliation is by Advise in Writing Within Thirty(30)days: Supervisor Department Director with a copy to the City Administrator and Mayor Department Director City Administrator with a copy to the Mayor Other Individual Not Named Above, Including Councilmembers Mayor Mayor Council Liaison, City Attorney, or Thurston County Prosecutor City employees shall provide the written charge of retaliation to the appropriate individual no later than thirty(30) days after the occurrence of the alleged retaliatory action. The Department Director, City Administrator or Mayor shall take appropriate action to investigate and address complaints of retaliation and respond, via registered or certified mail with return receipt requested, within thirty (30) days, to the charge of retaliatory action. Only in cases where the Mayor is perceived to have taken a retaliatory action,should the employee send such charge of retaliation to the Council Liaison or City Attorney and the Council Liaison must respond within thirty (30) days,to the charge of retaliatory action. C. If the Complaint is Not Satisfactorily Addressed. If the person advised of the retaliatory action does not satisfactorily resolve the employee's complaint, the employee may obtain protection under this policy and pursuant to State law by providing a written note to the Council Liaison that specifies the alleged retaliatory action and the relief requested. D. When to Request a State Hearing. After receiving either the response of the City of Yelm or thirty (30) days after the delivery of the charge to the Mayor, the employee may request a hearing before a State administrative law judge to establish that a retaliatory action occurred and to obtain appropriate relief provided by law. An employee seeking a hearing should deliver the request for hearing to the Mayor with the earlier of either fifteen (15) days of delivery of the City's response to the charge 44 of retaliatory action, or forty-five (45) days of delivery of the charge of retaliation to the City of Yelm for response. Upon receipt of request for hearing,the City of Yelm shall apply within five (5)working days to the State Office of Administrative Hearings for an adjudicative proceeding before an administrative lawjudge: Office of Administrative Hearings 919 Lakeridge Way SW P.O. Box 42488 Olympia, WA 98504-2488 (360) 664-8717 The City of Yelm will consider any recommendation provided by the administrative lawjudge that the retaliator be suspended with or without pay, or dismissed. 9.04.060 Management Responsibilities. Department Directors, managers and supervisors are responsible for ensuring the procedures are fully implemented within their areas of responsibility. 9.04.070 Communication and Implementation. The City Administrator is responsible for implementing the City of Yelm's policies and procedures for reporting improper governmental action and for protecting employees against retaliatory actions. This includes ensuring that this policy and these procedures are: A. Permanently posted where all employees will have reasonable access to them; B. Make available to any employee upon request; and, C. Provide to all newly hired employees. 9.04.080 Violations. Violations of this policy and these procedures may result in appropriate disciplinary action, up to and including dismissal. 9.04.090 Questions. Contact the City Clerk or City Administrator 9.04.100 List Of Agencies Thurston County Prosecuting Attorney Attorney General's Office Thurston County Courthouse Fair Practices Division 2000 Lakeridge Dr. SW 2000 Bank of California Center Olympia, WA 98502 900 Fourth Ave, Suite 2000 360-754-5540 Seattle, WA 98164 206-464-6684 State Auditor's Office U.S. Attorney Legislative Building 800 Fifth Avenue, Suite 3600 P.O. Box 40021 Seattle, WA 98104-3190 Olympia, WA 98504-0021 206-553-7979 360-902-0370 45 Chapter 10 DISCIPLINE AND TERMINATIONS 10.01 DISCIPLINE 10.01.010 All employees are expected to exercise good judgment, loyalty, common sense, dedication, and courtesy in the performance of their duties. The primary mission of every employee is to provide courteous, orderly, efficient, and economic delivery of services to the citizens of the City. 10.01.020 Acts, errors, or omissions which discredit the public service or impair the provision of orderly services to the citizens of the City may result in discipline, including termination. 10.01.030 The Mayor, City Administrator, or each Department Director, as appropriate, has full discretion and authority to impose disciplinary action in accordance with City policy and the circumstances of the particular case. 10.01.040 The following are examples of the types of behavior which may result in discipline, including possible termination. (Resolution 270, 10/92) This list is not all-inclusive, but only serves as a general guide. The City may discipline or terminate employees for other reasons not stated below. A. Drinking alcohol or the abuse of non-prescription or prescription drugs or other controlled substances on the job,or arriving on the job under the influence of or while in possession of alcohol, drugs, or other controlled substances. B. Violation of a lawful duty. C. Insubordination. D. Absence from work without first notifying and securing permission from the Department Director. E. Habitual absence or tardiness for any reason, unless otherwise protected by state or federal law. F. Unsatisfactory job performance. G. Conviction of a felony or a misdemeanor involving moral turpitude. H. Acceptance of fees, gratuities or other valuable items in the performance of the employee's official duties for the City. I. Inability, refusal or failure to perform the duties of the assigned job. J. Violation of duties or rules imposed by this manual, or by any other City rule, regulation or administrative order. K. Employee misuse of City services, telephones, vehicles, computers, equipment or supplies. L. Reference City's anti-discrimination/harassment policies as discussed. 10.01.060 In the event that discipline is necessary, the choice of what level of discipline to apply in any particular case is solely the City's. Depending on the particular situation,the following types of disciplinary actions may be used: A. Oral Warning. An oral warning is a counseling session between the employee's Department Director and the employee on the subject of the employee's conduct and performance,or the employee's failure to observe a rule, regulation,or administrative instruction. It is intended to increase an employee's efficiency and value to the City by changing the employee's conduct, attitude, habits, or work methods. 46 B. Reprimand. A reprimand is a formal written disciplinary action for misconduct, inadequate performance, or repeated lesser infractions. Written reprimands are placed in the employee's personnel file. C. Suspension. A suspension is a temporary leave of absence from duty which may be imposed as a penalty for significant misconduct or repeated lesser infractions. A suspension requires the approval of the City Administrator/Mayor and is a severe disciplinary action which is made part of the employee's permanent record.There are two (2)types of suspensions. 1. Suspension with Pay is administrative leave pending the results of an investigation or disciplinary action. 2. Suspension without Pay is a temporary leave of absence from duty which may be imposed as a penalty for significant misconduct or repeated lesser infractions. Suspension of an exempt employee shall be in weekly blocks coinciding with the employee's designated work week. D. Decision Making Leave. A Department Director may recommend, with the approval of the Mayor and/or City Administrator that an employee be given a one (1) day paid "Decision Making Leave" as the last step prior to termination. A "Performance Commitment Contract" would be filled out and signed by the Department Director and employee specifying the areas for improvement and the expectations and requirements of the City for continued employment.The employee would use the one (1) day paid leave to decide whether he/she can agree to the stated conditions. If agreement is not reached,the City would move to the termination step. If agreement is reached, the document will be used as the agreement between the City and the employee for continued employment. 10.02 TERMINATION 10.02.010 The following are examples of the types of situations (in addition to behavior types listed in 10.01.040) which may result in discipline, including possible termination: (Resolution 270, 10/92) A. An employee may be terminated at any time during or at the end of the employee's probationary period. B. As a result of disciplinary action. C. Due to loss of skills, certifications or other conditions which would make the employee unfit for service. D. The Mayor shall be responsible for the selection and termination of employees in response to a City Council determination that a lack of work or funding exists. E. When the employee has a physical or mental impairment that prevents performance of required duties of the employee's position and the employee cannot be reasonably accommodated. The City may require an examination at its expense performed by a physician of its choice. Failure to submit to such request may result in terminations. 10.02.020 No employee will be disciplined or terminated for a discriminatory or otherwise illegal reason. 10.03 LAYOFF 10.03.010 The Mayor shall be responsible for laying off employees in response to a City Council determination that a lack of work, budgetary restrictions or other changes have taken place. 47 10.03.020 Temporary employees or employees who have not completed their probationary period will be laid off before regular employees. 10.03.030 In determining who is to be laid off, consideration will be given to individual performance and the qualifications required for remaining jobs. Seniority will be considered when performance and qualifications are equal. 10.03.040 Employees who are laid off may be eligible to be re-employed, if a vacancy occurs in a position for which they are qualified. 10.03.050 Except as required by budgetary restrictions, no employee will be laid off without at least two (2) weeks written notice. (Resolution 270, 10/92) 10.04 RESIGNATION 10.04.010 An employee should provide two (2) wool's noticoweeks' notice of resignation. (Resolution 270, 10/92) The employee's Department Director or the City Administrator may waive this time limit. 10.05 EXIT INTERVIEW 10.05.010 Whenever an employee leaves the service of the City of Yelm, there is a loss of talent to the organization and a substantial cost involved in finding a replacement. All separating City employees are valuable sources of information regarding working conditions observed and/or experienced during the period of their employment with the City of Yelm. The City of Yelm strives to maintain a work environment that is positive. It is the policy of the City of Yelm to encourage all individuals separating from City employment to comment on their work experience with the City so that the reasons for employee turnover may be effectively and consistently monitored and addressed. 10.05.020 Employees will be afforded an opportunity to constructively comment on City employment through a discussion with the Department Director, City Administrator or Mayor. 10.06 DEATH 10.06.010 Upon the death of an employee, all compensation due shall be paid to the surviving spouse or the estate of the employee. 48 APPENDIX A VIOLENCE IN THE WORKPLACE CRISIS PLAN AND PROCEDURES Achieving Goals and Evaluating Process To achieve the goals and objectives of this policy,the city intends to do the following: • Establish procedures and methods for implementing policies and for addressing violence in the workplace. • Provide training to increase awareness and recognition of potentially violent situations and behaviors. • Check references of all prospective employees. • Establish a zero tolerance policy towards violence and consider threats of violence as acts of violence. • Develop a written policy of how to respond to security threats. • Limit public access to work areas when logistically possible. • Evaluate the physical environment for safety and consider modifications. • Evaluate progress in achieving the goals and objectives of this policy. Employee Response Procedures When a violent act occurs: If an act or altercation constitutes an emergency. CALL 9-911. The City of Yelm staff should become familiar with the following plan of action in order to best address any issues of workplace violence. Workplace violence can include varying degrees of threat, including displaying irrational behaviors or anger, physically assaulting persons or property, or using or threatening to use a weapon. Location and Exits Each Department Director shall inform all department employees of appropriate exits to use in the event of a violent occurrence requiring escape of the building. Emergency Plan Depending upon the circumstances, an escape/exit route could be any window or door. If it is necessary to leave the building and depending upon the direction of travel, go to the pre-determined location until help arrives. The following actions may be taken in the event of violence in the workplace; I, No Weapons Implied or Shown: A. If you see or feel the situation escalating, and no weapons are implied or present, remove yourself from the situation immediately to ask for assistance from the Department Director or City Administrator. B. If the Department Director is unable to defuse the situation or remedy inappropriate behavior by a citizen or employee, he/she will say the code word DENNIS,this signals any staff member to call the Police at 9-911 and/or press the panic button. C. If a staff member hears the word DENNIS stated by an employee at any time, go to a back office and call the Police at 9-911 and/or press the panic button if possible. 49 D. Other methods of seeking help: Yell for help; push the panic button, call 9-911; lock any door between you and the threat/person; get behind a physical barrier such as a desk or counter if it doesn't block you in; leave the area using an escape/exit route as mentioned above. E. If the opportunity presents itself in any of these situations, remove yourself from danger, go to the agreed upon location and call 9-911. II. Weapons Implied or Shown: A. If a firearm or explosive device is present, calmly go to a back office and call 9-911.. B. Attempt to notify co-workers with the code word DENNIS. Attempt to hit the panic button if possible. Remain as calm as possible. C. If a firearm is drawn, drop to the floor and seek cover. D. If the weapon is not a firearm or explosive device,there may be time for help to arrive before any personal harm is inflicted E. If the opportunity presents itself in any of these situations, remove yourself from the danger, go to the agreed upon location and call 9-911. Follow-Up Procedures • Secure work areas where disturbance(s) occurred. • Account for all employees and others and ensure the physical safety of those remaining in the area as soon as possible. • Provide for site security while others assist the victim or help in securing the area. • Quickly access the work areas, if it was disturbed or damaged during an incident,to determine if it is safe. Management Response Procedures • If employees experience workplace violence, check for the health and safety of yourself first. If you are okay, check for the safety and health of others involved in the incident. If they are not okay, let others know you need medical help immediately, and ask them to call 9-911. • In instances that involve emergency situations, or criminal activity, the Department Director will contact the City Administrator and the Police Department. Incidents involving emergency situations and/or criminal activity will be referred to the Police Department for assessment and, if necessary, investigation. • Minimize talking among employees prior to preparation of an incident report. This aids in obtaining the most accurate account of what happened. Submit the completed incident report to the Department Director who will refer it immediately to the City Administrator. • Debriefing may occur with a Critical Incident Stress Debriefing Team from either the Police Department or Fire Department.They can help employees deal with the effects of experiencing workplace violence. • Individuals may also contact the Association of Washington Cities with the employee assistance program to work through the situation. • Provide accurate communication to outside agencies, media and law enforcement. Conducting an Investigation Incidents involving emergency and/or criminal activity will be referred to the Police Department for investigation. Incidents that do not involve an emergency situation, and/or criminal activity, will be handled by the City Administrator who will determine whether an investigation is needed and who will conduct the investigation. 50 1. Data Collection: There are great liabilities and legal implications associated with violent behavior in the workplace,therefore, before beginning any investigation, consult with the City Administrator and appropriate legal counsel.The investigation could lead to disciplinary action; please be sensitive to the rights of all persons involved and proceed in a manner that demonstrates objectivity, fairness and a concern for confidentiality. Remember to document all aspects of the investigation. 2. Interview with the Alleged Victim: When talking with the alleged victim, speak clearly and non- judgmentally. Approach the interview in a sensitive, supportive manner. The goal of the interview is to develop a true and accurate account of the incident. • Obtain the date/time of the violent incident. • Find answers to the questions: who,what, when and where. • Find out what specifically happened in this and any other incidents. • Determine the background of the situation, including the relationship between the parties before the incident. • Obtain the names of anyone else who: a) saw or heard the incident, b) has spoken with the alleged victim about the incident, c) may have had encounters with the alleged offender. • Find out what the alleged victim did in response to the violent encounter. • Find out whether the alleged victim has documented the incident, or any other violent encounters that the victim has had with the alleged offender. • Reassure the alleged victim that the City is actively responding to the incident and that any retaliation will not be tolerated. 3. Interview with the Alleged Offender: Approach the interview in a non judgmental, sensitive manner. Keep in mind that a person in innocent until proven at fault. Unreasonable assumptions of guilt before an investigation has been complete can impede an appropriate investigation. • If the alleged offender asks for representation, allow it. • Present the incident or incidents described by the alleged victim, or your own observation if you directly saw the incident. • Get the alleged offender's side of the story. • Investigate with such questions as: a) "describe the incident that occurred between you and the alleged victim"; b)"describe your relationship with the alleged victim and other interactions that you have had". • Listen attentively as the alleged offender talks. • Advise the offender of the seriousness of any form of retaliation against the alleged recipient/victim, or any action that might be interpreted as retaliation. 4. Interviews with Observers or Others in the Workplace: In an investigation, realizing that observers may also be disturbed by the violent interaction they have witnessed. Investigate with questions such as: • "What type of interaction did you observe between the alleged offender and the alleged victim?" • "Are there others who might be able to comment, or who observed the same incident?" 51 I i{ T5v"nsnEna'raa City of Yelm INTRODUCTION The City of Yelm enacts these policies in order to further the following goals: (a) To provide a uniform system of personnel administration (b) To ensure that the recruitment, selection, placement, promotion, retention and separation of City employees is based upon employees' qualifications and fitness, and is in compliance with federal and state laws. (c) To assist department heads in the development of sound management practices and procedures. (d) To enable employees to make effective and consistent use of their skills and abilities. (e) To promote communication between elected officials, department heads, supervisors and other employees. (f) To define and clarify the role of employees. This personnel handbook is a general informational guide to current employment practices and procedures. As such, we hope it will help you better understand how Yelm operates and what is expected of you as an employee. These policies also describe what Yelm provides you in terms of compensation, benefits and other support. Personnel Policies Rev. 2001.01; 2005.03; 2006.01, 2008-01, 2011-01 City of Yelm. PURPOSE AND SCOPE OF POLICIES IMPORTANT: PLEASE READ This handbook shall not be construed to create a contract, expressed or implied, or any type of promise or guarantee of specific treatment upon which any employee may rely, or as a guarantee of employment for any specific duration. Although we hope that your employment relationship with us will be long term, we recognize that things may not always work out as hoped and either of us may decide to terminate the employment relationship. All non-union employees of Yelm are considered at-will employees and may be terminated from City ___.__ ___1 time, _ with without _.l and with 11._..1 1'-_ Please_-_ employment at any ime, or without cause or without notice. Please understand that no supervisor, manager or representative of Yelm other than the Mayor or City Administrator has the authority to enter into any agreement with you for employment for any specified period or to make any written or verbal commitments contrary to the foregoing. Yelm reserves the right to amend, delete, supplement, or rescind any of the provisions of this handbook as Yelm deems necessary and appropriate, without advance notice. Yelm also reserves the right to deviate from these policies in individual situations, particularly in an emergency, in order to achieve its primary mission of serving its citizens in a safe and efficient manner. These personnel policies shall apply to all City employees. In the event of conflict between any provision of this manual and any provision of a valid and effective collective bargaining contract or in cases where the application of these policies would conflict with applicable Civil Service rules and regulations, the provisions of the labor contract and/or the Civil Service rules shall take precedence. In all other cases, these policies shall take precedence. Personnel Policies Rev. 2001.01; 2005.03; 2006.01,2008-01, 2011-01 yp t i'i C11C?. 1 inom - !✓ IIIIF Y City of Yelm 1 WA S.,INGY J / TABLE OF CONTENTS SECTION CHAPTER PAGE GENERAL CHAPTER 1 1 .01 PURPOSE AND SCOPE 1 1.02 AMENDMENTS 1 1.03 EQUAL EMPLOYMENT OPPORTUNITY 2 1.04 SEXUAL HARASSMENT/ 2 HOSTILE WORK ENVORONMENT 1.05 DEFINITIONS 3 1.06 EMPLOYEE PERSONNEL RECORDS 4 1.07 REFERENCES 5 1.08 DESTRUCTION OF PERSONNEL RECORDS 6 CHAPTER 2 HOURS AND ATTENDANCE 2.01 WORKING HOURS 7 2.02 HOURS OF WORK AND OVERTIME 7 2.03 COMPENSATORY TIME 8 2.04 ATTENDANCE 8 2.05 BREAKS AND MEAL PERIODS 9 2.06 CALL BACK 9 2.07 PAYROLL RECORDS 9 CHAPTER 3 RECRUITING AND HIRING 3.01 RECRUITING 11 3.02 HIRING 11 3.03 TEMPORARY EMPLOYEES 13 3.04 PROBATIONARY PERIOD 13 3.05 EMPLOYMENT OF RELATIVE (NEPOTISM) 14 3.06 PROMOTIONS AND TRANSFERS 15 Personnel Policies Rev. 2001.01; 2005.03; 2006.01, 2008-01, 2011-01 f- -- City of Yelm CHAPTER 4 COMPENSATION 4.01 SALARY CLASSIFICATION AND GRADES 16 4.02 EMPLOYEE PAY RATES 16 4.03 PAYDAYS 17 4.04 DEDUCTIONS 17 4.05 TRAVEL EXPENSE REIMBURSEMENT 17 4.06 COMPENSATION UPON TERMINATION 18 CHAPTER 5 PERFORMANCE EVALUATIONS AND TRAINING 5.01 PERFORMANCE EVALUATIONS 19 5.02 TRAINING POLICY 19 CHAPTER 6 BENEFITS 6.01 RETIREMENT BENEFITS 20 6,02 DISABILITY BENEFITS 20 6.03 INSURANCE BENEFITS 21 CHAPTER 7 LEAVES OF ABSENCE AND TIME OFF 7.01 LEAVES 24 7.02 VACATION 24 7.03 SICK LEAVE 25 7.04 BEREAVEMENT LEAVE 27 7.05 LEAVE WITHOUT PAY 27 7.06 JURY DUTY AND WITNESS LEAVE 28 7.07 ADMINISTRATIVE LEAVE 28 7.08 MILITARY LEAVE 29 7.09 HOLIDAYS 29 7.10 RELIGIOUS HOLIDAYS 30 Personnel Policies iv Rev. 2001.01; 2005.03; 2006.01, 2008-01, 2011-01 On City of Ye lm CHAPTER 8 EMPLOYEE RESPONSIBILITIES AND CONDUCT 8.01 GENERAL POLICY 31 8.02 CODE OF CONDUCT, CONFLICTS OF INTEREST 31 AND OUTSIDE EMPLOYMENT 8.03 POLITICAL ACTIVITIES 32 8.04 SMOKING 32 8.05 USE OF CITY VEHICLES AND EQUIPMENT 32 8.06 BULLETIN BOARDS 33 8.07 CONTACT WITH NEWS MEDIA 33 8.08 SEAT BELT USE 33 8.09 DRIVER'S LICENSE REQUIREMENTS 33 8.10 SAFETY 34 8.11 DRUG FREE WORKPLACE 34 8.12 CELLULAR PHONE USE 37 8.13 INTERNET POLICY 38 8.14 VIOLENCE IN THE WORKPLACE 40 CHAPTER 9 EMPLOYEE DISSATISFACTION 9.01 SUGGESTIONS 46 9.02 COMPLAINT PROCEDURES 46 9.03 DISABILITY COMPLAINTS 47 9.04 WHISTLE BLOWER POLICY 48 CHAPTER 10 DISCIPLINE AND TERMINATIONS 10.01 DISCIPLINE 55 10.02 TERMINATION 57 10.03 LAYOFF 58 10.04 RESIGNATION 58 10.05 EXIT INTERVIEW 58 10.06 DEATH 59 Personnel Policies v Rev. 2001.01; 2005.03; 2006.01, 2008-01, 2011-01 v, 7HE 4.1 „Na,�. , City of Yelm TABLE OF APPENDICES A. Violence in the Workplace Crisis Plan and Procedures (Resolution 428, 12/02) (Reference: Personnel Policy Chapter 8.14) B. Association of Washington Cities Employee Benefit Trust Underwriting rcuies and Benefit Enroiiment Form (Resolution) (Reference: Personnel Policy Chapter 6.03) Severance Benefits for Exempt Employees C (Resolution 520, 01/11) (Reference: Personnel Policy Chapter 4.06) Personnel Policies vi Rev. 2001.01; 2005.03; 2006.01, 2008-01, 2011-01 C3'.r LIxti. ., City of Yelm CHAPTER 1 GENERAL 1.01 PURPOSE AND SCOPE 1.01.010 The City reserves the right to amend, delete, supplement, or rescind any provisions of this manual as the City deems necessary and appropriate without advance notice. These policies shall not be construed to create contractual rights or any type of promise or guarantee of specific treatment upon which any employee may rely. 1.01.020 Except as otherwise stated herein, these personnel policies apply to all City employees. (Resolution 270, 10/92) They do not apply to elected or appointed officials or to independent contractors and consultants unless specifically agreed to between the City and those parties. In the event of conflict between any provision of this manual and any provision of a valid and effective collective bargaining contract or individual labor contract, or an applicable Civil Service rule or regulation, the provision of the labor contract and/or the Civil Service rule shall govern. Violation of City policies may result in discipline, up to and including termination. 1.01.030 Unless otherwise expressly provided by law, ordinance, civil service rules or regulations, or by written contract, the City Administrator, all department heads, all temporary employees and all employees who have not completed their probationary period are considered at-will employees and may be terminated from City employment at any time, with or without cause and with or without notice. Except as expressly provided otherwise by law, ordinance, civil service rules or regulations, or by written contract, all other regular employees will be terminated only by written notice and with an opportunity for a hearing as set forth in Chapter 10 of these policies. (Resolution No. 270, 10/92) 1.02 AMENDMENTS 1.02.010 These policies are adopted and may only be amended by formal or written action of the City Council. Any employee may present any proposed amendment to their Department Head or the City Administrator. Proposals to amend these policies may be initiated Personnel Policies 1 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) ( >7 City of Yelm and presented to the City Council by any elected official, the City Administrator, two or more Department Heads, or five or more employees. 1.03 EQUAL EMPLOYMENT OPPORTUNITY 1.03.010 The City is an equal opportunity employer. The City employs, retains, promotes, terminates and otherwise treats all employees and job applicants on the basis of merit, qualifications, and competence. This policy will be applied without regard to any individual's sex, race, color, religion, national origin, pregnancy, age, marital status, medical condition, or disability. 1.03.020 The City will not discriminate against applicants or employees who have a sensory, nhvsiral nr mental impairment anti whn ran perform the essential functions of the job. The City will reasonably accommodate employees of disability who so request it. 1.04 SEXUAL HARASSMENT/HOSTILE WORK ENVIRONMENT 1.04.010 Sexual harassment is a form of sex discrimination and is an unlawful employment practice under the 1964 Civil Rights Act and Washington State Law against Discrimination. It is the policy of the City to provide a work environment for its employees which is free from discrimination and intimidation. Therefore, the City will not tolerate any form of sexual harassment. Prompt disciplinary action will be taken against an employee who commits or participates in any form of sexual harassment. Prompt action will also be taken against customers, vendors, and citizens who commit or participate in any form of sexual harassment. A. Sexual harassment is defined as unwanted, unwelcome sexual advances, requests for sexual favors, and other verbal or physical conduct which has the effect of creating an offensive, intimidating, degrading or hostile work environment, or adversely interferes with or affects an employee's work performance. It can include verbal behavior such as unwanted sexual comments, suggestions, jokes, or behavior such as suggestive looks and leering, and physical behavior such as pats or squeezes, or repeated brushing against someone's body. Personnel Policies 2 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) ,(r -,,,,,'2---- City of Yelm. B. Hostile environment sexual harassment involves sexual conduct which unreasonably interferes with an employee's work environment or creates an intimidating, hostile, or offensive working environment. This form of sexual harassment need not have any tangible economic consequences to the employee. Actions of co-workers can also create a hostile environment. 1.04.020 Any employee who believes he or she is being sexually harassed or subjected to a hostile work environment should immediately notify their department head, or if the complaint involves the department head, the City Administrator, or if the complaint involves the City Administrator, the Mayor. The City will not retaliate against an employee who complains of sexual harassment. Employees who become aware of discriminatory behavior, including sexual harassment, are obligated to bring it to the attention of a supervisor or the City Administrator. 1.04.030 The City will promptly investigate the complaint. The investigation may include interviews with the parties or employees who may have observed the harassment or may have experienced similar harassment. If the investigation reveals that the employee did engage in sexual harassment, appropriate action will be taken. An investigation of alleged harassment will be confidential. Only the complainant and alleged harasser will be notified of the results. 1.05 DEFINITIONS A. City Administrator: The employee appointed by and serving at the pleasure of the Mayor to assist the Mayor with administrative and policy related responsibilities. B. Department Head: An employee who has responsibility for directing one or more departments as designated by the Mayor including the City Clerk, Chief of Police, Community Development Director, Public Works Director, and the Court Administrator. C. Exempt Employee: A salaried employee who holds an administrative, professional or executive position not entitled to overtime pay. Personnel Policies 3 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) *17 City of Yelm D. Family Member: An employee's spouse, child, domestic partner, parent, brother, sister, brother or sister-in-law, mother or father-in-law, son or daughter-in-law and all relatives of direct lineage such as grandchildren, grandparents, great-grandchildren and great-grandparents. E. Full-time Employee: An employee who, on a continuing basis, regularly works an average of 40 hours per week/52 weeks per year. F. Hostile Work Environment: Involves sexual conduct which unreasonably interferes with an employee's work environment or creates an intimidating, hostile, or offensive working environment. G Permanent Part-Time Employee: An employee who is scheduled to work an average of fewer than 40 hours per week or less than 52 weeks per year. Part-time employees are eligible for benefits on a pro-rata basis as authorized by the City Council. H. Regular Employee: A full-time or part-time employee who is not a temporary employee and who has successfully completed a probationary period. (Resolution 270, 10/92) Temporary Employee (Full- or Part-time): An employee who holds a job of limited duration arising out of special projects, abnormal workloads or emergencies. Temporary employees are not eligible for City benefits except as recommended by the City Administrator and approved by the Mayor. J. Probationary Employee: An employee who has not successfully completed an initial probationary employment period. 1.06 EMPLOYEE PERSONNEL RECORDS 1.06.010 A personnel file for each employee is kept in the Personnel Office and is the property of the City. Access is limited to the employee's immediate supervisor and department head, the City Clerk, the City Administrator, the Mayor, and any other personnel authorized by the City Administrator and/or the employee. An employee's Personnel Policies 4 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) rn.s r � Y�.1. City of Yelm personnel file contains the employee's name, title and/or position held, job description, department to which the employee is assigned, salary, changes in employment status, training received, performance evaluations, personnel actions affecting the employee, including discipline, and other pertinent information. 1.06.020 An employee has the right to review his or her file. An employee may request removal of irrelevant or erroneous information in his or her personnel file. If the City denies the employee's request to remove the information, the employee may submit a written rebuttal statement to be placed in the file. 1.06.030 Personnel files are kept confidential to the maximum extent permitted by law. Except for routine verifications of employment, no information from an employee's personnel file will be released to the public, including the press, without a written request for specific information or in response to a valid court order or government request. 1.07 REFERENCES 1.07.010 Upon request and after written consent, the City Administrator or Mayor may provide employment references on current or former regular City employees or volunteers. 1.07.020 Except as provided in Subsections 1.70.05 and 1.70.06 below, no information of any kind shall be released, either orally or in writing, directly or indirectly, unless and until written consent (See Attachments Section) first be obtained from the affected employee or former employee; and 1.07.030 "Blacklisting" as a policy is expressly condemned; no employee shall engage in such practice, or directly or indirectly cooperate with any attempt by any other person or agency to engage in such prohibited practice; and 1.07.040 A cumulative log sheet shall be kept in each individual's permanent personnel file, as a part thereof, and an entry shall be made therein contemporaneously with each and every release of information regarding that file or individual, including but not limited to the following: Personnel Policies 5 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) City of Yelm A what information is released; B. when such information release occurred; C in what form the information was released; D. to whom the information was released. 1.07.050 No subjective opinions shall be ventured; rather, information released shall be confined to objective information (e g , date of first/last employment; promotions/demotions; highest rank held; beginning/final salary; number of commendations/reprimands received in writing; if employment is ended/continuing; if ended, whether ended by termination/resignation; attendance/absence data.) 1.07.060 Telephone inquiries, if received regarding a current employee, shall be subject to the following procedures: A The person/agency inquiring shall be first identified, his/her telephone number obtained, and the purpose of the inquiry ascertained; B. The employee shall next be contacted for consent to respond; C. If consent has been obtained, the inquirer shall be recalled, and information may be released orally, strictly limited to: 1) dates of employment; 2) job title(s) held; 3) attendance/absence statistics; 4) current salary or wage. If more information is desired, the request and consent, and the disclosure, shall be in writing. 1.07.070 No telephone inquiry shall be honored or information released in response thereto with respect to a former employee without a Personnel Policies 6 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) .,.. ____ .,„„ : 1 .,k, City of Yelm signed release submitted by the former employee. (See Attachments Section) 1.08 DESTRUCTION OF PERSONNEL RECORDS 1.08.010 At the discretion of the City Clerk, personnel files and payroll records may be destroyed six (6) years after the employee has ceased to work for the City. Former employee's names, date of termination or separation, social security number, a date of employment and job classification will be listed on the City's employee history index. CHAPTER 2 HOURS AND ATTENDANCE 2.01 WORKING HOURS 2.01.010 The City's ordinary working hours are Monday through Friday from 8:00 a.m. to 5:00 p.m. with a one-hour unpaid lunch period and two (2) paid fifteen (15) minute breaks. 2.01.020 A normal working schedule for regular, full-time employees consists of forty (40) hours each work week or one hundred and seventy-three and one/third (173.33) hours per month. Different work schedules, such as in the case of police employees, may be established by the City to meet job assignments and provide necessary City services. Each department head will advise each employee regarding specific working hours. 2.01.030 Part-time and temporary employees will work hours as specified by their department heads. 2.02 HOURS OF WORK AND OVERTIME 2.02.010 All City positions are designated as either"exempt" or"non- exempt" according to state law and the Fair Labor Standards Act ("FLSA") regulations. 2.02.020 For most City employees, the standard number of work hours is forty (40) hours within a seven (7) day work period. A typical work period is one week beginning at 12:01 a.m. each Saturday. For Personnel Policies 7 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) fA Yn City of Yelm law enforcement ("Section K") employees, the standard number of work hours is ninety-two (92) hours during a fifteen (15) day work period. Alternative work weeks may be established by Department Heads, with approval of the City Administrator, to accommodate flex-time schedules or to meet department needs on a temporary or regular basis. 2.02.030 Non-exempt employees are entitled to additional cash compensation whenever they work more than eight (8) hours per day. 2.02.040 All non-emergency workweek overtime must be authorized in advance. 2.02.050 Overtime pay is calculated at one and one-half times the employee's regular rate of pay for all time worked beyond the established work-period. 2.02.060 Holiday, sick leave and vacation time is not counted as hours worked when computing overtime. 2.02.070 The exempt employees of the City are the City Administrator, City Clerk, Chief of Police, City Attorney, Court Administrator, Community Development Director, Public Works Director, Program/Project Manager and the Municipal Judge. (Res 543; 7/13,Res 428; 1/02; 370, 2/98) 2.03 COMPENSATORY TIME 2.03.010 Non-exempt employees working overtime may elect to receive compensatory time credit instead of a cash payment. The election is made on the employee's attendance card and is approved on a case-by-case basis by the employee's department head and the City Administrator. If the compensatory time option is exercised, the employee is credited with one and one-half times the actual number of overtime hours worked. 2.03.020 Employees may exchange accrued compensatory time for cash. Requests must be submitted on the purple `Request For Payment of Accrued Time" form along with the regular monthly time sheet. All payment requests must be pre-approved by the Department Head and City Administrator prior to being turned into payroll. Personnel Policies 8 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) Et: f City of Yelm YT L,rt 2.03.030 Beginning January 1, 2001 accrued compensatory time in excess of 40 hours remaining as of November 15 of each year will be paid with the November end-of-month paycheck. Any compensatory hours accrued after November 15 will be carried forward to the next year. 2.04 ATTENDANCE 2.04.010 Punctual and consistent attendance is a condition of employment. Each department head is responsible for maintaining an accurate attendance record of each employee. (See Attachments Section) 2.04.020 Employees unable to work or unable to report to work on time should notify their department head as soon as possible, ordinarily before the work day begins or within thirty minutes of the usual starting time. If an absence continues beyond one day, the employee is responsible for reporting in each day. If the department head is not available, the employee may leave a message with the City Administrator stating the reason for being late or unable to report for work. 2.04.030 Employees are expected to be at work even during inclement weather. Department heads may allow employees to be late or leave early during severe weather conditions; however, non- attendance will be counted as absence from work and will be charged as vacation time. 2.04.040 An employee who is absent without authorization or notification is subject to disciplinary action, including possible termination. 2.05 BREAKS AND MEAL PERIODS 2.05.010 Employees may take one (1) fifteen-minute break for every four hours worked. All breaks shall be arranged so that they do not interfere with City business or service to the public. The employee's department head will schedule meal periods. The scheduling of meal periods may vary depending on department workload. Meal periods are unpaid and usually one hour in length. Exceptions may be made at the discretion of the department head. Personnel Policies 9 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) r C�^y City of Yelm 2.06 CALL BACK 2.06.010 All employees are subject to call back in emergencies or as needed by the City to provide necessary services to the public. A refusal to respond to a call back is grounds for immediate disciplinary action, including possible termination. Employees called back to duty will be paid a minimum of two (2) hours overtime at one and one-half times the regular rate of pay. An exception to this would be when the employee works within two hours before or after the end of a regularly scheduled normal workday. When this occurs, only the actual time worked shall be counted as overtime. This policy will also apply to callback that occurs on a holiday. 2.07 D(AVD/'l.J L RECORDS 2.07.010 The City Clerk/Treasurer keeps financial payroll records. Each department head shall turn in on a monthly basis a signed work record for each employee within their department, noting hours worked, leave taken and overtime worked. Original time records are the property of the City and may not be removed at any time for any reason. Copies will be provided following general practice policies for Public Disclosure requests. Personnel Policies 10 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) r?' Q (-- ,:.-2, ,,,, j City of Ye lm CHAPTER 3 RECRUITING AND HIRING 3.01 RECRUITING 3.01.010 Recruiting practices are conducted solely on the basis of ability, merit, qualifications, and competence, without regard to race, color, religion, national origin, sex, marital status, pregnancy, disability or age. 3.01.020 Each applicant shall complete and sign an application form prior to being considered for any position. (See Attachment Section) Resumes may supplement but not replace the City's official application. 3.01.030 If hired, any applicant supplying false or misleading information is subject to immediate termination. 3.02 HIRING 3.02.010 When a position becomes vacant and prior to any posting or advertisement of the vacancy, the department head will review the position, its job description and the need for such a position. The department head will prepare and submit a written request to fill the position to the City Administrator. The position will be posted and/or advertised only after the City Administrator and the Mayor have approved the request. 3.02.020 Any announcement of position vacancies should include the title of the position, a brief description of the position's minimum or preferred qualifications, the position's essential duties, the dates application will be accepted for the position, and the place and manner of filing application. All announcements should state that the City is an "Equal Opportunity Employer." The City Administrator may add additional information to the announcement. All applications should be on a form supplied by the City Clerk's Office. 3.02.030 The department head will establish procedures in consultation with the City Administrator for selecting the best-qualified applicant. Selection criteria will measure each applicant's Personnel Policies 11 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) yx4_„�� City of Yelm. qualifications, experience and ability to perform the duties and responsibilities of the position. The department head will screen applicants, conduct interviews and check references after consultation with the City Administrator and Mayor. 3.02.040 Residency within the City is not a condition of employment provided that an employee's selection of residence shall not interfere with the daily performance of duties and responsibilities. 3.02.050 Applicants for positions in which the applicant is expected to operate a motor vehicle must be at least 18 years old and will be required to present a valid Washington State driver's license with any necessary endorsements and a five (5) year authenticated driving record. Applicants with poor driving records, as determined by the City, may be disqualified for employment with the City in positions requiring driving. City employees who drive pursuant to their employment may need to have riders on their personal vehicle insurance policies, if they drive their own vehicles. If the employee's insurance company requires a business rider, the City will pay the premium. 3.02.060 The City may administer pre-employment examinations to test the qualifications and ability of applicants, as determined necessary by the City. The City may contract with any competent agency or individual prepare and/or administer examinations. individual aau� to prepare i.. 3.02.070 After an offer of employment has been made and prior to commencement of employment, the City may require persons selected for employment to successfully pass a medical examination, which may include testing for alcohol and controlled substances. The purpose of the examination is to determine if the individual is physically able to perform the job and to ensure his or her physical condition will not endanger the health, safety or well being of other employees or the public. The offer of employment will be conditioned on the results of the examination. Any medical records relating to physical examinations or other medical records involving applicants or employees will be kept confidential. 3.02.080 A candidate may be disqualified from employment if: A. found physically unable to perform the duties of the position and the individual's condition cannot reasonably Personnel Policies 12 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) City of Yelm be accommodated in the workplace; B. the candidate refuses to submit to a medical examination or complete medical history forms; C. if the exam reveals abuse of alcohol and/or controlled substances. 3.03 TEMPORARY EMPLOYEES 3.03.010 On recommendation by the department head and with approval of the Mayor and City Administrator, and based upon budget availability, temporary employees may be used during emergencies or other peak workload periods to temporarily replace regular employees who are absent due to disability, illness, vacation or other approved leave, or to temporarily fill a vacancy until a regular employee is hired. 3.03.020 Temporary employees may be hired without competitive recruitment or examination. 3.03.030 Temporary employees are eligible for overtime pay as required by law. Temporary employees are not eligible for City benefits except as recommended by the City Administrator and approved by the Mayor. 3.03.040 Temporary employees are at-will employees. They may be terminated without the hearing and notice provided for by Section 10.2. (Resolution 270, 10/92) 3.04 PROBATIONARY PERIOD 3.04.010 All newly hired, rehired former employees, and employees promoted to a new classification, enter a probationary period which is considered an integral part of the selection and evaluation process. During the probationary period an employee is required to demonstrate suitability for the position through actual work performance. 3.04.020 The minimum probationary period is six (6) months from the employee's date of hire, rehire, or promotion. The probationary period may be extended if in the discretion of the City Administrator any aspect of the employee's performance does not Personnel Policies 13 Rev. 2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) k,.-:,-:„',__.., 1 City of Yeln meet minimum requirements. The probationary period shall not be shortened for any reason. A probationary employee will be evaluated at least every three (3) months. 3.04.022 The probationary period for police officers is one year excluding time spent in the academy. 3.04.030 Newly hired employees and rehired probationary employees accrue vacation and sick leave, but are not eligible to use vacation until after their probationary period is successfully completed, except as authorized by the City Administrator or Mayor. 3.04.040 During the probationary period, newly hired employees, and rehired former employees, may be terminated at any time for any reason. with or without cause and with or without notice. 3.04.050 When a department head determines an employee has satisfactorily completed the probationary period, the department head shall prepare a written performance evaluation, which will be reviewed by the City Administrator. If the probationary period is satisfactorily completed, the employee may continue as a regular employee. 3.05 EMPLOYMENT OF RELATIVE (NEPOTISM) 3.05.010 Family Members will not be employed by the City under any of the following circumstances: A. Where one of the parties would have authority or practical power to affect any term or condition of the other's employment. B. Where one party would be responsible for auditing the work of the other; C. Where both parties would report to the same supervisor; D. Where in the opinion of the Mayor and the City Administrator other circumstances might lead to potential conflict among the parties or conflict between the interest of one or both parties and the best interests of the City; Personnel Policies 14 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) • City of Yelm E. Where one of the parties is the City Administrator, Mayor or a member of the City Council. F Where one of the parties would handle confidential material which might create the appearance of improper or inappropriate access to that material by the other. 3.05.020 Family Member: An employee's spouse, child, domestic partner, parent, brother, sister, brother or sister-in-law, mother or father-in- law, son or daughter-in-law and all relatives of direct lineage such as grandchildren, grandparents, great-grandchildren and great- grandparents. 3.05.030 If the above circumstances result from new marriage, new sharing of living quarters with one another, election, or other change in circumstances and in the Mayor and City Administrator's judgment the potential problems noted above exist or reasonably could exist, only one of the employees will be permitted to remain employed with the City. The decision as to which relative will remain with the City must be made by the two employees within thirty (30) calendar days of receiving written notice from the City Administrator that such election be made. If no decision is made during this time, the City will terminate one of the employees as it deems in its best interest. 3.06 PROMOTIONS AND TRANSFERS 3.06.010 The City encourages current City employees to apply for vacant City positions for which they are qualified. Promotions and transfers are based on the department head's recommendation, work force requirements, performance evaluations, job descriptions and related City requirements. 3.06.020 Regular employees are eligible for promotion, transfer or voluntary demotion. To be considered for another position, an employee must possess the qualifications for the vacant position. Personnel Policies 15 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) a: :wn . City of Yelm CHAPTER 4 COMPENSATION 4.01 SALARY CLASSIFICATION AND GRADES 4.01.010 Each position within the City is placed into one of the City's classifications for salary purposes. This classification is based on job requirements such as education and training, level of responsibility, difficulty, working conditions, skill, hazard, and amount of supervision required. Each classification is designated on the City's salary and wage schedule, which is approved annually by the City Council. 4.02 EMPLOYEE PAY RATES 4.02.010 Employees will be paid within the wage range to which their positions are assigned based on the City's current Salary Step Schedule. Employees usually advance from one step to the next step concurrent with calendar year changes. 4.02.020 New employees will either start their employment at the minimum wage rate for their classification, or at a higher rate when warranted. 4.02.030 Pay increases are discretionary and contingent upon performance, and annual budget approval. If an employee's performance is consistently unsatisfactory, the City Administrator on recommendation of the department head and with written approval from the Mayor may defer a scheduled pay increase for a stipulated period of time or until the employee's job performance is satisfactory. Such action should be documented in the employee's file. 4.02.040 The Mayor may propose and the City Council may grant an across the board pay adjustment (cost-of-living increase) from time to time, raising the salaries of all positions by a specified amount or percentage within a defined group of classifications. Such adjustments if any will not change an employee's next scheduled step pay increase. Personnel Policies 16 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) ,, , n . � City ty of Yeln 4.03 PAYDAYS 4.03.010 City employees are paid monthly on the fifth day of each month following the close of the preceding calendar month pay period. When the fifth falls on a Saturday/holiday, checks are released on the preceding day. If the fifth falls on a Sunday/holiday, checks are released on the next business day. The City will not issue paychecks early except in emergency conditions. Requests for an early paycheck must be made to the City Clerk via the department head. The City Administrator will determine if the reason for an employee's request for an early paycheck is an appropriate emergency. (Resolution 428, 11/02; 291, 5/93) 4.04 DEDUCTIONS 4.04.010 Some regular deductions from the employee's earnings are required by law. Other deductions are specifically authorized by the employee. The City will withhold from the employee's paycheck those deductions required by law and any voluntary deductions authorized by the employee, applicable union contract, or statute. 4.05 TRAVEL EXPENSE REIMBURSEMENT 4.05.010 City employees will be reimbursed for reasonable and customary expenses actually incurred in connection with the business of the City, including food, and travel expenses while away from the City, but excluding any expenses for alcoholic beverages. If private automobiles are used, employees will be reimbursed at the Internal Revenue Service rate approved for business travel. (Ordinance 652, 1/99) Sharing of vehicles should be done whenever possible. Tips, not to exceed 15%, for meals, taxis, or baggage handling are reimbursable. Expenses associated with commuting or travel to and from an employee's home to the place of work are not reimbursable. 4.05.020 Requests for advances or reimbursement shall be submitted on an expense report form signed by the employee and shall include Personnel Policies 17 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) Cityof Yelm receipts. (See Attachments Section) The City Administrator must approve any advances. 4.06 COMPENSATION UPON SEPARATION OR TERMINATION 4.06.010 When an employee's employment with the City is terminated, for whatever reason, the employee will receive the following compensation: A. Regular wages for all hours worked up to the time of separation/termination which have not already been paid. B. Any overtime or holiday pay due. C. A lump sum payment for any accrued but unused vacation and compensatory time, plus 25 percent of accrued, unused sick leave up to a maximum equivalent of one month's gross salary. D. Payment of final compensation will be processed at the next payroll-processing period. Personnel Policies 18 Rev. 2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) sjc li'moi,{^ t•. 7 - City of Yelm CHAPTER 5 PERFORMANCE EVALUATIONS AND TRAINING 5.01 PERFORMANCE EVALUATIONS 5.01.010 To achieve the City's goal of training, promoting and retaining the best-qualified employee for every job, the City conducts periodic performance evaluations for all positions. 5.01.020 The City Clerk is responsible for developing and maintaining the City's performance evaluation program. 5.01.030 Prior to completion of their probationary period, and thereafter on or before April 30 of each year, each employee is to be evaluated in writing by their department head. Each department head is to be evaluated by the City Administrator and the Mayor, with input from the City Council Liaison, and the City Administrator is to be evaluated by the Mayor. 5.01.040 The evaluation becomes a part of an employee's personnel record and will be a factor in determining all actions relating to the employee's employment with the City. 5.02 TRAINING POLICY 5.02.010 The City seeks, within the limits of available resources, to offer training to increase an employee's skills, knowledge and abilities directly related to City employment, to obtain or maintain required licenses and certifications, and to develop staff resources. Opportunities may include, but are not limited to; on-the-job training, in-house workshops and seminars sponsored by other agencies or organizations. Permission of the department head is required to attend training sessions at City expense or during working hours. Personnel Policies 19 Rev. 2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) -fel t City of Yelm CHAPTER 6 BENEFITS 6.01 RETIREMENT BENEFITS 6.01.010 The City makes contributions on behalf of all eligible employees to the Social Security System in addition to those contributions made by the employee through FICA payroll deductions. 6.01.020 All regular fully commissioned uniformed employees in the police department are covered by the Law Enforcement Officers' and Firefighters' Retirement System (LEOFF). The State of Washington sets benefit levels and contributions rates. 6.01.030 All regular full-time and eligible part-time non-uniform employees are covered under the Public Employees Retirement System (PERS). 6.01.040 Temporary employees who work more than 70 hours per month for more than five (5) months per year will receive retirement benefits. 6.01.050 Employees intending to retire shall notify their department heart of their intent to retire at least three months prior to the date of retirement. 6.02 DISABILITY BENEFITS 6.02.010 All employees, except those covered by LEOFF I, are covered by the State Industrial Insurance program (worker's compensation). This type of insurance covers employees in case of on-the-job injuries or job-related illnesses. For qualifying cases, State Industrial Insurance will pay the employee for workdays lost for any disability resulting from job-related injuries or illnesses. All job- related accidents should be reported immediately to the department head or City Administrator. Personnel Policies 20 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) -") f'f_,-- .,__ 4; w „�a City of Yelm 6.02.020 When an employee is absent for one or more days due to an on- the-job accident, the employee is required to file a claim for coverage under Washington State Department of Labor and Industries (L&I) for Worker's Compensation benefits. If the employee files an uncontested claim for such benefits, the City will continue to pay the employee's regular pay or base salary by using the employee's unused sick leave pending receipt of the employee's first check for Worker's Compensation benefits. 6.02.030 An employee is not entitled to receive sick leave benefits and retain worker's compensation benefits for the same pay period when those combined benefits exceed the employee's regular pay or base salary. To the extent an employee later receives worker's compensation benefits for hours previously paid through the employee's sick leave, the sums representing any duplication in compensation must be promptly repaid to the City at the time the employee first receives worker's compensation benefits. . 6.02.040 Employees drawing against sick leave while recovering from a qualified L&I injury may request that an amount representing their reimbursement of wages from L&I, be either: A. withheld from their next regular paycheck, along with a signed acknowledgement approving the City's right to withhold; or B. be reimbursed to the City by assigning all or part of their worker's compensation check to the City at the time such check is initially received. 6.02.050 The City may require an examination at its expense performed by a physician of its choice to determine when the employee can return to work and when the employee will be capable of performing the duties and responsibilities of the position. 6.03 INSURANCE BENEFITS 6.03.010 All regular full-time and permanent part-time employees (Ordinance 470, 6/93) are eligible to participate in City's insurance programs. The level of funding per employee and any City contribution for family members is established by the Yelm City Council and adopted as part of the annual budget. The programs Personnel Policies 21 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) I Lr� �i I I City of Yelm W�9+.MG"0.4 will be explained at the time the employee becomes eligible to join. 6.03.020 !f openings exist, an employee may elect to forego enrollment in the City sponsored medical insurance plan. Upon request of an employee, and with City Council approval, an amount of $150.00 per month may be awarded to full-time employees in lieu of medical insurance. (Resolution 313, 7/94) Part-time employees working more than half time, but less than full-time shall be eligible to receive one half of the stipend amount. (Resolution 348, 7/96) This option may be made available only as long as the participation requirements of the insurance provider are met. If no openings exist, part-time employees shall be required to enroll in the City sponsored medical plan. Temporary employees are not eligible for benefits. A. As vacancies to receive cash in lieu of medical insurance benefits occur they will be announced. Employees will at that time be given an opportunity to apply to fill vacancies based on seniority and other factors as determined by the City Administrator and Mayor. Reinstatement of medical insurance at any time other than during open enrollment (January 1) will result in the employee being responsible for payment of both the employee's and employer's costs from the reinstatement date to the last open enrollment period. NOTE: Eligible part-time employees receive pro-rata benefits based on the number of hours worked each week (i.e., 20 hours per week receives 50% benefit) and are responsible for payment of the difference between the city paid pro-rata share and the actual cost of insurance benefits. (Ordinance 470, 6/93) Temporary employees are not eligible for insurance benefits. B. Upon the date of hire, the employee becomes eligible for insurance benefits for themselves, their spouse and eligible dependents as determined by the insurance company. (Resolution 471) Benefits include medical, dental, vision and employee assistance program. The only exception from this practice would be for negotiated approval labor or employee contracts. Personnel Policies 22 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) 4.7 v .1N$ an City of Yelm 6.03.030 Upon mutual agreement between the employee and the City, and in accordance with the terms and conditions of the insurance policy, the City will continue health insurance coverage at the employee's expense during an approved unpaid leave of absence. The Consolidated Omnibus Budget Reconciliation Act (COBRA) continuation rights may apply in the event coverage is not extended through the City. 6.03.040 While an employee is receiving Worker's Compensation benefits, the City may continue to pay the employee's health insurance premiums for one (1) month, after which the employee may choose to use COBRA rights and self-pay insurance premiums. 6.03.050 Upon an employee's separation/termination from City employment, at the employee's option and expense, the employee may elect to continue City health insurance benefits to the extent provided under COBRA. Continuation rights are not available if an employee is terminated for "gross misconduct." 6.03.060 An administrative handling fee over and above the cost of the insurance premium may be charged the employee or any dependents electing to exercise their COBRA continuation rights. 6.03.070 The City participates in the Washington State Unemployment Compensation Program. Personnel Policies 23 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) [i= jj City of Yelm CHAPTER 7 LEAVES OF ABSENCE AND TIME OFF 7.01 LEAVES 7.01.010 The City has ten (10) different types of leave: LEAVE TYPE SECTION LEAVE TYPE SECTION Vacation Leave 7.02 Jury and Witness 7.06 Leave Sick Leave 7.03 Administrative 7.07 Parental Leave 7.03.030, F. Leave Shared Leave 7.03.070 Bereavement Leave 7.04 Military Leave 7.08 Leave w/out Pay 7.05 Decision Making 10.01.060,D Leave NOTE: Eligible part-time employees receive pro-rata leave benefits based on the number of hours worked each week. (i.e., 20 hours per week receives 50% leave benefit.) Temporary employees are not eligible for leave benefits unless approved by the Mayor and City Administrator. 7.02 VACATION 7.02.010 Vacation leave accrues monthly. Each regular full-time and eligible part-time employee is entitled to vacation leave as follows: YEARS OF VACATION EMPLOYMENT EARNED First and Second year 80 hours p/year Third and Fourth year 104 hours p/year Fifth — Ninth year 120 hours p/year Tenth — Fourteenth year 160 hours p/year Fifteen — Nineteenth year 176 hours p/year Twenty or more years 200 hours p/year Personnel Policies 24 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) Mfr'' _ ,„ City of Yelm 7.02.020 Except as approved by the Mayor and City Administrator, all new employees must satisfactorily complete their probationary period to be entitled to use accrued vacation leave. 7.02.030 Employee leave requests must be submitted to their department head. (See Attachments Section) Each department is responsible for scheduling its employees' vacations without undue disruption of department operations. 7.02.040 A maximum of 240 vacation hours may be carried over from one calendar year to the next. It is the employee's responsibility to schedule vacation leave far enough in advance to accommodate this policy. Failure to do so may result in loss of accrued vacation time. In cases where City operations have made it impossible for an employee to use vacation time, the department head, with the approval of the City Administrator and Mayor may authorize additional carry over. 7.02.050 Employees will be paid for unused vacation time upon separation/ termination from City employment. 7.03 SICK LEAVE 7.03.010 All full-time and eligible part-time employees, accrue sick leave benefits at the rate of eight (8) hours, or pro-rated if part-time, for each calendar month of continuous employment. 7.03.020 Employees accrue and may use sick leave during their probationary periods. Temporary employees do not earn sick leave benefits. Employees do not accrue sick leave benefits during a leave without pay. 7.03.030 Sick leave covers those situations in which an employee is absent from work due to: A. Physical injury or illness to the employee; B. The need to care for the employee's family member C. Medical or dental appointments for the employee, or family member provided that the employee must make a reasonable effort to schedule such appointments at times Personnel Policies 25 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) - ;Lm City of Yelm which have the least interference with the work day; D Exposure to a contagious disease where on-the-job presence of the employee would jeopardize the health of others; E. Use of a prescription or over the counter drugs which impair job performance or safety; F. Actual periods of temporary disability and maternal or paternal care associated with pregnancy or childbirth. In association with the birth or adoption of the employee's child, the employee may take an additional thirty (30) mint-Icing clays time off hAvonri the actual nerincl of r1icahility• for this purpose vacation leave, compensatory time, or sick leave may be used. An employee lacking sufficient combined accrued leave to take advantage of maternal/paternal leave benefits as described in this section may request a maximum of(15) fifteen days of shared leave. The employee must meet requirements identified in the City's Shared Leave Ordinance. No. 472, as amended by Ordinance 501. (Resolution 310, 4/94) v. Actual periods of disability associated with the death of a family member as defined in Section 1.5, subsection D. 7.03.040 A doctor's certification of ability to return to work may be required when an employee is absent for a period in excess of(3) three days. The City may also request the opinion of a second doctor at the City's expense to determine whether the employee suffers from a chronic physical or mental condition which impairs his or her ability to perform the job. Employees who are habitually absent due to illness or disability may be terminated if their disability cannot be reasonably accommodated and/or when the employee's absenteeism prevents the orderly and efficient provision of services to the citizens of the City. 7.03.050 Employees who use all their accumulated sick leave and require more time off work due to illness or injury may use vacation leave or compensatory time or, with the City Administrator's and Mayor's prior approval, may take leave without pay. Personnel Policies 26 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) , I V City of Yelm 7.03.060 Employees will be paid for 25% of any unused sick leave, up to a maximum of one month's gross salary, upon separation/termination from City service. 7.03.070 Employees may each donate vacation, holiday, comp time or sick leave to any other regular employee who has been approved to receive shared leave when the employee has exhausted his or her bank of available paid leave. Donations are entirely voluntary. Donating employees must retain a minimum of ten (10) days accrued leave. Leave amounts are deducted equally from all donors in incremental amounts as needed to balance the monthly requirement of the receiver. (Full details are found in Ordinance No. 472, 7/93, which is available upon request.) 7.04 BEREAVEMENT LEAVE 7.04.010 Up to forty hours of leave due to the death of a family member. An employee's family member includes an employee's spouse, child, domestic partner, parent, brother, sister, brother or sister-in-law, mother or father-in-law, son or daughter-in-law and all relatives of direct lineage such as grandchildren, grandparents, great- grandchildren and great-grandparents. Bereavement leave requests are made to and approved by the City Administrator. 7.05 LEAVE WITHOUT PAY 7.05.010 The Mayor and City Administrator may grant leaves of absence without pay for an absence from work not covered by any other type of leave or if other leave balances are exhausted. Examples of situations for which leave without pay may be granted include time off work for personal reasons, such as prolonged illness, a Labor and Industries eligible injury recovery period, parenting, caring for an ill relative, pursuing an education, or fulfilling a military obligation in excess of fifteen (15) days. Section 7.05 does not apply to unpaid holiday leave defined in Section 7.10. 7.05.020 Only regular full and part-time employees who have satisfactorily completed their probationary period are eligible for leave without pay. The following requirements apply unless otherwise required by law: A. Leave may be granted to an employee for a period of up to 60 workdays upon the approval of the City Administrator Personnel Policies 27 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) - 1 f i ----- City of Yelm and Mayor. Extensions require the approval of and are at the discretion of the City Council. B. Unpaid leave is taken in full hour increments. C. All accrued leave, if any, must be exhausted prior to taking any leave without pay. D. An employee's benefits are suspended during the period of unpaid leave until the employee returns to work. Vacation, sick leave and/or any other benefits do not accrue while an employee is on leave without pay. E. In certain circumstances, self-payment of benefits may apply. (Please see Section 6.3 on Insurance Benefits.) F. An employee who fails to report promptly at the end of the unpaid leave is presumed to have resigned. An employee returning from a temporary disability may, at the City's option, return to the same position or similar position at a comparable rate of pay. 7.05.030 If the leave without pay is due to an illness, the City may require a doctor's certificate stating that the employee is capable of returning to work and performing the work, duties and responsibilities of the employee's positions. 7.06 JURY DUTY AND WITNESS LEAVE 7.06.010 Employees will be granted time off with pay to serve on a jury or as a court witness. If an employee is summoned during a critical work period, the City may ask the employee to request a waiver from duty. 7.06.020 An employee granted such leave shall forward to the City any compensation received for serving as a juror or witness during regular work hours. 7.07 ADMINISTRATIVE LEAVE 7.07.010 As determined by the Mayor to be in the best interests of the City during the pendency of an investigation or other administrative proceeding and on a case-by-case basis, the City may place an employee on administrative leave with or without pay for an Personnel Policies 28 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) y . J........„.,:_, rn City of Yelm indefinite period of time. (Please see Section 10.1) 7.08 MILITARY LEAVE 7.08.010 Employees who are members of the National Guard or federal reserve military units may be absent from their duties, with pay, for a period of up to fifteen (15) work days per calendar year when they are performing required military active or training duty and while going to and from that duty. Reservists absent from a City position due to active military duty will be reinstated in accordance with state and federal law. 7.09 HOLIDAYS 7.09.010 Regular full-time employees receive 11 paid 8 hour holidays per year. The following holidays are recognized by the City: New Year's Day January 1 Martin Luther King's Birthday 3rd Monday in January President's Day 3rd Monday in February Memorial Day Last Monday in May Independence Day July 4 Labor Day 1st Monday in September Veteran's Day November 11 Thanksgiving Day 4th Thursday in November Day after Thanksgiving 4th Friday in November Christmas Day December 25 One "Floating" Holiday Date Selected by Employee NOTE: Eligible part-time employees are paid for holiday hours on a pro-rata basis. 7.09.020 Any holiday falling on Saturday will be observed on the preceding Friday. Any holiday falling on Sunday will be observed on the following Monday. 7.09.030 Employees who work on a holiday shall be paid for that day at a rate of 1 1/2 times their straight time rate of pay. The eight (8) hours for that holiday will remain in the employee's holiday hour accrual and can be taken off throughout the year. Any accrued holiday hours remaining as of November 15 of each year will be paid with the November end-of-month paycheck. Any holiday hours accrued after November 15 will be carried forward to the Personnel Policies 29 Rev. 2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) City of Yelm next year. 7.09.034 Other types of leave may not be substituted for or used in place of holiday leave. 7.09.036 Police Department employees working in specialty positions (DARE, SRO, Detective) will have a work schedule as designated by the Department Head. A work week for these positions will not typically include holiday duty. Officers in specialty positions must obtain prior approval from the department head prior to working on a holiday. 7.09.040 For the purpose of this agreement, holiday pay will be paid based nn the starting timPR that nrni it nn the anti ial Hay of the hnlirlav 7.09.050 Part-time employees receive the above benefits pro-rated according to hours worked. 7.09.060 Temporary employees will be paid al one and one-half limes their regular straight-time rate for hours worked on a holiday7.09.070 7.09.070 New employees hired prior to July 1 will be entitled to a floating holiday for that year. New employees hired after that date do not receive a floating holiday in the year hired. Each floating holiday must be used on or before December 31 and may not be carried over to the next year. 7.10 RELIGIOUS HOLIDAYS 7.10.010 If an employee's religious beliefs require observance of a holiday not included in the basic holiday schedule, or as an approved unpaid holiday, the employee may, with the department head's approval, take the day off by using vacation, compensatory time. 7.10.020 Employees are entitled to two unpaid holidays per calendar year for a reason of faith or conscience or an organized activity conducted under the auspices of a religious denomination, church, or religious organization. Employees may select the days, unless the absence would unduly disrupt operations, impose an undue hardship as defined by the Office of Financial Management, or the employee is necessary to maintain public safety. Unpaid holidays do not carry over from year to year and must be requested, Personnel Policies 30 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) • 17----->: City of Yelm approved and taken within the calendar year. Employee shall submit a written request for an unpaid holiday to their Department Head 14 days prior to the requested date. Personnel Policies 31 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) I City of Yelm Y'r:Leat CHAPTER 8 EMPLOYEE RESPONSIBILITIES AND CONDUCT 8.01 GENERAL POLICY 8.01.010 All City employees are expected to represent the City to the public in a professional manner which is courteous, efficient and helpful. Employees must maintain a clean and neat appearance appropriate to their work assignment, as determined by their position and department head. 8.01.020 Since the proper working relationship between employees and the City depends on each employee's on-going job performance, professional conduct and behavior, the City has established certain minimum standards of personal conduct. Among the City's expectations are: Basic tact and courtesy towards the public and fellow employees; adherence to City policies, procedures, safety rules and safe work practices; compliance with directions from supervisors; preserving and protecting the City's equipment, grounds, facilities and resources; and providing orderly and cost effective services to all citizens. 8.02 CODE OF CONDUCT, CONFLICTS OF INTEREST AND OUTSIDE EMPLOYMENT 8.02.010 "Code of Conduct." No officers, employee, or agents of the City of Yelm shall participate in the selection, award, or administration of a contract supported by the federal grant funds, if a conflict of interest, real or apparent, would be involved. Such a conflict would arise when: A. the employee, officer, or agent; B. any member of his/her immediate family, C. his/her partner; or D. an organization which employs, or is about to employ any of the above has a financial or other interest in the firm selected for award. Personnel Policies 32 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) riz. ..,,(------ y___, rr ____ I.' Ta City of Yelm The City of Yelm officers, employees, or agents shall neither solicit nor accept gratuities, favors, or anything of monetary value from contractors, potential contractors, or subcontractors. (Resolution 316, 7/94) 8.02.020 Employees who engage in any outside employment shall disclose to their department head, the off duty job so as the City may determine whether a conflict exists. 8.03 POLITICAL ACTIVITIES 8.03.010 City employees may participate in political or partisan activities of their choosing provided that City resources and property are not utilized, and the activity does not adversely affect the responsibilities of the employees in their positions. Employees may not campaign on City time or in a City uniform or while representing the City in any way. Employees may not allow others to use City facilities or funds for political activities. 8.03.020 Any City employee who meets with, may be observed by the public, or otherwise represents the City to the public while performing regular duties may not wear or display any button, badge or sticker relevant to any candidate or ballot issue during working hours. Employees shall not solicit for a contribution for a partisan political cause on City property or City time. 8.03.030 Except as noted in this policy, City employees are otherwise free to fully exercise their constitutional First Amendment Rights and to belong to and participate in the activities of political, religious, civic service, educational and other organizations and associations. 8.04 SMOKING 8.04.010 For health and safety considerations, the City prohibits smoking by employees in all City facilities, including City owned buildings, vehicles, and offices or other facilities rented or leased by the City, including individual employee offices. Smoking by employees during working hours is permitted outdoors and within non-city facilities where otherwise permitted. 8.05 USE OF CITY VEHICLES AND EQUIPMENT Personnel Policies 33 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) (/., -_,-- 4.-,, „,,ar_ City of Yelm 8.05.010 Use of City phones for local and toll-free personal phone calls should be kept to a minimum; long distance personal use is prohibited. Other City equipment, including vehicles, may be used by employees only for City business; all other use is prohibited. City vehicles may be used for travel between home and work only with the approval of the City Administrator. Approval will be granted only if such use is deemed to be in the best interest of the City. An employee's misuse of City services, telephones, vehicles, equipment or supplies can result in disciplinary action including termination. 8.05.020 No employee shall operate a City vehicle without a valid Washington State driver's license. Failure to report the temporary or permanent loss of driving privileges to the employee's rlanarhmant haari nn tha first l inrkinn rlav fnlinwinn tha rnu ill finding may result in disciplinary action including termination. 8.06 BULLETIN BOARDS 8.06.010 Information of special interest to all employees is posted regularly on the City bulletin boards. Employees may not post any information on these bulletin boards without the authorization of a department head. 8.07 CONTACT WITH NEWS MEDIA 8.07.010 The City Administrator and department heads are responsible for all official contacts with the news media during working hours, including answering questions from the media. The City Administrator or a department head may designate specific employees to give out procedural, factual or historical information on particular subjects. Other employees shall refer members of the news media to the City Administrator or department head. A copy of all news releases and similar documents shall be delivered to the City Administrator prior to distribution. 8.08 SEAT BELT USE 8.08.010 As required by Washington law, anyone operating or riding in City vehicles must wear seat belts at all times. Personnel Policies 34 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) City of Yelm 8.09 DRIVER'S LICENSE REQUIREMENTS 8.09.010 As part of the requirements for certain specific City positions, an employee may be required to hold a valid Washington State Driver's license. 8.09.020 If an employee's license is revoked, suspended, or lost, or is in any other way not current, valid and in the employee's possession, the employee is immediately suspended from driving duties and the employee shall promptly notify his or her department head. The employee may not resume driving until proof of a valid, current license is provided to the department head. 8.09.030 Depending on the duration of license suspension, revocation or other inability to drive, an employee may be subject to disciplinary action, including termination. 8.10 SAFETY 8.10.010 Every employee is responsible for maintaining a safe work environment and following the City's safety rules. Each employee shall promptly report all unsafe or potentially hazardous conditions to a department head. The City will make every effort to remedy problems as quickly as possible. (Resolution 206, 8/90) 8.10.020 In case of an accident involving a personal injury, or risk of infection with a contagious disease, regardless of how serious, employees should immediately notify their department head, the City Clerk or the City Administrator. 8.11 DRUG FREE WORKPLACE 8.11.010 In order to further the objectives of both public safety and workplace safety, as well as promoting employee's careful and efficient job performance, the City may require employees to undergo testing procedures to determine if job duties, or safety, may be impacted by the use of alcohol or drugs. The City will utilize drug or alcohol testing procedures in the following situations: Personnel Policies 35 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) T=-fid.,. ,-k 1 (- wax, City of Yelm .,•Nc:Frsn Pre-employment testing for all employees who perform safety- sensitive functions. Testing will be performed as outlined in the DOT regulations (49 CFR 653, 654, and 655). The City has adopted a Drug and Alcohol testing policy for all City employees who operate a City vehicle under a commercial vehicle license. This policy establishes compliance with Federal Highway Administration requirements for mandatory drug and alcohol testing for maintenance of a Commercial Driver's License. Copies of this policy are available through your department head. The City Administrator provides oversight of the Commercial Driver's License policy and these procedures. As to other employees, who do not operate a commercial vehicle, the following testing procedures and policies will apply: k Reasonable suspicion testing, along with a fitness for duty evaluation for all employees who are suspected of impairment by drugs or alcohol during working hours or during the performance of any job duties or safety sensitive functions. B. Post accident testing for all employees who were operating a City vehicle when an accident results in the following: 1) substantial damage to the vehicle (over approximately $1,500 or the vehicle is not operable post accident) and the employee is cited for or considered to be the at fault driver. 2) an injury results from the accident requiring medical assistance at the scene. Following an accident, testing will occur within 2 hours of the accident, if possible. All employees who have access to City vehicles will be required to sign a medical authorization for such testing, a sample of which is attached to these policies. This includes employees covered by the Commercial Driver's License policies. All employees must cooperate with the testing process, and assist the medical evaluator in completing the test as soon as possible after an accident occurs. Failure to cooperate in the testing procedures outlined above will result in disqualification of an applicant for hire, or, or existing employees, non-cooperation will result in discipline, up to and including termination. Most violations of the City's drug and alcohol policies are considered serious violations of an important work place safety policy and will likely result in termination, including an Personnel Policies 36 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) City of Yelm employee's refusal to cooperate with the testing process outlined in these policies. However, for any employee permitted to return to work after a positive test result, the employee will likely be suspended without pay, and must test negative prior to returning to duty. In addition, at least six follow up tests will be conducted randomly over the next 12 months, or up to 60 months following an employee's return to work, as needed to verify the employee remains alcohol and drug free. The City of Yelm has a significant interest in the health and safety of its employees and the citizens of the City of Yelm. In furtherance of that interest, it is the policy of the City to take those steps necessary to ensure that its employees perform their duties and responsibilities free of the influence of drugs and alcohol. The City may discipline or terminate an employee possessing, consuming, controlling, selling or using alcohol, drugs or other controlled substances during work hours. The City may also discipline or terminate an employee who exhibits an on-going dependence on alcohol, drugs or other controlled substances which, in the Mayor's and City Administrator's opinion, impairs the employee's work performance, poses a threat to the public confidence, or is a safety risk to the employee or others. 8.11.020 Employee assistance is available to employees who need counseling or treatment due to their concerns regarding the misuse of alcohol or drugs. Training and rehabilitation programs are also available upon request. The City is committed to supporting employees who voluntarily undergo treatment or rehabilitation programs for alcohol or other chemical dependency, provided the employee requests such assistance prior to any pending disciplinary process which may be related to or caused by the employee's misuse of drugs or alcohol, impacting that employee's job duties. Failure to request such assistance prior to a work performance problem may render these employee assistance, rehabilitation or training programs unavailable. Requests for employee assistance will be kept confidential. Employees who voluntarily seek treatment, counseling, or rehabilitation services prior to any disciplinary process, as outlined above, may be eligible to use accrued sick leave or other leave options to facilitate treatment. The City may condition continued Personnel Policies 37 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) ti3 TNS I _ : YCity of Yelm T•.;.H employment upon successful completion of a treatment, rehabilitation or counseling program and continued monitoring to verify the employee remains alcohol and drug free and free of controlled substances. 8.11.030 Employees who voluntarily report an alcohol, drug or controlled substance dependency problem will not be subject to retaliation or discrimination. Employees who voluntarily seek treatment may use sick leave to attend a bona fide treatment or counseling program The City may condition continued employment on the employee's successful completion of treatment or counseling programs and future avoidance of alcohol, drugs or other controlled substances. 8-11-035 An employee may be required to submit to alcohol drug or controlled substance testing when the employee's work performance causes a reasonable suspicion that the employee is impaired due to current intoxication, drug or controlled substance use or in cases where employment has been conditioned upon remaining alcohol, drug or controlled substance free following treatment. Refusal to submit to testing, when requested, may result in immediate disciplinary action, including termination. 8.11.040 Employees using any prescription or over-the-counter drugs which might impair their work performance should notify their department head. At the option of the department head, an employee may be reassigned to less hazardous duty or be placed on sick leave if impaired work performance might pose a threat to the public confidence or the safety of the employee or others. 8.11.050 The manufacturing, distribution, dispensation, possession and use of unlawful drugs or alcohol on City premises or during work hours by City employees is strictly prohibited. 8.11.060 Employees must notify the City within five (5) days of any arrest or conviction for a drug violation. 8.11.070 Violation of this policy can result in disciplinary action, including termination. Continued poor performance or failure to successfully complete an assigned rehabilitation program is grounds for termination. Personnel Policies 38 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) y (----- I -- City of Yelm Y 8.12 CELLULAR PHONE USE 8.12.010 The City has an established policy (under RCW 49.48.010 (2)) enabling City employees with personal cellular phones to participate in group discount rates available through the City's service provider. Under the terms of agreement, the service provider will mail each employee's bill to the participating employee at the City's address. To retain this privilege, the employee's bill must be paid on or before the due date. 8.12.020 Participating employees must recognize that this is a privilege and not an employee benefit, and agree that the City may deduct the charges from the employee's paycheck, and terminate the provision of cellular telephone services at the special group rate, if the employee's bill becomes delinquent and the City is required to pay the bill. 8.12.030 Participating employees must provide their department head and the City Clerk/Treasurer with their cellular telephone number, enabling city personnel to contact participating employees in the event of an emergency. 8.12.040 To participate in this program employees must complete, with their department heads, and provide the following items to the appropriate parties: A. A Personal Cellular Phone Agreement Form (See Attachments Section); B. A service provider's Cellular Phone Plan Form; C. Forward copies of each of these documents to the City Clerk/Treasurer's office for placement in the participating employee's personnel file. 8.12.050 Upon separation/termination this privilege shall also terminate. 8.13 INTERNET POLICY Personnel Policies 39 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) TILL-..1 ---,\,.,„ (___, _ \ • • 1 , L A5c��N9'ON ! City of Ye lm 8.13.010 It is the policy of the City of Yelm to encourage effective and efficient use of all City equipment for completion of City business. This includes use of the Internet by city employees to provide information to City residents, businesses and other governmental agencies; to search for information; and, for information exchange. With the widespread use of the Internet as an information exchange medium, employees are able to access data that exists on the World Wide Web. Along with this access to the Web comes the potential for abuse. The intention of this policy is to outline issues regarding access, and to set out the rules to be followed for Internet access. (Resolution No. 376, 10/98) 8.13.020 Authorized employees will have immediate access to the Internet. They may designate someone PIRA, in special circumstanr_.Ps, to have access for business purposes only. A critical concern is that nothing is transported from the World Wide Web which might contaminate and compromise the City computer systems. A. All workstations with Internet access will be provided with an internal virus scanning mechanism. B. Internet access is primarily for business purposes, although limited personal use during breaks or before/after work hours is acceptable within reason. C. By using the Internet access provided, every employee agrees that he or she is aware of the policy and that the Internet records may be read or monitored by authorized individuals. 8.13.030 Files are not to be downloaded from the Internet without express consent by the employee's Department Head. The possibility of downloading a file with a computer virus is great and care must be taken not to contaminate any computers in the City. Files downloaded from the Internet, or any other outside service, must be scanned by a virus checking software prior to being used on a City computer. Department Heads can contact Information Services for options available for virus checking of downloaded files. Files are not to be uploaded to the Internet without express consent by the employee's Department Head. Files uploaded to the Internet have the possibility of being intercepted by others and used against Personnel Policies 40 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) w „,,,,c__ City of Yelm the City's interest. 8.13.040 Prohibited and/or Inappropriate use includes, but is not limited to: A. Commercial use—any form of commercial use of the Internet is prohibited; B. Copyright violations —any use of the Internet that violates copyright laws is prohibited; C. Harassment —the use of the Internet to harass employees, vendors, customers, and others is prohibited; D. Political —the use of the Internet for political purposes is prohibited; E. Aliases —the use of aliases while using the Internet is prohibited. Anonymous messages are not to be sent. Also, the misrepresentation of an employee's job title, job description, or position in the City is prohibited; F. Misinformation/Confidential Information —the release of untrue, distorted, or confidential information regarding City business is prohibited; G. Non-Business Related Information —any illegal or unethical activity or any activity which could adversely affect the City is prohibited. This includes, but is not limited to, entertainment sites or pornographic sites. 8.13.050 Legal Issues A. Copyrights — most of the information available on the Internet is copyrighted. It is illegal to reproduce or distribute copyrighted information regardless of its source. It is the Department Head's responsibility to ensure that copyrighted information is not misused by employees. Violations of copyright laws endanger the City and legal remedies include large fines. B_ Discrimination — harassing messages, derogatory comments, or other forms of discrimination based upon race, sex, religion, or creed is against the law. It is the Personnel Policies 41 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) Cy 1t;' 47 LrJ City of Yelm Department Head's responsibility to ensure that employees do not engage in discriminatory behavior while accessing the Internet. Violations of discrimination laws include fines and jail time. C. Privacy— an employee's rights while accessing the Internet by use of City property does not include the right to privacy. The city reserves the express right to monitor, in any way, the activities of the employees while accessing the Internet. Violation of City policy regarding Internet use may result in disciplinary action up to and including dismissal. Court cases have upheld a businesses' right to monitor and discipline employees based upon electronic activities which are prohibited by a company's policy. 8.14 VIOLENCE IN THE WORKPLACE 8.14.010 The purpose of this policy is to prohibit violent actions on City property or facilities, or while on City business. Violence in any form will not be tolerated or ignored. Unlawful violent actions committed by employees or members of the public while on city property, or while using City facilities, will be prosecuted as appropriate. The City intends to use reasonable legal, managerial, administrative, and disciplinary procedures to secure the workplace from violence and to reasonably protect employees and members of the public. 8.14.020 All City employees are responsible for refraining from acts of violence and for seeking assistance to resolve personal issues that may lead to acts of violence in the workplace. City employees are required to report any dangerous or threatening situations that occur in the workplace to their department head or supervisor. This policy applies to all City of Yelm employees except law enforcement officers while acting in an official capacity. 8.14.030 City employees are encouraged to report to their department head or supervisor situations that occur outside the workplace which may affect workplace safety, i.e., instances where protection orders have been issued, etc. 8.14.040 The City offers an Employee Assistance Program (EAP) designed to assist employees and their families who are experiencing personal or job-related problems. An employee of the City wishing Personnel Policies 42 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) L';‘: -___ r ) I City of Yelm Yr.vai confidential assistance for a personal or job-related problem can call the EAP office at 1-800-570-9315 (current phone number as of 8/01). The City will not have access to any EAP information unless an employee authorizes the EAP to release this information to the City. The EAP is available for assessment, referral to treatment, and follow-up. Treatment and follow-up expenses are the employee's responsibility (some or a portion of this cost may be covered by an employee's medical insurance coverage provided by the City). The City will provide reasonable accommodation to support employees participating in a professional treatment program as long as the accommodation does not impose a hardship on the City. No employee will be disciplined or discriminated against simply for seeking help and/or participating in a treatment program. However, if an incident at work occurs, or a professional psychological or medical evaluation indicates the employee represents a reasonable concern to the workplace and/or the public, the City reserves the right to take disciplinary, and/or corrective actions as appropriate, up to and including termination. 8.14.050 The City of Yelm is committed to providing a safe environment for performing City business at other locations. A. Violent or intimidating behavior is unacceptable. Violence means an act or behavior that: 1. is physically assaultive; 2. a reasonable person would perceive as obsessively directed, e.g. intensely focused on a grudge, grievance, or romantic interest in another person, and reasonably likely to result in harm or threats of harm to persons or property; 3. consists of a communicated or reasonably perceived threat to harm another individual, or in any way endangers the safety of an individual; 4, would be interpreted by a reasonable person as carrying potential for physical harm to the individual; 5. is a behavior, or action, that a reasonable person would perceive as menacing; Personnel Policies 43 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) v:---------\ - „Aq ' City of Yelm 6. involves carrying or displaying weapons, destroying property, or throwing objects in a manner reasonably perceived to be threatening; or 7 consists of a communicated or reasonably perceived threat to destroy property. 8 Physically intimidating others including such acts as obscene gestures, getting in your face and fist- shaking. This policy nnnlias %nihana.iar an ampler,. is nn rib;Lima (including breaks and meal periods), property, surrounding grounds and parking lots, leased or rented spaces, in any vehicle used on City business, is acting as an agent of the City, and in other circumstances which creates concerns for City operations or safety- This includes actions involving; but not limited to inappropriate use of City time, workplace phones, Fax machines, mail or E-mail. 8.14.060 In order to ensure a safe environment for employees and customers, the City prohibits the wearing, transporting, storage, or presence of firearms or other weapons as defined in RCW 9.41 whenever an employee is on City time (including breaks and meal periods), property, surrounding grounds and parking lots, leased or rented spaces, in any vehicle used on City business, is acting as an agent of the City, and in other circumstances which creates concerns for City operations or safety. Exceptions include employees of the City engaged in military or law enforcement activities or legally in possession of a firearm, for which the employee holds a valid permit that is secured within an attended personal vehicle or concealed from view within a locked unattended personal vehicle while that person is working on City property. 8.14.070 All City employees are responsible for notifying Department Heads and /or supervisors of any threats they have witnessed, received, or have been told that another person has witnessed or received. Even without an actual threat, employees should also report any behavior they have witnessed which could be regard as potentially threatening or violent. Employees are responsible for making this report regardless of the relationship between the individual who initiated the threat or threatening Personnel Policies 44 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) I City of Yelm YEY.Lf WAD.rvu,ON behavior and the person or persons who were threatened or were the focuses of the threatening behavior. Any person involved in situations where they fear that physical retaliation may take place or where someone has made verbal threats of physical violence or displays inappropriate behavior should immediately discuss it with their department head or supervisor. Employees involved in violating this policy will be disciplined, up to and including termination. 8.14.080 Any employee/member of the public who is subject to, or observes, violent behavior or threat of violent behavior, a firearm or other weapon, or any situation that appears to be potentially dangerous, must immediately report such action to his/her Department Head or supervisor, or the Police Department. Any employee concerned about personal safety may request an escort or other appropriate intervention from fellow employees comfortable with providinq assistance or the City police department at any time. 8.14.090 Department Heads and/or supervisors are responsible for responding to potential or violent situations. Additional assistance from the City Administrator and/or emergency services, 911, is also available in appropriate situations. Department Heads and/or supervisors are responsible for assessing the situation, making judgments on the appropriate response, and then responding to reports of or knowledge of violence and for initiating the investigation process. A. Any report of violence, will be evaluated immediately and confidentially, and appropriate action will be taken, where possible, in order to protect the employee from further violence. Appropriate disciplinary action will be taken when it is determined that City of Yelm employees have committed acts of violence. B. Where issues of employee safety are of concern, managers and supervisors should evaluate the workplace and make Personnel Policies 45 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) .PI -- 41 j „6/,, I City of Yelm rn rav appropriate recommendations regarding a reasonable response. 8.14.100 The City Administrator will assist Department Heads in investigating and preparing documentation for action surrounding an incident of violent behavior. In some cases, a referral to the employee assistance program may also be appropriate. A. The City Administrator shall be responsible for developing procedures that are designed to reasonably achieve: 1. prompt and appropriate response to any act of vinlanra• 2. providing guidance and oversight of investigations of violence; 3. communicating this policy and administrative procedures to employees, department heads and supervisors. 8.14.110 Any employee who violates this policy will be subject to corrective or disciplinary action, up to and including dismissal and/or referral to the police department for prosecution for criminal action depending on the circumstances. 8.14.120 The Violence in the Workplace Crisis Plan and Procedures, attached as Appendix A to this document provides additional information for employees. Personnel Policies 46 Rev. 2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) .,, m mr.13, \\.,:, ,, ,,,,,, :__._ .,. r„,„..,_ _.. , . -- r l xr f City of Yelm Personnel Policies 47 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) FCity of Yelm Wnfl,:JO'0.. CHAPTER 9 EMPLOYEE DISSATISFACTION 9.01 SUGGESTIONS 9.01.010 The City encourages employees to offer any and all suggestions by which the City may improve delivery of services to the public. Such suggestions may be submitted in writing to the employee's supervisor, department head, the City Administrator, nr the Mayor. 9.02 COMPLAINT PROCEDURES 9.02.010 The City recognizes that sometimes situations arise in which an employee feels he she treated fairly in V111�./IV�VV IVVIV that IIV or she has not been treated fairly or 111 accordance with City rules and procedures. For this reason the City provides its employees with procedures for resolving complaints. Step 1: An employee should first try to resolve any problem or complaint with his or her supervisor or department head. Step 2: When normal communication between an employee and the supervisor is not successful, or when an employee disagrees with the application of City policies and procedures, the employee should attempt to resolve the problem with the department head. The department head will respond to the employee within five (5) working days after meeting with the employee, if possible. Step 3: If the employee is not satisfied with the response from the department head, the employee may submit the problem, in writing, to the City Administrator and Mayor (or Mayor if the City Administrator is the department head). The written complaint must contain at a minimum: A. A description of the problem; B. A specific policy or procedure which the employee believes has been violated or misapplied; Personnel Policies 48 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) ��rr I F I y9 ,,,,,,2,4_.,.. 1 City of Y e l m C. The date of the circumstances leading to the complaint or the date when the employee first became aware of those circumstances; a The remedy sought by the employee to resolve the complaint. The written complaint should be filed within ten (10) working days of the occurrence leading to the complaint, or ten (10) working days after the employee becomes aware of the circumstances. 9.02.040 The City Administrator and Mayor may meet with the parties, either individually or together, and will respond in writing to the aggrieved employee within ten (10) working days of the meeting. The Mayor's response or decision shall be binding. 9.02.050 Certain employees may have more than one source of dispute resolution rights, such as Civil Service rules, disability access or discrimination review, a collective bargaining agreement, if any, and this complaint process. Employees represented by a bargaining unit or who are covered under civil service rules should follow grievance procedures set out in their respective labor contracts or civil service rules, where applicable. 9.03 DISABILITY COMPLAINTS 9.03.010 As an alternative to the complaint process above, complaints regarding limited access or discrimination due to a disability or failure to reasonably accommodate a disability may also be submitted to the City Administrator or Mayor. 9.03.020 If the City Administrator is unable to resolve the complaint to the satisfaction of the employee, the City Administrator will request that the City Council appoint a review committee composed of one elected city official, one disabled person, and one appropriate health care professional or structural designer. 9.03.030 The Committee will hear the complaint within thirty (30) days of the Committee's organizational meeting and submit a recommendation to the City Council. 9.03.040 The City Council may hold an additional hearing and will render a final decision within thirty (30) days of receipt of the Committee's recommendation. Personnel Policies 49 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) r. rr:,v, - City of Yelm 9.04 WHISTLE BLOWER PROTECTION POLICY 9.04.010 POLICY STATEMENT (Resolution 295, 7/93) It is the City of Yeim's policy to: A. Encourage its employees to report improper governmental action taken by City of Yelm officials or employees; and, B. Protect City of Yelm employees who have reported improper governmental actions in keeping with the City's polices and procedures. es. 9.04.020 DEFINITIONS A. Good faith means a deliberate and genuine action taken with confidence in its truth or correctness, along with a lack of interest in taking any conscious advantage or another. B. Improper governmental action means any action by a City of Yelm official or employee that: 1) Is undertaken in the performance of the official's or employee's official duties, whether or not the action is within the scope of the employee's employment; and, 2) One or more of the following appears to be present: (a) A violation of any federal, state, or local law or rule; (b) An abuse of authority; (c) A substantial and specific danger to the public health or safety, or; (d) A waste of public funds. Personnel Policies 50 Rev.2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) r— j [ Y rir.<: 1 City of Yelm wns> Improper governmental action does not include personnel actions, including employee grievances, complaints, appointments, promotions, transfers, assignments, reassignments, reinstatements, restorations, reemployment, performance evaluations, reductions in pay, dismissals, suspensions, demotions, violations of collective bargaining or civil service laws, alleged violations of labor agreements or reprimands. Examples of improper governmental action include, but are not limited to, misappropriating City equipment and supplies for personal use, having City employees do work on a public official's private property while on City time or on their own time without compensation, operating a private business on City time, and accepting gratuities or kickbacks. 3) Retaliatory action means any adverse changes in the terms and conditions of a City of Yelm employee's employment. 4) Emergency means a circumstance that if not immediately changed may cause damage to persons or property. 9.04.030 REPORTING PROCEDURES A. Report to Supervisor or Department Head First City employees who become aware of improper governmental actions, including those involving individuals outside their own departments, must raise the issue first with their supervisor or department head, except as qualified below. If requested by the supervisor, the employee shall submit a written report to the supervisor or department head, or to some person designated by the supervisor or department head, stating in detail the basis for the employee's belief that an improper governmental action has occurred. B. If Improper Action Involves Supervisor or Department Head Personnel Policies 51 Rev. 2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) ff ,. ` Cityof Yelm Where the employee reasonably believes the improper governmental action involves his or her supervisor, the employee shall raise the issue with the department head, the City Administrator, or with the Mayor. C. In Case of Emergency In the case of an emergency, where the employee believes in good faith that damage to persons or property may result if anion is not 4Mlron immedi,+QI +he employee may report the improper governmental action directly to the appropriate governmental agency with responsibility for investigating the improper action. If the City Fails to Adequately Investigate If the employee reasonably believes 1) That an adequate investigation was not undertaken by the City of Yelm to determine whether an improper governmental action occurred, or 2). That insufficient action has been taken by the City to address the improper governmental action, or 3) That the improper governmental action is likely to recur, the employee shall give written notice to the Mayor. Not sooner than 48 hours after notifying the Mayor, and if the employee still reasonably believes that the proper corrective action has not been taken, the employee may report information about the improper governmental action directly to the City Council Department Liaison, or the appropriate governmental agency with responsibility for investigating the improper actions. (See listing of agencies on page 43.) D. If Improper Action Involves City Council or Mayor Where the employee reasonably believes the improper governmental action involves a City Council member, the employee may raise the issue directly with the Mayor. Personnel Policies 52 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) ..,,,,,..„,),„. , ,. ,..,r,,,,-_, : ::,,_- , - 1 r•ELirvu NI City of Yelm wn sw Where the employee reasonably believes the improper governmental action involves the Mayor, the employee may raise the issue directly with the City Council Department Liaison, City Attorney or Thurston County Prosecuting Attorney. E. Good Faith Attempt to Follow These Procedures Required City employees who do not make a good faith attempt to follow these procedures in reporting improper governmental action shall not receive the protection provided by the City in these procedures. 9.04.040 INVESTIGATION PROCEDURES The supervisor, department head, City Administrator or the Mayor, as the case may be, shall take action within fifteen (15) calendar days within receipt of the complaint, to properly investigate the report of improper governmental action. The employee raising the issue shall be notified by the Mayor when the investigation is begun and approximately when it will be concluded. City of Yelm officers and employees involved in the investigation shall keep the identity of reporting employees confidential to the extent possible under law, unless the employee authorizes the disclosure of his or her identity in writing. After an investigation has been completed, the employee reporting the improper governmental action shall be given a summary of the results of the investigation, except that personnel actions taken as a result of the investigation may be kept confidential. The employee may be notified at his/her home address if he or she so requests. 9.04.050 PROTECTION AGAINST RETALIATORY ACTIONS A. Retaliation Prohibited City of Yelm officials and employees are prohibited from taking retaliatory action against a City employee because he or she has in good faith reported an improper governmental action in accordance with these policies and procedures. Personnel Policies 53 Rev. 2001.01;2002.02, (Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) E � .zw City of Yelm n.+.�nrnrr B. If Retaliation Occurs An employee who believes that they have been retaliated against for reporting an improper governmental action should advise hisiher supervisor, department head, the City Administrator, Mayor or the official indicated in the following matrix: If Perceived Retaliation Advise in Writing Within is by: Thirty (30) days: 1. Supervisor Department Head with a copy to the City Administrator and Mayor 2. Department Head City Administrator with a copy to the Mayor 3. Other Individual Not Mayor Named Above, Including Councilmembers 4. Mayor Council Liaison, City Attorney, or Thurston County Prosecutor City employees shall provide the written charge of retaliation to the appropriate individual no later than thirty (30) days after the occurrence of the alleged retaliatory action. The Department Head, City Administrator or Mayor shall take appropriate action to investigate and address complaints of retaliation and respond, via registered or certified mail with return receipt requested, within thirty (30) days, to the charge of retaliatory action. Only in cases where the Mayor is perceived to have taken a retaliatory action, should the employee send such charge of retaliation to the Council Liaison or City Attorney and the Council Liaison must respond within thirty (30) days, to the charge of retaliatory action. C. If the Complaint is Not Satisfactorily Addressed If the person advised of the retaliatory action does not satisfactorily resolve the employee's complaint, the employee may obtain protection under this policy and pursuant to State law by providing a written note to the Council Liaison that specifies the alleged Personnel Policies 54 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) {74: Y>> City of Yelm retaliatory action and the relief requested. D. When to Request a State Hearing After receiving either the response of the City of Yelm or thirty (30) days after the delivery of the charge to the Mayor, the employee may request a hearing before a State administrative law judge to establish that a retaliatory action occurred and to obtain appropriate relief provided by law. An employee seeking a hearing should deliver the request for hearing to the Mayor with the earlier of either fifteen (15) days of delivery of the City's response to the charge of retaliatory action, or forty-five (45) days of delivery of the charge of retaliation to the City of Yelm for response. Upon receipt of request for hearing, the City of Yelm shall apply within five (5) working days to the State Office of Administrative Hearings for an adjudicative proceeding before an administrative law judge: Office of Administrative Hearings 919 Lakeridge Way SW P.O. Box 42488 Olympia, WA 98504-2488 (360) 664-8717 The City of Yelm will consider any recommendation provided by the administrative law judge that the retaliator be suspended with or without pay, or dismissed. 9.04.060 MANAGEMENT RESPONSIBILITIES Department heads, managers and supervisors are responsible for ensuring the procedures are fully implemented within their areas of responsibility. 9.04.070 COMMUNICATION AND IMPLEMENTATION The City Administrator is responsible for implementing the City of Yelm's policies and procedures for reporting improper governmental action and for protecting employees against retaliatory actions. This includes ensuring that this policy and these procedures are: Personnel Policies 55 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) City of Yelm A. Permanently posted where all employees will have reasonable access to them; B. Make available to any employee upon request; and, C. Provide to all newly hired employees. 9.04.080 VIOLATIONS Violations of this policy and these procedures may result in appropriate disciplinary action, up to and including dismissal. 9.04.090 QUESTIONS? Contact the City Clerk or City Administrator 9.04.100 LIST OF AGENCIES Thurston County Thurston County Prosecuting Attorney 360-754-5540 Thurston County Courthouse 2000 Lakeridge Dr. SW Olympia, WA 98502 State of Washington Attorney General's Office 206-464-6684 Fair Practices Division 2000 Bank of California Center 900 Fourth Avenue, Suite 2000 Seattle, WA 98164 360-902-0370 State Auditor's Office Legislative Building P.O. Box 40021 Olympia, WA 98504-0021 United States U.S. Attorney 206-553-7979 800 Fifth Avenue, Suite 3600 Seattle, WA 98104-3190 Personnel Policies 56 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) Z4�- Yl✓l! �3 1 City of Yelm YI 1- wnaiov«-na. CHAPTER 10 DISCIPLINE AND TERMINATIONS 10.01 DISCIPLINE 10.01.010 All employees are expected to exercise good judgment, loyalty, common sense, dedication, and courtesy in the performance of their duties. The primary mission of every employee is to provide courteous, orderly, efficient, and economic delivery of services to the citizens of the City. 10.01.020 Acts, errors, or omissions which discredit the public service or impair the provision of orderly services to the citizens of the City may result in discipline, including termination. 10.01.030 The Mayor, City Administrator, or each department head, as appropriate, has full discretion and authority to impose disciplinary action in accordance with City policy and the circumstances of the particular case. 10.01.040 The following are examples of the types of behavior which may result in discipline, including possible termination. (Resolution 270, 10/92) This list is not all-inclusive, but only serves as a general guide. The City may discipline or terminate employees for other reasons not stated below. A. Drinking alcohol or the abuse of non-prescription or prescription drugs or other controlled substances on the job, or arriving on the job under the influence of or while in possession of alcohol, drugs, or other controlled substances. B. Violation of a lawful duty. C. Insubordination. D. Absence from work without first notifying and securing permission from the department head. E. Habitual absence or tardiness for any reason. Personnel Policies 57 Rev. 2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) [ YJ City of Yelm F. Unsatisfactory job performance. G Conviction of a felony or a misdemeanor involving moral turpitude. H. Acceptance of fees, gratuities or other valuable items in the performance of the employee's official duties for the City. I. Inability, refusal or failure to perform the duties of the assigned job. J. Violation of duties or rules imposed by this manual, or by any other City rule, regulation or administrative order. K. Employee misuse of City services, telephones, vehicles, computers, equipment or supplies. L. Reference City's anti-discrimination/harassment policies as discussed. 10.01.060 In the event that discipline is necessary, the choice of what level of discipline to apply in any particular case is solely the City's. Depending on the particular situation, the following types of disciplinary actions may be used: A. Oral Warning. An oral warning is a counseling session between the employee's department head and the employee on the subject of the employee's conduct and performance, or the employee's failure to observe a rule, regulation, or administrative instruction. It is intended to increase an employee's efficiency and value to the City by changing the employee's conduct, attitude, habits, or work methods. B. Reprimand. A reprimand is a formal written disciplinary action for misconduct, inadequate performance, or repeated lesser infractions. Written reprimands are placed in the employee's personnel file. C. Suspension. A suspension is a temporary leave of absence from duty which may be imposed as a penalty for significant misconduct or repeated lesser infractions. A Personnel Policies 58 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) r: ------\,\ ,,,J.;i:„ 4 YE LAI City of Yelm suspension requires the approval of the City Administrator/Mayor and is a severe disciplinary action which is made part of the employee's permanent record. There are two (2) types of suspensions. 1) Suspension with Pay is administrative leave pending the results of an investigation or disciplinary action. 2) Suspension without Pay is a temporary leave of absence from duty which may be imposed as a penalty for significant misconduct or repeated lesser infractions. Suspension of an exempt employee shall be in weekly blocks coinciding with the employee's designated work week. D. Decision Making Leave. A department head may recommend, with the approval of the Mayor and/or City Administrator that an employee be given a one (1) day paid "Decision Making Leave" as the last step prior to termination. A "Performance Commitment Contract" would be filled out and signed by the department head and employee specifying the areas for improvement and the expectations and requirements of the City for continued employment. The employee would use the one (1) day paid leave to decide whether he/she can agree to the stated conditions. If agreement is not reached, the City would move to the termination step. If agreement is reached, the document will be used as the agreement between the City and the employee for continued employment. 10.02 TERMINATION 10.02.010 The following are examples of the types of situations (in addition to behavior types listed in 10.01.040) which may result in discipline, including possible termination: (Resolution 270, 10/92) A. An employee may be terminated at any time during or at the end of the employee's probationary period. B. As a result of disciplinary action. Personnel Policies 59 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454, 7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) City of Yelm C. Due to loss of skills, certifications or other conditions which would make the employee unfit for service. D. The Mayor shall be responsible for the selection and termination of employees in response to a City Council determination that a lack of work or funding exists. E. When the employee has a physical or mental impairment that prevents performance of required duties of the employee's position and the employee cannot be reasonably accommodated. The City may require an examination at its expense performed by a physician of its choice. Failure to submit to such request may result in terminations. 10.02.020 No employee will be disciplined or terminated for a discriminatory or otherwise illegal reason. 10.03 LAYOFF 10.03.010 The Mayor shall be responsible for laying off employees in response to a City Council determination that a lack of work, budgetary restrictions or other changes have taken place. 10.03.020 Temporary employees or employees who have not completed their probationary period will be laid off before regular employees. 10.03.030 In determining who is to be laid off, consideration will be given to individual performance and the qualifications required for remaining jobs. Seniority will be considered when performance and qualifications are equal. 10.03.040 Employees who are laid off may be eligible to be re-employed, if a vacancy occurs in a position for which they are qualified. 10.03.050 Except as required by budgetary restrictions, no employee will be laid off without at least two (2) weeks written notice. (Resolution 270, 10/92) 10.04 RESIGNATION 10.04.010 An employee should provide two (2) weeks notice of resignation. (Resolution 270, 10/92) The employee's department head or the Personnel Policies 60 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) a yF.. mCity of Yelm City Administrator may waive this time limit. 10.05 EXIT INTERVIEW 10.05.010 Whenever an employee leaves the service of the City of YeIm, there is a loss of talent to the organization and a substantial cost involved in finding a replacement. All separating City employees are valuable sources of information regarding working conditions observed and/or experienced during the period of their employment with the City of Yelm. The City of Yelm strives to maintain a work environment that is positive. It is the policy of the City of Yelm to encourage all individuals separating from City employment to comment on their work experience with the City so that the reasons for employee turnover may be effectively and consistently monitored and addressed. 10.05.020 Employees will be afforded an opportunity to constructively comment on City employment through a discussion with the Department Head, City Administrator or Mayor. (See Attachments Section) 10.06 DEATH 10.06.010 Upon the death of an employee, all compensation due shall be paid to the surviving spouse or the estate of the employee. Personnel Policies 61 Rev.2001.01;2002.02,(Res 428, 11/02); 2005.03 (Res 454,7/05) 2006.01 (Res 462, 1/06) 2008-01 (Res 471 4/07)2011-01 (Res 520 1/11)2013-01 (Res 543 7/13)2014-01 (Res 554 7/14) 1----- CITY OF YELM Personnel Policies Attachments l CITY OF Y.E L M PERSONNEL POLICIES PART 2 ATTACHMENTS AND FORMS Form Name Forms are updated as required. Please request forms as needed. Personnel Policies Appendices Table 1 Rev. 2005.03, Rev 2011.01 F,LM CITY OF YELM PERSONNEL POLICIES PART 3 TABLE OF APPENDICES A. Violence in the Workplace Crisis Plan and Procedures (Resolution 428, 12/02) (Reference: Personnel Policy Chapter 8.14) B. Association of Washington Cities Employee Benefit Trust Underwriting Rules and Benefit Enrollment Form (Resolution) (Reference: Personnel Policy Chapter 6.03) C. Severance Benefits for Exempt Employees (Resolution 520, 01/11) (Reference: Personnel Policy Chapter 4.06) Personnel Policies Appendices Table 1 Rev. 2005.03, Rev 2011.01 APPENDIX A City of Yelm VIOLENCE IN THE WORKPLACE CRISIS PLAN AND PROCEDURES Achieving Goals and Evaluating Progress To achieve the goals and objectives of this policy, the city intends to do the following: • Establish procedures and methods for implementing policies and for addressing violence in the workplace. • Provide training to increase awareness and recognition of potentially violent situations and behaviors. • Check references of all prospective employees. • Establish a zero tolerance policy towards violence and consider threats of violence as acts of violence. • Develop a written policy of how to respond to security threats - • Limit public access to work areas when logistically possible. • Evaluate the physical environment for safety and consider modifications. • Evaluate progress in achieving the goals and objectives of this policy. EMPLOYEE RESPONSE PROCEDURES When a violent act occurs: If the act or altercation constitutes an emergency, CALL 9-911. The City of Yelm staff should become familiar with the following plan of action in order to best address any issues of workplace violence. Workplace violence can include varying degrees of threat, including displaying irrational behaviors or anger, physically assaulting persons or property, or using or threatening to use a weapon. LOCATION AND EXITS Personnel Policies Appendix A Page 1 A of 6 A Rev. 2002.01; 2005.03, Rev 2011.01 APPENDIX A -�~ City of Yelm Each department head shall inform all department employees of appropriate exits to use in the event of a violent occurrence requiring escape of the building. EMERGENCY PLAN Depending upon the circumstances, an escape/exit route could be any window or door. If it is necessary to leave the building and depending upon the direction of travel, go to the pre-determined location until help arrives. The following actions may be taken in the event of violence in the workplace: 1. NO WEAPONS IMPLIED OR SHOWN: A. If you see or feel the situation escalating, and no weapons are implied or present, remove yourself from the situation immediately to ask for assistance from the Department Head or City Administrator. B. If the Department Head is unable to defuse the situation or remedy inappropriate behavior by a citizen or employee, he/she will say the code word DENNIS, this signals any staff member to call the Police at 9-911 and/or press the panic button. C. If a staff member hears the word DENNIS stated by an employee at any time, go to a back office and call the Police at 9-911 and/or press the panic button if possible. D. Other methods of seeking help: Yell for help; push the panic button, call 9-911; lock any doors between you and the threat/person; get behind a physical barrier such as a desk or counter if it doesn't block you in; leave the area using an escape/exit route as mentioned above. E. If the opportunity presents itself in any of these situations, remove yourself from the danger, go to the agreed upon location and call 9-911. 2. WEAPON IMPLIED OR SHOWN: A. If a firearm or explosive device is present, calmly go to a back office and call 9-911. Personnel Policies Appendix A Page 2 A of 6 A Rev. 2002.01; 2005.03, Rev 2011.01 Y �. APPENDIX A -y -Y I City of Yelm wn�{n.�riG'Gw B. Attempt to notify co-workers with the code word DENNIS Attempt to hit the panic button if possible. Remain as calm as possible. C. If a firearm is drawn, drop to the floor and seek cover. D. If the weapon is not a firearm or explosive device, there may be time for help to arrive before any personal harm is inflicted. E. If the opportunity presents itself in any of these situations, remove yourself from the danger, go to the agreed upon location and call 9-911. FOLLOW-UP PROCEDURES • Secure work areas where disturbance(s) occurred. • Account for all employees and others and ensure the physical safety of those remaining in the area as soon as possible. • Provide for site security while others assist the victim or help in securing the area. • Quickly access the work area, if it was disturbed or damaged during an incident, to determine if it is safe. MANAGEMENT RESPONSE PROCEDURES • If employees experience workplace violence, check for the health and safety of yourself first. If you are okay, check for the safety and health of others involved in the incident. If they are not okay, let others know you need medical help immediately, and ask them to call 9-911. • In instances that involve emergency situations, or criminal activity, the Department Head will contact the City Administrator and the Police Department. Incidents involving emergency situations and/or criminal activity will be referred to the Police Department for assessment and, if necessary, investigation. • Minimize talking among employees prior to preparation of an incident report. This aids in obtaining the most accurate account of what Personnel Policies Appendix A Page 3 A of 6 A Rev. 2002.01; 2005.03, Rev 2011.01 f +asv�t=�b"f �r 1 APPENDIX A City of Yelm happened. Submit the completed incident report to the Department Head who will refer it immediately to the City Administrator. • Debriefing may occur with a Critical Incident Stress Debriefing Team from either the Police Department or Fire Department. They can help employees deal with the effects of experiencing workplace violence. • Individuals may also contact the Association of Washington Cities with the employee assistance program to work through the situation. • Provide accurate communication to outside agencies, media and law enforcement. CONDUCTING AN INVESTIGATION Incidents involving emergency and/or criminal activity will be referred to the Police Department for investigation. Incidents that do not involve an emergency situation, and/or criminal activity, will be handled by the City Administrator who will determine whether an investigation is needed and who will conduct the investigation. 1. Data Collection There are great liabilities and legal implications associated with violent behavior in the workplace, therefore, before beginning any investigation, consult with the City Administrator and appropriate legal counsel. The investigation could lead to disciplinary action; please be sensitive to the rights of all persons involved and proceed in a manner that demonstrates objectivity, fairness and a concern for confidentiality. Remember to document all aspects of the investigation. 2. Interview with the Alleged Victim When talking with the alleged victim, speak clearly and non- judgmentally. Approach the interview in a sensitive, supportive manner. The goal of the interview is to develop a true and accurate account of the incident. Personnel Policies Appendix A Page 4 A of 6 A Rev. 2002.01; 2005.03, Rev 2011.01 APPENDIX A L City of Yelm "wA.3h.tryC R Gh • Obtain the date/time of the violent incident. • Find answers to the questions: who, what, when and where. • Find out what specifically happened in this and any other incidents. • Determine the background of the situation, including the relationship between the parties before the incident. • Obtain the names of anyone else who: • Saw or heard the incident. • Has spoken with the alleged victim about the incident. • May have had encounters with the alleged offender. • Find out what the alleged victim did in response to the violent encounter. • Find out whether the alleged victim has documented the incident, or any other violent encounters that the victim has had with the alleged offender. • Reassure the alleged victim that the City is actively responding to the incident and that any retaliation will not be tolerated. 3. Interview with the Alleged Offender Approach the interview in a non-judgmental, sensitive manner. Keep in mind that a person is innocent until proven at fault. Unreasonable assumptions of guilt before an investigation has been completed can impede an appropriate investigation. • If the alleged offender asks for representation, allow it. • Present the incident or incidents described by the alleged victim, or your own observations if you directly saw the incident. • Get the alleged offender's side of the story Personnel Policies Appendix A Page 5 A of 6 A Rev. 2002.01; 2005.03, Rev 2011.01 APPENDIX A .-\. City of Yelm �,. Y . n • Investigate with such questions as: • "Describe the incident that occurred between you and the alleged victim." ■ "Describe your relationship with the alleged victim and other interactions that you have had." • Listen attentively as the alleged offender talks. • Advise the offender of the seriousness of any form of retaliation against the alleged recipient/victim, or any action that might be interpreted as retaliation. 4. Interviews with Observers or Others in the Workplace In an investigation, realize that observers may also be disturbed by the violent interaction they have witnessed. Investigate with questions such as: • "What type of interaction did you observe between the alleged offender and the alleged victim?" • "Are there others who might be able to comment, or who observed the same incident?" Resolution No. 428, 12/02 Personnel Policies Appendix A Page 6 A of 6 A Rev. 2002.01; 2005.03, Rev 2011.01 Appendix C SEVERANCE BENEFITS OBJECTIVE When it is necessary to involuntarily separate an employee for reasons unrelated to performance or conduct, it is the City's objective to provide severance benefits as outlined in this policy. I. EMPLOYEES TO WHOM POLICY APPLIES This policy applies to the following exempt positions: the City Administrator, City Clerk/HR Manager, Municipal Court Administrator, Community Development Director, Chief of Police and Public Works Director. II. DEFINITIONS A. Involuntary separation Includes, but is not limited to, terminations and layoffs from employment with the City, or being placed on involuntary separation or equivalent status, due to budget reductions, agency reorganizations, work force downsizings, or other causes not related to the job performance, misconduct of the employee, or voluntary resignations. B. Eligible employees Employees who are entitled to severance benefits. III. SEVERANCE BENEFITS The benefits below will be provided to those employees who are involuntarily separated from their positions. A. Severance payments 1. Based on years of service (see Attachment A for a total breakdown of severance weeks due to exempt employees.) Personnel Policies Appendix C 01/2011 APPENDIX C Appendix C Attachment A Eligible employees will be entitled to severance payments, paid together with the final paycheck, based on the following formula: Years of Consecutive Service `Amount of Benefit 12 years or less 12 weeks' salary 13 years through 5 years 4 weeks' salary 6 years or more 6 weeks' salary 1. Maximum benefit The maximum severance benefit to which an employee may be entitled is 6 weeks of salary. 2. Partial years service rounded Employees with partial years of service will have that service rounded up to the next highest year for the purpose of determining the severance benefit. Partial years of service will not affect leave accrual or years toward service for retirement purposes. Personnel Policies Appendix C 01/2011 APPENDIX C EST.1924 WASHINGTON Meeting Date: February 28th 2023 CITY COUNCIL AGENDA ITEM SUMMARY City of Yelm, Washington AGENDA ITEM: Public Works Contract for Design and Construction of Stage for Yelm City Park PROPOSED MOTION: Authorize Mayor DePinto to sign a public works contract with Nisqually Construction LLC in the not to exceed amount of$340,000 for design and build of a new stage and Yelm City Park. KEY FACTS AND INFORMATION SUMMARY: The City posted a Request for Proposal (RFP) on January 20th 2023 and sent the RFP to multiple firms in the local area. A proposal from Nisqually Construction Company LLC was received on February 3rd. They were the only proposal received. The current budget for this project is $350,000. ATTACHMENTS: • Public Works Contract • Nisqually Construction Company LLC proposal Respectfully Submitted: Cody Colt Public Services Director 1iPage PUBLIC WORKS CONTRACT FOR Yelm City Park Stage Design/Build (115 SE Mosman Ave,Yelm, WA 98597) Project No. CP12023 THIS PUBLIC WORKS CONTRACT ("Contract") is dated effective this 28th day of February, 2023 and is made by and between the City of Yelm, a Washington municipal corporation ("City or Owner"), and Nisqually Construction Services LLC, a Washington State Company ("Contractor"). A. The City desires to retain an independent contractor to furnish all labor and materials necessary to perform work necessary to complete Design and Build of a new Stage at Yelm City Park , located at 115 SE Mosman Ave, Yelm, Washington ("Property"); and B. The Contractor has the requisite skill and experience to perform such work. NOW, THEREFORE, the parties ("Parties") agree to the following terms and conditions: 1. SERVICES BY CONTRACTOR 1.1 Description of Work. Contractor shall perform all work and furnish all tools, materials, supplies, equipment, labor and other items incidental thereto necessary for the construction and completion of the work, more particularly described as the Yelm City Park Stage Design/Build Project No. CP12023 project, including without limitation: Full design to include but not limited to Architectural, structural, and civil including electrical. Also, build to include but not limited to demo, foundation, structure, electrical, artwork and restoration of site, ("Work"), in accordance with and as described in the Contract Documents,which include without limitation, this Contract, Request for Bids, Bidder's Checklist, Instructions to Bidders, General Contractual Terms and Conditions, Bid Form, Bid Signature Page, Bid Bond, Combined Affidavit and Certification Form, Contractor's Compliance Statement, Notice of Completion of Public Works Contract attached as Exhibit A, Contract Change Order Agreement attached as Exhibit B, Contractor's Retainage Agreement attached as Exhibit C, Retainage Bond to City of Yelm Way attached as Exhibit D, Notice to Labor Unions or Other Employment Organizations Nondiscrimination in Employment attached as Exhibit E, Certificate(s) of Insurance Form attached hereto as Exhibit F, Performance / Payment Bond attached hereto as Exhibit G, Title VI Assurances attached hereto as Exhibit H, Standard Plans and Details attached as Appendix A, current Prevailing Wage Rates attached as Appendix B, Warranties attached as Appendix C, and 2022 WSDOT/ APWA Standard Specifications for Road, Bridge and Municipal Construction ("Standard Specifications") and all other Appendices attached hereto and incorporated by this reference, (collectively the "Contract Documents"), which Work shall be completed to the City's satisfaction, within the time period prescribed by the City and pursuant to the direction of the Mayor or his or her designee. 1.2 Completion Date. The Work shall be commenced within five (5) days of receipt by the Contractor of the City's Notice to Proceed. The Work shall be completed on or before June 20, 2024. In the event the Work is not substantially completed within the time specified, Contractor agrees to pay to the City liquidated damages in the amount set forth in the formula included in Section 1.3 of this Contract. The Work shall not be deemed completed until the City has accepted the Work and delivered a written Notice of Completion of Public Works Contract in the form attached hereto as Exhibit"A". 1.3 Liauidated Damages. Time is of the essence of the Contract. Delays inconvenience the public and cost taxpayers undue sums of money, adding time needed for administration, inspection, and supervision. It is impractical for the City to calculate the actual cost of delays. Accordingly, the Contractor agrees to pay liquidated damages calculated on the following formula for its failure to complete this Contract on time: (1) To pay (according to the following formula) liquidated damages for each working day beyond the number of working days established for completion, and (2)To authorize the City to deduct these liquidated damages from any money due or coming due to the Contractor. LIQUIDATED DAMAGES FORMULA LD = 0.15C T Where: LD = Liquidated damages per working day (rounded to the nearest dollar). C = Original Contract amount. T = Original time for completion. When the Work is completed to the extent that the City has full and unrestricted use and benefit of the facilities, both from an operational and safety standpoint, the City may determine the Work is complete. Liquidated damages will not be assessed for any days for which an extension of time is granted. No deduction or payment of liquidated damages will, in any degree, release the Contractor from further obligations and liabilities to complete this entire Contract. 1.4 Performance Standard. Contractor shall perform the Work in a manner consistent with accepted practices for other properly licensed contractors. 1.5 Compliance with Laws. Contractor shall perform the Work in accordance with all applicable federal, state and City laws, including but not limited to all City ordinances, resolutions, standards or policies, as now existing or hereafter adopted or amended, and obtain all necessary permits and pay all permit, inspection or other fees, at its sole cost and expense. 1.6 Chance Orders. The City may, at any time, without notice to sureties, order changes within the scope of the Work. Contractor agrees to fully perform any such alterations or additions to the Work. All such change orders shall be in the form of the Contract Change Order Agreement attached hereto as Exhibit "B", which shall be signed by both the Contractor and the City, shall specifically state the change of the Work, the completion date for such changed Work, and any increase or decrease in the compensation to be paid to Contractor as a result of such change in the Work. Oral change orders shall not be binding upon the City unless confirmed in writing by the City. If any change hereunder causes an increases or decrease in the Contractor's cost of, or time required for, the performance or any part of the Work under this Contract, an equitable adjustment will be made and the Contract modified in writing accordingly. If the Contractor intends to assert a claim for an equitable adjustment hereunder, it shall, within five (5) days after receipt of a written change order from the City or after giving the written notice required above, as the case may be, submit to the City a written statement setting forth the general nature and monetary extent of such claim; provided the City, in its sole discretion, may Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 2 [2020] RFB ver. 1-20 extend such five (5) day submittal period upon request by the Contractor. The Contractor shall supply such supporting documents and analysis for the claims as the City may require to determine if the claims and costs have merit. No claim will be allowed for any costs incurred more than five (5) days before the Contractor gives written notice as required. No claim by the Contractor for an equitable adjustment hereunder will be allowed if asserted after final payment under this Contract. 1.7 Work and Materials Omitted. The Contractor shall, when directed in writing by the City, omit work, services and materials to be furnished under the Contract and the value of the omitted work and materials will be deducted from the Total Compensation and the delivery schedule will be reviewed if appropriate. The value of the omitted work, services and materials will be a lump sum or unit price, as mutually agreed upon in writing by the Contractor and the City. If the parties cannot agree on an appropriate deduction, the City reserves the right to issue a unilateral change order adjusting the price and the delivery schedule. 1.8 Utility Location. Contractor is responsible for locating any underground utilities affected by the Work and is deemed to be an excavator for purposes of Chapter 19.122 RCW, as amended. Contractor shall be responsible for compliance with Chapter 19.122 RCW, including utilization of the "one call" locator system before commencing any excavation activities. 1.9 Air Environment. Contractor shall fully cover any and all loads of loose construction materials including without limitation, sand, dirt, gravel, asphalt, excavated materials, construction debris, etc., to protect said materials from air exposure and to minimize emission of airborne particles to the ambient air environment within the City of Yelm Way. 2. TERM This Contract shall commence on the effective date of this Contract and continue until the completion of the Work, which shall be no later than March 6th, 2024 to complete, and the expiration of all warranties contained in the Contract Documents ("Term"). 3. WARRANTY 3.1 Requisite Skill. The Contractor warrants that it has the requisite skill to complete the Work, and is appropriately accredited and licensed by all applicable agencies and governmental entities, including but not limited to being registered to do business in the City of Yelm Way by obtaining a City of Yelm Way business registration. Contractor represents that it has visited the site and is familiar with all of the plans and specifications in connection with the completion of the Work. 3.2 Defective Work. The Contractor shall, at its sole cost and expense, correct all Work which the City deems to have defects in workmanship and material discovered within one (1) year after the City's final acceptance of the Work as more fully set forth in the General Conditions of the Contract; provided, however,that this warranty may extend beyond this time period pursuant to the warranties attached hereto as Appendix C and incorporated by this reference. This warranty shall survive termination of this Contract. Conducting of tests and inspections, review of specifications or plans, payment for goods or services, or acceptance by the City does not constitute waiver, modification or exclusion of any express or implied warranty or any right under this Contract or law. 4. COMPENSATION Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 3 [2020] RFB ver. 1-20 4.1 Total Compensation. In consideration of the Contractor performing the Work, the City agrees to pay the Contractor an amount not to exceed Three Hundred and forty thousand and 00/100 Dollars ($ 340,000), which amount shall constitute full and complete payment by the City ("Total Compensation"). 4.2 Contractor Responsible for Taxes. The Contractor shall be solely responsible for the payment of any taxes imposed by any lawful jurisdiction as a result of the performance and payment of this Contract. 4.3 Nonpayment. The City shall have the right to withhold payment to the Contractor for any of the Work not completed in a satisfactory manner, in the City's sole discretion, which shall be withheld until such time as Contractor modifies or repairs the Work so that the Work is acceptable to the City. 4.4 Method of Payment. The basis of payment will be the actual quantities of work performed according to the contract and as specified for payment. Payments will be made for work and labor performed and materials furnished under the contract according to the price in the proposal unless otherwise provided. Partial payments will be made once each month, based on partial estimates prepared by the Engineer and signed by the Contractor. Failure to perform any obligation under this Contract may be adequate reason for the City to withhold payments until the obligation is performed. Upon completion of all work and after final inspection, the amount due the Contractor under the contract will be paid based upon the final estimate made by the Engineer and signed by the Contractor. Payment to the Contractor for partial estimates, final estimates, and retained percentages shall be subject to controlling laws. 4.5 Retainaae. Pursuant to Chapter 60.28 RCW, five percent(5%) of the Total Compensation shall be retained by the City to assure payment of Contractor's state sales tax as well as payment of subcontractors, suppliers and laborers. Upon execution of this Contract, Contractor shall complete, execute and deliver to the City the Contractor Retainage Agreement attached hereto as Exhibit "C" or execute the Retainage Bond attached hereto as Exhibit "D". No payments shall be made by the City from the retained percentage fund ("Fund") nor shall the City release any retained percentage escrow account to any person, until the City has received from the Department of Revenue a certificate that all taxes, increases, and penalties due from the Contractor and all taxes due and to become due with respect to the Contract have been paid in full or that they are, in the Department's opinion, readily collectible without recourse to the State's lien on the retained percentage. Upon non- payment by the general contractor, any supplier or subcontractor may file a lien against the retainage funds, pursuant to Chapter 60.28 RCW. Subcontractors or suppliers are required to give notice of any lien within forty-five (45) days of the completion of the Work and in the manner provided in RCW 39.08.030. Within sixty (60) days after completion of all Work on this Contract, the City shall release and pay in full the money held in the Fund, unless the City becomes aware of outstanding claims made against this Fund. 5. EOUAL OPPORTUNITY EMPLOYER In all Contractor services, programs or activities, and all Contractor hiring and employment made possible by or resulting from this Contract, there shall be no discrimination by Contractor or by Contractor's employees, agents, subcontractors or representatives against any person because of Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 4 [2020] RFB ver. 1-20 sex, age (except minimum age and retirement provisions), race, color, creed, national origin, marital status or the presence of any disability, including sensory, mental or physical handicaps, unless based upon a bona fide occupational qualification in relationship to hiring and employment, advertising, layoff or termination, rates of pay or other forms of compensation,and selection for training, including apprenticeship. Contractor comply with and shall not violate any of the terms of Chapter 49.60 RCW, Title VII of the Civil Rights Act of 1964, the Americans With Disabilities Act, Section 504 of the Rehabilitation Act of 1973, 49 CFR Part 26, or any other applicable federal, state, or local law or regulation regarding non-discrimination. Any material violation of this provision shall be grounds for termination of this Contract by the City and, in the case of the Contractor's breach, may result in ineligibility for further City agreements. If this project involves federal funds including USDOT funds administered by WSDOT, the contractor agrees to the clauses contained in Exhibit H. 6. INDEPENDENT CONTRACTOR/CONFLICT OF INTEREST 6.1 It is the intention and understanding of the Parties that the Contractor shall be an independent contractor and that the City shall be neither liable nor obligated to pay Contractor sick leave, vacation pay or any other benefit of employment, nor to pay any social security or other tax which may arise as an incident of employment. The Contractor shall pay all income and other taxes due. Industrial or any other insurance that is purchased for the benefit of the City, regardless of whether such may provide a secondary or incidental benefit to the Contractor, shall not be deemed to convert this Agreement to an employment contract. It is recognized that Contractor may or will be performing professional services during the Term for other parties; provided, however, that such performance of other services shall not conflict with or interfere with Contractor's ability to perform the Services. Contractor agrees to resolve any such conflicts of interest in favor of the City. 6.2 If the Contractor is a sole proprietorship or if this is a contract with an individual, the contractor agrees to notify the City and complete any required form if the Contractor retired under a State of Washington retirement system and agrees to indemnify any losses the City may sustain through the Contractor's failure to do so. 7. CITY'S RIGHT TO TERMINATE CONTRACT 7.1 Termination Without Cause. Prior to the expiration of the Term, this Contract may be terminated without cause upon oral or written notice delivered to Contractor from the City. Upon termination, all supplies, materials, labor and/or equipment furnished prior to such date shall, at the City's option, become its property. In the event Contractor is not in breach of any of the provisions of this Contract, Contractor will be paid for any portion of the Work which has been completed to the City's satisfaction, calculated by the percentage amount that portion of the Work completed and accepted by the City bears to the Total Compensation. 7.2 Termination For Cause. The City may immediately terminate this Contract, take possession of the Property and all materials thereon and finish the Work by whatever methods it may deem expedient, upon the occurrence of any one or more of the following events: (1) If the Contractor should be adjudged a bankrupt. (2) If the Contractor should make a general assignment for the benefit of its creditors. (3) If a receiver should be appointed on the account of insolvency of Contractor. Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 5 [2020] RFB ver. 1-20 (4) If Contractor should persistently or repeatedly refuse or fail to supply a sufficient number of properly skilled workmen or proper materials for completion of the Work. (5) If the Contractor should fail to complete the Work within the time specified in this Contract. (6) If the Contractor should fail to complete the Work in compliance with the plans and specifications, to the City's satisfaction. (7) If the Contractor should fail to make prompt payment to subcontractors or for material labor. (8) If Contractor should persistently disregard laws, ordinances or regulations of federal, state, or municipal agencies or subdivisions thereof. (9) If Contractor should persistently disregard instructions of the Mayor or his or her representative. (10) If Contractor shall be in breach or violation of any term or provision of this Contract, or (11) If the Work is not being performed pursuant to RCW 49.28.050 or 49.28.060. 7.3 Result of Termination. In the event that this Contract is terminated for cause by the City, the City may do any or all of the following: (1) Stop payments. The City shall cease any further payments to Contractor and Contractor shall be obligated to repay any payments it received under this contract. (2) Complete Work. The City may, but in no event is the City obligated to, complete the Work, which Work may be completed by the City's agents, employees or representatives or the City may retain independent persons or entities to complete the Work. Upon demand, Contractor agrees to pay to the City all of its costs and expenses in completing such Work. (3)Take Possession. The City may take possession of the Property and any equipment and materials on the Property and may sale the same, the proceeds of which shall be paid to the City for its damages. (4) Remedies Not Exclusive. No remedy or election under this Contract shall be deemed an election by the City but shall be cumulative and in addition to all other remedies available to the City at law, in equity or by statute. 8. INDEMNIFICATION 8.1 Contractor Indemnification. The Contractor agrees to indemnify, defend, and hold the City, its elected officials, officers, employees, agents, and volunteers harmless from any and all claims, demands, losses, actions and liabilities (including costs and all attorney fees)to or by any and all persons or entities, including, without limitation, their respective agents, licensees, or Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 6 [2020] RFB ver. 1-20 representatives, arising from, resulting from, or connected with this Contract to the extent caused by the negligent acts, errors or omissions of the Contractor, its partners, shareholders, agents, employees, or by the Contractor's breach of this Contract. Contractor waives any immunity that may be granted to it under the Washington State Industrial Insurance Act, Title 51 RCW. Contractor's indemnification shall not be limited in any way by any limitation on the amount of damages, compensation or benefits payable to or by any third party under workers'compensation acts,disability benefit acts or any other benefits acts or programs. 8.2 City Indemnification. The City agrees to indemnify, defend, and hold the Contractor, its officers, directors, shareholders, partners, employees, and agents harmless from any and all claims, demands, losses,actions and liabilities(including costs and attorney fees)to or by any and all persons or entities, including without limitation, their respective agents, licenses, or representatives, arising from, resulting from or connected with this Contract to the extent solely caused by the negligent acts, errors, or omissions of the City, its employees or agents. 8.3 Survival. The provisions of this Section shall survive the expiration or termination of this Contract with respect to any event occurring prior to such expiration or termination. 9. INSURANCE 9.1 Minimum Limits. The Contractor agrees to carry as a minimum, the following insurance, in such forms and with such carriers who have a rating which is satisfactory to the City: (1) Workers' compensation and employer's liability insurance in amounts sufficient pursuant to the laws of the State of Washington; (2) Commercial general liability insurance with combined single limits of liability not less than $2,000,000 for bodily injury, including personal injury or death, products liability and property damage. (3) Automobile liability insurance with combined single limits of liability not less than $2,000,000 for bodily injury, including personal injury or death and property damage. (4) If any structures are involved in the Contract, the Contractor shall maintain an All Builder's Risk form at all times in an amount no less than the value of the structure until final acceptance of the project by the City. 9.2 Endorsements. Each insurance policy shall contain, or be endorsed to contain, the following provisions: (1) The City, its officers, officials, employees, volunteers and agents shall each be named as additional insured. (2) Coverage may not be terminated or reduced in limits except after thirty (30) days prior written notice by certified mail, return receipt requested, to the City. (3) Coverage shall be primary insurance as respects the City, its officials, employees and volunteers. Any insurance or self-insurance maintained by the City, its officials, employees or volunteers shall be in excess of Contractor's insurance. Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 7 [2020] RFB ver. 1-20 (4) Coverage shall apply to each insured separately against whom claim is made or suit is brought. (5) Coverage shall be written on an "occurrence"form as opposed to a "claims made" or"claims paid"form. 9.3 Verification. Contractor shall furnish the City with certificates of insurance evidencing the coverage required by the Section, in compliance with the Certificate(s) of Insurance Form attached hereto as Exhibit "F", which certificate must be executed by a person authorized by the insurer to bind coverage on its behalf. The City reserves the right to require complete certified copies of all required insurance policies, at any time. 9.4 Subcontractors. Contractors shall include all subcontractors as additional insured under its policies or shall furnish separate certificates for each subcontractor. All coverage for subcontractors shall be subject to all of the requirements stated herein. 9.5 Deductibles and Self-Insured Retentions. Any deductibles or self-insured retentions must be disclosed by Contractor and approved in writing by the City. At the option of the City, Contractor shall either reduce or eliminate such deductibles or self-insured retentions or procure a bond guaranteeing payment for any amounts not covered by the insurance by reason of such deductibles or self-insured retentions. 9.6 Asbestos Abatement or Hazardous Materials. If asbestos abatement or hazardous materials work is performed, Contractor shall review coverage with the City's Risk Manager and provide scope and limits of coverage that are appropriate for the scope of Work and are satisfactory to the City. Contractor shall not commence any Work until its coverage has been approved by the Risk Manager. 9.7 Termination. The Contractor's failure to provide the insurance coverage required by this Section shall be deemed to constitute non-acceptance of this Contract by the Contractor and the City may then award this Contract to the next lower bidder. 10. PERFORMANCE/PAYMENT BOND Pursuant to RCW 39.08.010, Contractor shall post a Performance/Payment Bond in favor of the City, in the form attached to this Contract as Exhibit"G"and incorporated by this reference, in a dollar amount satisfactory to the City; to guarantee Contractor's performance of the Work to the City's satisfaction; to insure Contractor's performance of all of the provisions of this Contract; and to guarantee Contractor's payment of all laborers, mechanics, subcontractors and material persons. Contractor's obligations under this Contract shall not be limited to the dollar amount of the bond. 11. SAFETY Contractor shall take all necessary precautions for the safety of employees on the work site and shall comply with all applicable provisions of federal, state and municipal safety and health laws and codes, including without limitation, all OSHA/WISHA requirements, Safety and Health Standards for Construction Work (Chapter 296-155 WAC), General Safety and Health Standards (Chapter 296- 24 WAC), and General Occupational Health Standards (Chapter 296-62 WAC). Contractor shall erect and properly maintain, at all times, all necessary guards, barricades, signals and other safeguards at all unsafe places at or near the Work for the protection of its employees and the public, safe Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 8 [2020] RFB ver. 1-20 passageways at all road crossings,crosswalks, street intersections, post danger signs warning against any known or unusual hazards and do all other things necessary to prevent accident or loss of any kind. Contractor shall protect from danger all water, sewer, gas, steam or other pipes or conduits, and all hydrants and all other property that is likely to become displaced or damaged by the execution of the Work. The Contractor shall, at its own expense, secure and maintain a safe storage place for its materials and equipment and is solely responsible for the same. 12. PREVAILING WAGES 12.1 Wages of Employees. This contract is subject to the minimum wage requirements of Chapter 39.12 RCW and Chapter 49.28 RCW (as amended or supplemented). On Federal-aid projects, Federal wage laws and rules also apply. The Hourly minimum rates for wages and fringe benefits are listed in Appendix B. When Federal wage and fringe benefit rates are listed, the rates match those identified by the U.S. Department of Labor's"Decision Number"shown in Appendix B. The Contractor, any subcontractor, and all individuals or firms required by Chapter 39.12 RCW, Chapter 296-127 WAC, or the Federal Davis-Bacon and Related Acts (DBRA) to pay minimum prevailing wages, shall not pay any worker less than the minimum hourly wage rates and fringe benefits required by Chapter 39.12 RCW or the DBRA. Higher wages and benefits may be paid. When the project is subject to both State and Federal hourly minimum rates for wages and fringe benefits and when the two rates differ for similar kinds of labor, the Contractor shall not pay less than the higher rate unless the state rates are specifically preempted by Federal law. The Contractor shall ensure that any firm (Supplier, Manufacturer, or Fabricator) that falls under the provisions of Chapter 39.12 RCW because of the definition "Contractor" in Chapter 296- 127-010 WAC, complies with all the requirements of Chapter 39.12 RCW. 12.2 Exemptions to Prevailing Wage. The prevailing wage requirements of Chapter 39.12 RCW, and as required in this Contract do not apply to: (1) Sole owners and their spouses; (2) Any partner who owns at least 30% of a partnership; (3) The President, Vice President and Treasurer of a corporation if each one owns at least 30% of the corporation. 12.3 Reporting Reauirements. On forms provided by the Industrial Statistician of State L&I, the Contractor shall submit to the Engineer the following for itself and for each firm covered under Chapter 39.12 RCW that provided work and materials of the contract: (1) A copy of an approved "Statement of Intent to Pay Prevailing Wages" State L&I form number F700-029-000. The City will make no payment under this contract for the work performed until this statement has been approved by State L&I and a certified copy of the approved form has been submitted to the City. (2) A copy of an approved "Affidavit of Prevailing Wages Paid,"State L&I form number F700- 007-000. The City will not release to the contractor any funds retained under Chapter Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 9 [2020] RFB ver. 1-20 60.28.011 RCW until all of the"Affidavit of Prevailing Wages Paid"forms have been approved by State L&I and a certified copy of all the approved forms have been submitted to the City. The Contractor shall be responsible for requesting these forms from the State L&I and for paying any approval fees required by State L&I. Certified payrolls are required to be submitted by the Contractor to the City, for the Contractor and all subcontractors or lower tier subcontractors. 12.4 Disputes. In the event any dispute arises as to what are the prevailing rates of wages for work of a similar nature and such dispute cannot be resolved by the City and the Contractor, the matter shall be referred for arbitration to the Director of the Department of Labor and Industries of the State of Washington and the decision therein shall be final and conclusive and binding on all parties involved in the dispute. 13. FAILURE TO PAY SUBCONTRACTORS In the event the Contractor shall fail to pay any subcontractors or laborers, fail to pay for any materials, or fail to pay any insurance premiums, the City may terminate this Contract and/or the City may withhold from the money which may be due the Contractor an amount necessary for the payment of such subcontractors, laborers, materials or premiums. 14. OWNERSHIP OF DOCUMENTS All originals and copies of work product, including plans, sketches, layouts, designs, design specifications, records, files, computer disks, magnetic media, all finished or unfinished documents or material which may be produced or modified by Contractor while performing the Work shall become the property of the City and shall be delivered to the City at its request. 15. CONFIDENTIALITY Any records, reports, information, data or other documents or materials given to or prepared or assembled by the Contractor under this Contract will be kept as confidential and shall not be made available to any individual or organization by the Contractor without prior written approval of the City. 16. BOOKS AND RECORDS The Contractor agrees to maintain books, records, and documents which sufficiently and properly reflect all direct and indirect costs related to the performance of this Contract and such accounting procedures and practices as may be deemed necessary by the City to assure proper accounting of all funds paid pursuant to this Contract. These records shall be subject at all reasonable times to inspection, review or audit by the City, its authorized representative, the State Auditor, or other governmental officials authorized by law to monitor this Contract. 17. CLEAN UP At any time ordered by the City and immediately after completion of the Work, the Contractor shall, at its own expense, clean up and remove all refuse and unused materials of any kind resulting from the Work. In the event the Contractor fails to perform the necessary clean up, the City may, Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 10 [2020] RFB ver. 1-20 but in no event is it obligated to, perform the necessary clean up and the costs thereof shall be immediately paid by the Contractor to the City and/or the City may deduct its costs from any remaining payments due to the Contractor. 18. CONTRACTOR AND SUBCONTRACTOR RESPONSIBILITY: 18.1 Contractor Verification. The Contractor verifies that it has a certificate of registration with the State of Washington; has a current state unified business identifier number; is not disqualified from bidding on any public works contract under RCW 39.06.010 or 39.12.065 (3); has industrial insurance as required by Title 51 RCW, if applicable; has an employment security department number as required in Title 50 RCW, if applicable; has a state excise tax registration number as required in Title 82 RCW, if applicable; possesses a valid electrical contractor license as required by chapter 19.28 RCW, if applicable; and possesses an elevator contractor license as required by chapter 70.87 RCW, if applicable. 18.2 Subcontractor Contracts. The Contractor shall include the language of this section in each of its first tier subcontracts, and shall require each of its subcontractors to include the same language of this section in each of their subcontracts, adjusting only as necessary the terms used for the contracting parties. Upon request of the Owner, the Contractor shall promptly provide documentation to the Owner demonstrating that the subcontractor meets the subcontractor responsibility criteria below. The requirements of this section apply to all subcontractors regardless of tier. 18.3 Subcontractor Verification. At the time of subcontract execution, the Contractor shall verify that each of its first tier subcontractors meets the following bidder responsibility criteria: Have a current certificate of registration in compliance with chapter 18.27 RCW, which must have been in effect at the time of subcontract bid submittal; Have a current Washington Unified Business Identifier (UBI) number; Not be disqualified from bidding on any public works contract under RCW 39.06.010 or 39.12.065 (3); Have Industrial Insurance (workers'compensation) coverage for the subcontractor's employees working in Washington, as required in Title 51 RCW, if applicable; A Washington Employment Security Department number, as required in Title 50 RCW, if applicable; A Washington Department of Revenue state excise tax registration number, as required in Title 82 RCW, if applicable; An electrical contractor license, if required by Chapter 19.28 RCW, if applicable; An elevator contractor license, if required by Chapter 70.87 RCW. 19. GENERAL PROVISIONS 19.1 Entire Contract. The Contract Documents contain all of the agreements of the Parties with respect to any matter covered or mentioned in this Contract and no prior agreements or understandings pertaining to any such matters shall be effective for any purpose. 19.2 Modification. No provisions of this Contract, including this provision, may be amended or added to except by agreement in writing signed by the Parties or their respective successors in interest. 19.3 Full Force and Effect. Any provision of this Contract, which is declared invalid, void or illegal, shall in no way affect, impair, or invalidate any other provision hereof and such other provisions shall remain in full force and effect. Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 11 [2020] RFB ver. 1-20 19.4 Assignment. The Contractor shall not transfer or assign, in whole or in part, any or all of its obligations and rights hereunder without the prior written consent of the City. In the event the City consents to any such assignment or transfer, such consent shall in no way release the Contractor from any of its obligations or liabilities under this Contract. 19.5 Successors In Interest. Subject to the preceding Subsection, this Contract shall be binding upon and inure to the benefit of the Parties' successors in interest, heirs and assigns. 19.6 Attorney Fees. In the event the City or the Contractor defaults on the performance of any terms in this Contract, and the Contractor or City places the enforcement of the Contract or any part thereof, or the collection of any monies due, or to become due hereunder, or recovery of possession of any belongings, in the hands of an attorney, or file suit upon the same, each Party shall pay all its own attorneys' fees, costs and expenses. The venue for any dispute related to this Contract shall be King County, Washington. 19.7 No Waiver. Failure of the City to declare any breach or default immediately upon occurrence thereof, or delay in taking any action in connection with, shall not waive such breach or default. Failure of the City to declare one breach or default does not act as a waiver of the City's right to declare another breach or default. 19.8 Governing Law. This Contract shall be made in and shall be governed by and interpreted in accordance with the laws of the State of Washington. 19.9 Authority. Each individual executing this Contract on behalf of the City and Contractor represents and warrants that such individuals are duly authorized to execute and deliver this Contract on behalf of the Contractor or City. 19.10 Notices. Any notices required to be given by the City to Contractor or by the Contractor to the City shall be delivered to the Parties at the addresses set forth below. Any notices may be delivered personally to the addressee of the notice or may be deposited in the United States mail, postage prepaid,to the address set forth herein. Any notice so posted in the United States mail shall be deemed received three (3) days after the date of mailing. 19.11 Captions. The respective captions of the Sections of this Contract are inserted for convenience of reference only and shall not be deemed to modify or otherwise affect in any respect any of the provisions of this Contract. 19.12 Performance. Time is of the essence of this Contract and each and all of its provisions in which performance is a factor. Adherence to completion dates is essential to the Contractor's performance of this Contract. 19.13 Compliance with Ethics Code. If a violation of the City's Ethics Resolution No. 91-54, as amended, occurs as a result of the formation and/or performance of this Contract, this Contract may be rendered null and void, at the City's option. 19.14 Conflicting Provisions. In the event of a conflict between the terms and provisions of any of the Contract Documents, the Mayor or his or her designee shall issue an interpretation of the controlling document, which interpretation shall be final and binding. DATED the day and year set forth above. Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 12 [2020] RFB ver. 1-20 CITY OF YELM By: Joe DePinto, Mayor City of Yelm, 106 Second Ave. SE, Yelm WA 98597 ATTEST: Kathy Linnemeyer, City Clerk APPROVED AS TO FORM: City Attorney, Brent Dille Nisqually Construction Services LLC, By: (Signature) (Name) (Address) (Phone) STATE OF WASHINGTON ) ) ss. COUNTY OF ) On this day personally appeared before me , to me known to be the of that executed the foregoing instrument, and acknowledged the said instrument to be the free and voluntary act and deed of said corporation, for the uses and purposes therein mentioned, and on Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 13 [2020] RFB ver. 1-20 oath stated that he/she was authorized to execute said instrument and that the seal affixed, if any, is the corporate seal of said corporation. GIVEN my hand and official seal this day of , 20_. (typed/printed name of notary) Notary Public in and for the State of Washington. My commission expires Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 14 [2020] RFB ver. 1-20 EXHIBIT A NOTICE OF COMPLETION OF PUBLIC WORKS CONTRACT !fit ❑ original � ry i/yr ❑ Revised# NOTICE OF COMPLETION OF PUBLIC WORKS CONTRACT I)ute: C:ontractorts UB1 Number: Name&,Flailing Address of Public Agency Department Use Only Assigned 10: Date Assigned: USI Numher: Notice is hereby given relative to the completion of contract or project described below !Project Name I Contract Number I Joh Order Contracting ❑ Ycs ❑ No Description of Work Donellnclude Jobsite Address(es) Federally funded transportation project? ❑ Yes Li No (if yes,provide Contract Bond Statement below} Contractor's Name IE-mail Address Affidavit ID* Cnntraetor Address Te�ephone# If Rem inage is not withheld,please select one of the follol.iru and bion til1fel)'S Name& and Number. ❑ Kctainage Bond ❑ Contract I'av'tncnl bond(valid for federally funded transportation projects) Name:: II rid Number: Date Contract Awarded (Date Work Commenced (Date Work Compleied !Date Work Accepted IWere Subcontracters used on this project?If so,please complete Addendum A. Elves ❑No Affidavit II) -Nu Let 1 rElk:a1t;will he grant:cl until all alflicki ii,ark listed- Contract Arnounl Additions (-F) $ Liquidated Damages S Reductions (-) $ Amount Disbursed S Sub-Total $ 0.00 Amount Retained$ Sales Tax Rate 96 (If various rates apply.please send a breakdown) Sales'lax Amount $ TOTAL $ 0.00 TOTAL $ 0.00 TOTE:These two totals gnus/he equal `C wnutrnls: talc' hr Ill LI-,i:•_r i I,• •'r..1.1.Lf,ri II �:..II•I;i r•:ir.:i•rin:Ii r l`, II .I�;.:11:. �(Lhr s •6�' nr LI.1�:ir this contract. NO P:\ \II \I till 1: I ]fl \:1111 I K( 1)1 l \ i1 I::,•i1•: I.all L•1.:.1,c ccrtilicatcs. .uhr I,IIing Fnrrn:I'I,•.n.•,,.I•.irl:�.•. ,u,,I i,•..Ii•:iii I.�.•mil I,,::II Iii] .�.u.:.•ii..i,•. •..•I,«. Con(LIet Name: Title: Email Address: Phone Number: re... Department of Revenue washIngoon Sale oepermienr of EmpFo i nent Security 21. Public Works Section Labor& Industries oepanment (360)704.5650 Contract Release Registration,Inquiry, PWCcdor.wa gov (8551.545-8163.option#4 standards&coordination CoMractRelease JLNLWA-GOV Unit (760)9012.3450 R1iV 31 0020e(10128/15) 1'215-038.000 I0-2014 Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 15 [2020] RFB ver. 1-20 Addendum A: Please List all Subcontractors and Sub-tiers Below This addendum can be submitted in olhcr ibrmats. Provide known affidavits at this time. Nu t.&i release will be granted until all affidavits are listed. Subcontractor's Name: UBI Number:(Required) Affidavit ID* For tax assistance or to request this document in an alternate format,please call 1-800-647-7706.Teletype(TTY) users may use the Washington Relay Service by calling 711. REV 31 0020e Addendum(10/28/15) F215-038-000 1 0-20 14 Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 16 [2020] RFB ver. 1-20 EXHIBIT B CITY OF YELM CONTRACT CHANGE ORDER AGREEMENT PROJECT CHANGE ORDER EFFECTIVE DATE NUMBER NUMBER PROJECT TITLE CONTRACTOR SUMMARY OF PROPOSED CHANGES: The time provided for completion in the Contract is ❑ Unchanged ❑ Increased ❑ Decreased by Calendar Days. This Document shall become an Amendment to the Contract and all provisions of the Contract not amended herein will apply to this Change Order. Will this change affect expiration or extent of Insurance coverage? ❑ Yes❑ No If"Yes"Will the Policies Be Extended? ❑ Yes❑ No PRICE CHANGE LUMP SUM: INCREASE $ DECREASE $ UNIT PRICE: THE ITEMS ARE APPROXIMATE OR ESTIMATED QUANTITIES INVOLVED IN THIS CHANGE ITEM NO. ITEM QUANTITY UNIT PRICE ADD OR DELETE TOTAL NET CONTRACT: INCREASE $ DECREASE $ STATEMENT: Payment for the above work will be in accordance with applicable portions of the standard specifications, and with the understanding that all materials, workmanship and measurements shall be in accordance with the provisions of the standard specifications, the contract plans, and the special provisions governing the types of construction. CONTRACTOR'S DEPT. DIRECTOR/MANAGER DATE SIGNATURE SIGNATURE Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 17 [2020] RFB ver. 1-20 DEPARTMENT RECAP TO DATE: *Adjustments: ORIGINAL CONTRACT AMOUNT $ PREVIOUS CHANGE ORDERS $ THIS CHANGE ORDER $ *ADJUSTMENTS $ NEW CONTRACT AMOUNT $ ADJUSTMENTS CHANGE ORDER ESTIMATE IS HEREBY a INCREASED $ u DECREASED$ PAY THIS ADJUSTED AMOUNT $ DEPARTMENT DIRECTOR'S SIGNATURE Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 18 [2020] RFB ver. 1-20 EXHIBIT C CONTRACTOR'S RETAINAGE AGREEMENT City of Yeim Bid/Contract Number 105 Yeim Ave.W,Yeim WA 98597 360.458.8499 IDENTIFICATION AND DESCRIPTION Project Title Contractor Representative Bid No. Date Administering Department City Representative Funding Source Project Authority RETAINAGE FORMULA In accordance with applicable State Statutes, the following provisions will be made for the disposition of the retainage held for investment: 1. All investments selected below are subject to City approval. 2. Retainage under this agreement will be held in escrow by the (referred to herein as the Bank),the terms of which are specified by separate escrow agreement. The cost of the investment program and the risk thereof is to be borne entirely by the contractor. 3. The final disposition of the contract retainage will be made in accordance with applicable statutes. CONTRACTOR'S INSTRUCTIONS Pursuant to RCW 60.28.010 I hereby notify the City of Yelm of my instructions a to invest a not to invest the retainage withheld under the terms of this contract. If the investment option is selected, please provide the following information: Name of Bank, Mutual Fund, or Savings&Loan Association: Address: Account#: Contact Person: Contractor: Date: By: Title: Address: Phone: Fed ID#: Est. Completion Date: CITY APPROVAL Approval of Investment Program and Retainage Agreement Finance Director Date CERTIFICATION FOR RELEASE OF CONTRACT RETAINAGE Contract No. Project Title: I hereby certify, as Contract Administrator for this Contract representing the City of Yelm, that all work required by the above cited contract was completed on and final acceptance by the City was granted on I also certify that no liens have been received within 30 days from the above date from any person, persons, mechanics, subcontractors or materialman who has performed any work or provided any material of subject contract. Contract Administrator Director of Administering Department Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 19 [2020] RFB ver. 1-20 Also,please find attached certifications by the applicable state agencies of the receipt of: 1)Washington State Business Taxes(Washington State Dept. of Revenue); 2) Industrial Insurance Premiums (State Dept. of Labor & Industries); and 3) Employment Security, Unemployment Insurance Premiums(State of Washington Employment Security Dept.) Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 20 [2020] RFB ver. 1-20 EXHIBIT D RETAINAGE BOND TO CITY OF YELM Yelm City Park Stage Design/Build KNOW ALL PERSONS BY THESE PRESENTS that we, the undersigned, as principal ('Principal"), and a Corporation organized and existing under the laws of the State of as a surety Corporation, and qualified under the laws of the State of Washington to become surety upon bonds of Contractors with Municipal Corporations,as surety("Surety"),are jointly and severally held and firmly bonded to the City of Yelm ("City") in the penal sum of: ($ for the payment of which sum we bind ourselves and our successors, heirs, administrators or personal representatives, as the case may be. A. This obligation is entered into in pursuant to the statutes of the State of Washington and the ordinances, regulations, standards and policies of the City, as now existing or hereafter amended or adopted. B. Pursuant to proper authorization, the Mayor is authorized to enter into a certain contract with the Principal, providing for the Project, which contract is incorporated herein by this reference ('Contract"), and C. Pursuant to State law, Chapter 60.28 RCW, the City is required to reserve from the monies earned by the Principal pursuant to the contract, a sum not to exceed five percent (5%), said sum to be retained by the City as a trust fund for the protection and payment of any person or persons, mechanic, subcontractor or materialmen who shall perform any labor upon such contract or the doing of such work, and all persons who shall supply such person or persons or subcontractors with provisions and supplies for the carrying on of such work, and the State with the respect to taxes imposed pursuant to Title 82 RCW which may be due from said Principal. Every person performing labor or furnishing supplies towards completion of said improvement or work shall have a lien on said monies so reserved, provided that such notice of the lien of such claimant shall be given in the manner and within the time provided in RCW 39.08.030 as now existing and in accordance with any amendments that may hereafter be provided thereto; and D. State law further provides that with the consent of the City, the Principal may submit a bond for all or any portion of the amount of funds retained by the public body in a form acceptable to the public body conditioned upon such bond any proceeds therefrom being made subject to all claims and liens and in the same manner and priority as set forth retained percentages pursuant to Chapter 60.28 RCW; and E. The Principal has accepted, or is about to accept, the Contract, and undertake to perform the work therein provided for in the manner and within the time set forth, for the amount of$ ; and F. The City is prepared to release any required retainage money previously paid by the Principal prior to acceptance and successful operation and fulfillment of all other terms of said contract upon being indemnified by these presents, NOW, THEREFORE, if the Principal shall perform all the provisions of the Contract in the manner and within the time period prescribed by the City, or within such extensions of time as may be granted under the Contract, and shall pay all laborers, mechanics, subcontractors and material men or women, and all persons who shall supply the Principal or subcontractors with provisions and supplies for the carrying on of said work, and if the Principal shall pay to the State all taxes imposed pursuant to Title 82 RCW which may be due from such Principal as a result of this contract then and in the event this obligation shall be void; but otherwise it shall be and remain in full force and effect. And the Surety, for value received, hereby further stipulates and agrees that no change, extension of time, alteration or addition to the terms of the Contract or to the work to be performed thereunder or the specifications accompanying the same shall in any way affect its obligation on this bond, and it does hereby waive notice of any change, extension of time, alterations or additions to the terms of the Contract or to the Work. The Surety hereby agrees that modifications and changes may be made in the terms and provisions of the Contract without notice to Surety, and any such modifications or changes increasing the total amount to be paid the Principal shall automatically increase the obligation of the Surety on this Retainage Bond in a like amount, such increase, however, not to exceed twenty-five percent(25%)of the original amount of this bond without consent of the Surety. Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 21 [2020] RFB ver. 1-20 Within forty-five (45) days of receiving notice that the Principal has defaulted on all or part of the terms of the Contract, the Surety shall make written commitment to the City that it will either: (a) cure the default itself within a reasonable time period, or(b) tender to the City, the amount necessary for the City to remedy the default, including legal fees incurred by the City, or (c) in the event that Surety's evaluation of the dispute is not complete or in the event the Surety disputes the City's claim of default, the Surety shall notify the City of its finding and its intent, if any, to interplead. The Surety shall then fulfill its obligations under this bond,according to the option it has elected. Should Surety elect option (a) to cure the default, the penal sum of the Bond shall be reduced in an amount equal to the costs actually incurred by the Surety in curing the default. If the Surety elects option (b), then upon completion of the necessary work,the City shall notify the Surety of its actual costs. The City shall return, without interest, any overpayment made by the Surety and the Surety shall pay to the City any actual costs which exceed the City estimate, limited to the bond amount. Should the Surety elect option (c), the Parties shall first complete participation in mediation, described in the below paragraph, prior to any interplead action. In the event a dispute should arise between the Parties to this Bond with respect to the City's declaration of default by the Principal, the Parties agree to participate in at least four hours of mediation in accordance with the mediation procedures of United States Arbitration and Mediation ('USA&M"). The Parties shall proportionately share in the cost of the mediation. The mediation shall be administered by the Seattle USA&M office, 4300 Two Union Square, 601 Union Street, Seattle,Washington 98101-2327. The Surety shall not interplead prior to completion of the mediation. The parties have executed this instrument under their separate seals this day of 20 , the name and corporate seal of each corporate party hereto affixed, and these presents duly signed by its undersigned representatives pursuant to authority of its governing body. CORPORATE SEAL: PRINCIPAL By: Title: Address: CORPORATE SEAL: SURETY By: Attorney-in-Fact (Attach Power of Attorney) Title: Address: Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 22 [2020] RFB ver. 1-20 CERTIFICATES AS TO CORPORATE SEAL I hereby certify that I am the (Assistant) Secretary of the Corporation named as Principal in the within bond; that , who signed the said bond on behalf of the Principal, was of said Corporation; that I know his or her signature thereto is genuine, and that said bond was duly signed, sealed, and attested for and in behalf of said Corporation by authority of its governing body. Secretary of Assistant Secretary I hereby certify that I am the (Assistant) Secretary of the Corporation named as Surety in the within bond; that , who signed the said bond on behalf of the Surety, was of the said Corporation; that I know his or her signature thereto is genuine, and that said bond was duly signed, sealed, and attested for and in behalf of said Corporation by authority of its governing body. Secretary of Assistant Secretary APPROVED AS TO FORM: Brent Dille, City Attorney Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 23 [2020] RFB ver. 1-20 EXHIBIT E NOTICE TO LABOR UNIONS OR OTHER EMPLOYMENT ORGANIZATIONS NONDISCRIMINATION IN EMPLOYMENT TO: ALL EMPLOYEES AND TO: (Name of Union or Organization) The undersigned currently holds contract(s)with involving funds or credit of the City of Yelm, Washington, or (a) subcontract(s) with a prime contractor holding such contract(s). You are advised that, under the provisions of the above contract(s) or subcontract(s) and in accordance with Section 202 of Executive Order 11246 dated September 24, 1965, the undersigned is obliged not to discriminate against any employee or applicant of employment because of race, color, creed or national origin. This obligation not to discriminate in employment includes, but is not limited to, the following: EMPLOYMENT, UPGRADING, TRANSFER OR DEMOTION RECRUITMENT AND ADVERTISING RATES OF PAY OR OTHER FORMS OF COMPENSATION SELECTION FOR TRAINING INCLUDING APPRENTICESHIP, LAYOFF OR TERMINATION This notice is furnished to you pursuant to the provisions of the above contract(s) or subcontractor(s) and Executive Order 11246. Copies of this Notice will be posted by the undersigned in conspicuous places available to employees or applicants for employment. Complaints may be submitted to: City of Yelm, 105 Yelm Ave. W, Yelm WA 98597 (Contractor or subcontractor) Date Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 24 [2020] RFB ver. 1-20 EXHIBIT F CERTIFICATE OF INSURANCE Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 25 [2020] RFB ver. 1-20 EXHIBIT G CITY OF YELM PERFORMANCE/PAYMENT BOND KNOW ALL PEOPLE BY THESE PRESENTS: We, the undersigned , ("Principal") and , the undersigned corporation organized and existing under the laws of the State of and legally doing business in the State of Washington as a surety ("Surety"), are held and firmly bonded unto the City of Yelm, a Washington municipal corporation ("City") in the penal sum of Dollars and no/100 ($ ) for the payment of which we firmly bind ourselves and our legal representatives, heirs, successors and assigns, jointly and severally. This obligation is entered into an Agreement with the City dated , 20 for NOW,THEREFORE, if the Principal shall perform all the provisions of the Agreement in the manner and within the time period prescribed by the City, or within such extensions of time as may be granted under the Agreement, and shall pay all laborers, mechanics, subcontractors and material men or women, and all persons who shall supply the Principal or subcontractors with provisions and supplies for the carrying on of said work, and shall hold the City, their officials, agents, employees and volunteers harmless from any loss or damage occasioned to any person or property by reason of any carelessness or negligence on the part of the Principal, or any subcontractor in the performance of said work,and shall indemnify and hold the City harmless from any damage or expense by reason of failure of performance as specified in the Agreement within a period of two (2) years after its final acceptance thereof by the City, then and in the event this obligation shall be void; but otherwise, it shall be and remain in full force and effect. And the Surety, for value received, hereby further stipulates and agrees that no change, extension of time, alteration or addition to the terms of the Agreement or to the work to be performed thereunder or the specifications accompanying the same shall in any way affect its obligation on this bond, and it does hereby waive notice of any change, extension of time,alterations or additions to the terms of the Agreement or to the Work. The Surety hereby agrees that modifications and changes may be made in terms and provisions of the Agreement without notice to Surety, and any such modifications or changes increasing the total amount to be paid the Principal shall automatically increase the obligation of the Surety on this Performance Bond in a like amount, such increase, however, not to exceed twenty-five percent (25%) of the original amount of this bond without the consent of the Surety. Within forty-five (45) days of receiving notice that the Principal has defaulted on all or part of the terms of the Agreement, the Surety shall make a written commitment to the City that it will either: (a) cure the default itself within a reasonable time period, or (b) tender to the city, the amount necessary for the City to remedy the default, including legal fees incurred by the City, or (c) in the event that Surety's evaluation of the dispute is not complete or in the event the Surety disputes the City's claim of default, the Surety shall notify the City of its finding and its intent, if any, to interplead. The Surety shall then fulfill its obligations under this bond, according to the option it has elected. Should Surety elect option (a)to cure the default,the penal sum of the Bond shall be reduced in an amount equal to the costs actually incurred by the Surety in curing the default. If the Surety elects option (b),then upon completion of the necessary work,the City shall notify the Surety of its actual costs. The City shall return, without interest,any overpayment made by the Surety and the Surety shall pay to the City any actual costs which exceed the City estimate, limited to the bond amount. Should the Surety elect option (c), the Parties shall first complete participation in mediation, described in the below paragraph, prior to any interplead action. Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 26 [2020] RFB ver. 1-20 In the event a dispute should arise between the Parties to this Bond with respect to the City's declaration of default by the Principal, the Parties agree to participate in at least four hours of mediation in accordance with the mediation procedures of United States Arbitration and Mediation ("USA&M'). The Parties shall proportionately share in the cost of the mediation. The mediation shall be administered Washington Arbitration & Mediation Service (WAMS) —3600 Port of Tacoma Road, Suite 304 Tacoma, WA 98424 The Surety shall not interplead prior to completion of the mediation. DATED this day of , 20 . CORPORATE SEAL OF PRINCIPAL: PRINCIPAL By: (Name of Person Executing Bond) Its: (Title) (Address) (Phone) STATE IF WASHINGTON ) ) SS. COUNTY OF ) On this day personally appeared before me , to me known to be the of that executed the foregoing instrument, and acknowledged the said instrument to be the free and voluntary act and deed of said limited liability company,for the uses and purposed therein mentioned,and on oath stated that he/she was authorized to execute said instrument. GIVEN my hand and official seal this day of , 20_. Notary's signature Notary's printed name Notary Public in and for the State of Washington. My commission expires CORPORATE SEAL OF SURETY SURETY BY: Attorney-in Fact (Attach Power of Attorney) (Name of Person Executing Bond) Yelm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 27 [2020] RFB ver. 1-20 (Address) (Phone) APPROVED AS TO FORM: Brent Dille YeIm City Park Stage Design/Build (115 Se Mosman Ave,Yelm,WA 98597) T.I.B Project No. CP12023 RFB # 20-001 Page 28 [2020] RFB ver. 1-20 NIS u a I I �' � A Tribally-Owned,Small Business Safety I Quality I Production Construction Services, LLC City of Yelm, Washington February 3rd, 2023 Public Works 901 Rhoton Road Yelm, WA 98597 Attention : Cody Colt, Public Services Director Reference: Yelm City Park Stage Design-Build RFP Mr. Colt, This letter is in response to the RFP received January 20th, 2023 requesting a cost proposal for design- build services to construct a stage at the Yelm City Park located at 115 SE Mosman Ave,Yelm, WA. Following our review of the RFP we reached out to the local engineering and architectural community for input on the project and have assembled a team we believe will be able to provide the City of Yelm with a Stage Facility that will meet the needs of the community while adding to Yelm City Park facilities. Carve Architects is in Olympia, WA and has participated in similar projects along with being part of a current project in Grays Harbor for a Stage Facility. Michael Kershisnik, AIA, Principal Architect would be our Architect for this project. PCS Structural Solutions located in Tacoma, WA would provide the necessary structural engineering. Jeff Klein, P.E. would be our Structural Engineer for this project. LDC Surveying, Engineering, Planning located in Olympia, WA would provide the necessary civil engineering support for the project. Ross Jarvis, P.E., Principal Engineer, would be our Civil Engineer for this project. This will be our principal design team with Nisqually Construction Services, LLC providing constructability and pricing review. We have reached out to NW Stage and would utilize their input on typical stage layout and components utilized for events to ensure the facility will meet a wide range of venues for the City of Yelm and the people who come to the park for events. Our budget for this project has been developed utilizing a combination of historical information and current market pricing. A matrix of anticipated costs is included for review. 12820 Yelm Highway SE,Suite H www.NisquallyConstruction.com P.(253)722-5928 Olympia,WA 98513 F.(253)295-7080 Nisqually Construction Services LLC Page 12 Phase 1-DESIGN AND PERMITTING Design $ 35,000.00 Architectural Carve Architects Michael Kershisnik Structural PCS Jeff Klein Civil LDC Ross Jarvis Stage NW Stage Permitting $ 5,000.00 Design Budget $ 40,000.00 PHASE 2-CONSTRUCTION TESC $ 5,000.00 Nisqually Construction Demo $ 15,000.00 Nisqually Construction Civil $ 25,000.00 Nisqually Construction Concrete $ 40,000.00 Nisqually Construction Structure $ 150,000.00 Nisqually Construction Electrical $ 30,000.00 TBD Finishes $ 15,000.00 TBD Artwork $ 10,000.00 TBD Restoration $ 10,000.00 Nisqually Construction Construction Budget $ 300,000.00 Combined Total $ 340,000.00 We appreciate the opportunity to partner with the City of Yelm to construct this Stage and look forward to assisting you with providing your community with this welcome addition to the Yelm City Park facilities. Please do not hesitate to contact us with any questions or items you wish to discuss further. Sincerely, Z7C J426v-L OatLitadi. Damon Oatman Director of Construction Services Corporate Office P.(253)722-5928 Branch Office 12820 Yelm Highway SE F.(253)295-7080 950 Pacific Ave,Suite 620 Olympia,WA 98513 www.NisquallyConstruction.com Tacoma,WA 98402 iCILL.............. EST.1924 WASHINGTON Meeting Date: February 28, 2023 CITY COUNCIL AGENDA ITEM SUMMARY City of Yelm, Washington AGENDA ITEM: CONFIRMATION OF APPOINTMENTS TO THE CITY OF YELM ADVISORY BOARDS AND COMMISSIONS PROPOSED MOTION: Motion to confirm Mayor DePinto's appointments to the Planning Commission, Arts Commission, Parks Advisory Committee, and the Police Advisory Committee KEY FACTS AND INFORMATION SUMMARY: • The City of Yelm has open positions on the Advisory Boards & Commissions • The open positions were posted on the City's website in December 2022 and on the City of Yelm Facebook page in December and again in January. Notices were also posted on the bulletin board at City Hall. • 18 applications were received • Mayor DePinto has received staff recommendations, has reviewed the applications and has made the following appointments: Planning Commission—John Graver and Richard Lomsdale Arts Commission—Stephanie Hagelgans Parks Advisory Committee— Marian Licxandru Police Advisory Committee—Allyn Verbal Respectfully Submitted: Joe DePinto, Mayor 1iPage