1001 Astound FranchiseCITY OF YELM, WASHINGTON
ORDINANCE NO. 1001
AN ORDINANCE OF THE CITY OF YELM,
WASHINGTON, GRANTING TO ASTOUND BROADBAND,
LLC, A LIMITED LIABILITY COMPANY, A
NONEXCLUSIVE TELECOMMUNICATIONS FRANCHISE
TO INSTALL, CONSTRUCT, MAINTAIN, REPAIR, AND
OPERATE A TELECOMMUNICATIONS SYSTEM
WITHIN THE PUBLIC RIGHTS OF WAY; PROVIDING
FOR SEVERABILITY; AND ESTABLISHING AN
EFFECTIVE DATE
WHEREAS, Astound Broadband, LLC, a Washington limited liability company
d/b /a Wave (hereinafter "Franchisee ") has made application to the City to construct,
install, maintain, repair and operate a fiber optic -based telecommunications system with
the public rights -of -way of the City; and
WHEREAS, Franchisee represents that it has the legal, technical and financial
qualifications to operate in the rights -of -way of the City as a wireline telephone business
and a telecommunications company within the meaning of Title 80 RCW; and
WHEREAS, based on representations and information provided by Franchisee,
and in response to its request for the grant of a franchise, the City Council has determined
that the grant of a nonexclusive franchise, on the terms and conditions herein and subject
to applicable law, are consistent with the public interest; and
WHEREAS, the City is authorized by applicable law to grant such a nonexclusive
franchises within the boundaries of the City;
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF YELM,
WASHINGTON, DO ORDAIN AS FOLLOWS:
Table of Contents.
ARTICLE 1. DEFINITIONS
ARTICLE 2. FRANCHISE GRANT
2.1 Public Right -of -Way Use Authorized
2.2 Authorized Services
2.3 No Rights Shall Pass to Franchisee by Implication
2.4 Interest in the Public Right -of -Way; Release; Indemnity
2.5 Rights Subordinate
2.6 Condition of Franchise Area
2.7 Franchise Nonexclusive
2.8 Transfer
2.9 Street Vacation
2.10 Reservation of City Use of Public Right -of -Way
ARTICLE 3. COMPLIANCE WITH LAWS /ORDER OF PRECEDENCE
3.1 Alteration of Material Terms and Conditions
3.2 Compliance with Laws
3.3 Reservation of Rights /Wavier
3.4 Change in Form of Government
ARTICLE 4. ACCEPTANCE
4.1
Acceptance
4.2
Failure to Timely File Acceptance
4.3
Effective Date; Term
4.4
Effect of Acceptance
4.5
Effect of Expiration/Termination
ARTICLE 5. PROTECTION OF THE CITY AND PUBLIC
5.1 Limitation of Liability
5.2 Insurance Requirements - Attached Exhibit D
5.3 Financial Security - Attached Exhibit E
5.4 Contractors /Subcontractors
5.5 Liens
5.6 Financial Conditions
ARTICLE 6. ENFORCEMENT AND REMEDIES
6.1
Communications and Discussion
6.2
Remedies
6.3
Right to Cure Default
6.4
Termination/Revocation
6.5
Receivership
ARTICLE 7. GENERAL CONDITIONS UPON USE OF PUBLIC RIGHTS -OF -WAY
7.1 Regulatory Permit
7.2 Submission; Approval of Design Documents
7.3 Compliance with Standards /Codes
7.4 Conditions Precedent to Work
7.5 Work in the Public Rights -of -Way
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7.6 Alterations
7.7 General Conditions
7.8 Facility Relocation at Request of the City
7.9 Movement of Facilities for Others
7.10 Movement of Facilities During Emergencies
7.11 Record of Installations
7.12 Restoration of Public Rights -of -Way, Public and Private Property
7.13 Approvals
7.14 Abandonment of Facilities
ARTICLE 8. MISCELLANEOUS
8.1 Headings
8.2 Entire Agreement
8.3 Incorporation of Exhibits
8.4 Calculation of Time
8.5 Time Limits Strictly Construed
8.6 No Joint Venture
8.7 Approval Authority
8.8 Binding Effect upon Successors and Assigns
8.9 Waiver
8.10 Severability
8.11 Signs
8.12 Discriminatory Practices Prohibited
8.13 Notice
8.14 Survival of Terms
8.15 Force Mai cure
8.16 Attorneys' Fees
8.17 Venue /Choice of Law
8.18 Publication
EXHIBITS:
A. Form of Acceptance of Franchise
B. Form of Transfer Agreement
C. Description of Franchise Area
D. Insurance Requirements
E. Financial Security
F. Contractor /Subcontractor Insurance Requirements
ARTICLE 1. DEFINITIONS.
For the purposes of this Franchise and the Exhibits attached hereto, the following
terms, phrases, words and their derivations where capitalized shall have the meanings given
herein. Words not defined herein shall have the meaning given in Title 15 of the Yelm
R]
Municipal Code. Words not defined herein or in Title 15 of the Yelm Municipal Code, shall
have the meaning given pursuant to such federal statutes, rules, or regulations that apply to
and regulate the services provided by the Franchisee. Words not otherwise defined, shall be
given their common and ordinary meaning. When not inconsistent with the context, words
used in the present tense include the future, words in the plural include the singular, and
words in the singular include the plural. The word "shall" is always mandatory and not
merely directory. References to governmental entities (whether persons or entities) refer
to those entities or their successors in authority. If specific provisions of law, regulation
or rule referred to herein be renumbered, then the reference shall be read to refer to the
renumbered provision.
"Affiliate" when used in connection with Franchisee means any Person who owns
or controls, is owned or controlled by, or is under common ownership or control with
Franchisee.
"City" shall mean the City of Yelm, a municipal corporation organized as a non-
charter code city, operating under the laws of the state of Washington.
"Construct" shall mean to construct, reconstruct, install, reinstall, align, realign,
locate, relocate, adjust, affix, attach, remove, or support.
"Default" shall mean any failure of a Party to keep, observe, or perform any of its
duties or obligations under this Franchise.
"Design Document(s)" shall mean the plans and specifications for the
Construction of the Facilities meeting the minimum applicable general plan submittal
requirements for engineering services plan review as set forth in the City's Design
Standards manual, illustrating and describing the refinement of the design of the
Telecommunications System Facilities to be Constructed, establishing the scope,
relationship, forms, size and appearance of the Facilities by means of plans, sections and
elevations, typical construction details, location, alignment, materials, and equipment
layouts. The Design Documents shall include specifications that identify utilities, major
material and systems, Public Right -of -Way improvements, restoration and repair, and
establish in general their quality levels.
"Direct Costs" shall mean and include all costs and expenses incurred by the City
and directly related to a particular activity or activities, including by way of example:
i. All costs and expenses of materials, equipment, supplies, utilities,
consumables, goods and other items used or incorporated in connection with and in
furtherance of such activity or activities and any taxes, insurance, and interest expenses
related thereto, including costs for crews and equipment;
ii. All costs and expenses of labor inclusive of payroll benefits, non-
productive time and overhead for each of the labor classifications of the employees
performing work for the activity and determined in accordance with the City's ordinary
governmental accounting procedures; and,
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iii. All costs and expenses to the City for any work by consultants or
contractors to the extent performing work for a particular activity or activities, including
by way of example and not limitation, engineering and legal services.
"Dispute" shall mean a question or controversy that arises between the Parties
concerning the observance, performance, interpretation or implementation of any of the
terms, provisions, or conditions contained in this Franchise or the rights or obligations of
either Party under this Franchise.
"Effective Date" shall mean and refer to that term as it is defined at Section 4.3
herein.
"Emergency" shall mean and refer to a sudden condition or set of circumstances
that, (a) significantly disrupts or interrupts the operation of Facilities in the Public Rights -
of -Way and Franchisee's ability to continue to provide services if immediate action is not
taken, or (b) presents an imminent threat of harm to persons or property if immediate
action is not taken.
"Environmental Law(s)" means any federal, state or local statute, regulation,
code, rule, ordinance, order, judgment, decree, injunction or common law pertaining in
any way to the protection of human health or the environment, including without
limitation, the Resource Conservation and Recovery Act, the Comprehensive
Environmental Response, Compensation and Liability Act, the Toxic Substances Control
Act, and any similar or comparable state or local law.
"Facility" or "Facilities" means any part or all of the facilities, equipment and
appurtenances of Franchisee whether underground or overhead and located within the
Public Rights -of -Way as part of the Franchisee's Telecommunications System, including
but not limited to, conduit, case, pipe, line, fiber, cabling, equipment, equipment cabinets
and shelters, vaults, generators, conductors, poles, carriers, drains, vents, guy wires,
encasements, sleeves, valves, wires, supports, foundations, anchors, transmitters,
receivers, antennas, and signage.
"Franchise" shall mean the grant, once accepted, giving general permission to the
Franchisee to enter into and upon the Public Rights -of -Way to use and occupy the same
for the purposes authorized herein, all pursuant and subject to the terms and conditions as
set forth herein.
"Franchisee" shall mean Astound Broadband, LLC d/b /a Wave and any of its
Affiliates.
"Franchise Area" shall mean collectively or individually the Public Rights -of-
Way located within the area described in Exhibit "C ".
"Franchise Ordinance" shall mean the Ordinance authorizing the Franchise.
"Hazardous Substance" means those substances which have been recognized as
dangerous or potentially dangerous to health, welfare, or to the environment by any
federal, municipal, state, City, or other governmental or quasi - governmental authority,
and /or any department or agency thereof; those substances which use, or have as its
component thereof or therein, asbestos or lead -based paint; and petroleum oil and any of
its fractions; and as such has been defined, listed or regulated under any Environmental
Law.
"Law(s)" shall mean all present and future applicable laws, ordinances, rules,
regulations, resolutions, environmental standards, orders, decrees and requirements of all
federal, state, and local governments, the departments, bureaus or commissions thereof,
or other governmental authorities, including the City acting in its governmental capacity.
References to Laws shall be interpreted broadly to cover government actions, however
nominated, and include laws, ordinances and regulations now in force or hereinafter
enacted or amended.
"Noticed Party" shall mean the Party in receipt of notice that it is in Default.
"Person" means and includes any individual, corporation, partnership, association,
joint - stock - company, limited liability company, political subdivision, public corporation,
taxing districts, trust, or any other legal entity, but not the City or any Person under
contract with the City to perform work in the Public Rights -of -Way.
"Party(ies)" shall mean either the City or the Franchisee or both.
"Private telecommunications system" means a telecommunications system
controlled by a person or entity for the sole and exclusive use of such person, entity, or
affiliate thereof, including the provision of private shared telecommunications services by
such person or entity. "Private telecommunications system" does not include a system
offered for hire, sale, or resale to the general public.
"Public Rights -of -Way" means the surface of, and the space above and below,
any public street, highway, freeway, bridge, land path, alley, court, boulevard, sidewalk,
way, lane, public way, drive, circle or other public right -of -way, including, any easement
now or hereafter held by the City within the corporate boundaries of the City as now or
hereafter constituted for the purpose of public travel, and over which the City has
authority to grant permits, licenses or franchises for use thereof, or has regulatory
authority thereover, excluding railroad rights -of -way, airports, harbor areas, buildings,
parks, poles, conduits, and excluding such similar facilities or property owned,
maintained or leased by the City in its proprietary capacity or as an operator of a utility.
"Public Works Director" means and refers to the Public Works Director for the
City or his or her designee or such officer or person who has been assigned the duties of
public works director or his or her designee.
"Regulatory Permit" means a permit issued under the regulatory authority of the
City that provides specific requirements and conditions for Work to Construct Facilities
within the Public Rights -of -Way and includes by way of example and not limitation, a
construction permit, building permit, street excavation permit, barricade permit, and
clearing and grading permit.
"Remedy ", "Remediate" and "Remedial Action" shall have the same meaning as
these are given under the Model Toxics Control Act (Chapter 70.105D RCW) and its
implementing regulations at Chapter 173 -340 WAC.
"Service" shall mean the service or services authorized to be provided by the
Franchisee under the terms and conditions of this Franchise.
"Telecommunications Service" means the electronic transmission, conveyance, or
routing of voice, data, audio, video, or any other information or signals to a point, or
between or among points. Telecommunications Service includes such transmission,
conveyance, or routing in which computer processing applications are used to act on the
form, code, or protocol of the content for purposes of transmission, conveyance, or
routing without regard to whether such service is referred to as voice over internet
protocol services or is classified by the federal communications commission as enhanced
or value added. Telecommunications Service excludes, radio and television audio and
video programming services, regardless of the medium, including the furnishing of
transmission, conveyance, and routing of such services by the programming service
provider. Radio and television audio and video programming services include but are not
limited to cable service as defined in 47 U.S.C. Sec. 522(6) and audio and video
programming services delivered by commercial mobile radio service providers, as
defined in section 20.3, Title 47 C.F.R.
"Transfer" shall mean any transaction in which all or a portion of the
Telecommunications System is sold, leased or assigned (except a sale or transfer that
results in removal of a particular portion of the Telecommunications System from the
Public Rights -of -Way); or the rights and /or obligations held by the Franchisee under the
Franchise are transferred, sold, assigned, or leased, in whole or in part, directly or
indirectly, to another Person. A transfer of control of an operator shall not constitute a
transfer as long as the same person continues to hold the Franchise both before and after
the transfer of control.
"Telecommunications System" shall mean collectively the Facilities that together
with other facilities, appurtenances and equipment of Franchisee or other Persons are
used to provide Telecommunications Services.
"Work" shall mean any and all activities of the Franchisee, or its officers,
directors, employees, agents, contractors, subcontractors, volunteers, invitees, or
licensees, within the Public Rights -of -Way to Construct the Facilities.
ARTICLE 2. FRANCHISE GRANT.
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2.1 Public Right -of -Way Use Authorized. Subject to the terms and conditions
of this Franchise, the City hereby grants to Franchisee a nonexclusive Franchise authorizing
the Franchisee to Construct, maintain, repair and operate Facilities in, along, among, upon,
across, above, over, and under the Public Rights -of -Ways located within the Franchise Area.
2.2 Authorized Services. The grant given herein expressly authorizes Franchisee
to use the Public Rights -of -Way to Construct, maintain, repair and operate its Facilities as
part of its Telecommunications System to provide Telecommunications Services. This
authorization is limited and is not intended nor shall it be construed as granting Franchisee
or any other Person the right, duty or privilege to use its Facilities or the Public Rights -of-
Way to provide Services not specifically authorized herein. This Franchise shall not be
interpreted to prevent the City from lawfully imposing additional conditions, including
additional compensation conditions, if authorized by applicable law for use of the Public
Rights -of -Way, should Franchisee provide Service other than Service specifically
authorized herein. However, this Franchise shall not be read as a concession by the
Franchisee that it needs authorization to provide any services not otherwise authorized
herein.
2.3 No Rights Shall Pass to Franchisee by Implication. No rights shall pass to
the Franchisee by implication. Without limiting the foregoing and by way of example, this
Franchise shall not include or be a substitute for:
2.3.1 Any other authorization required for the privilege of transacting and
carrying on a business within the City that may be lawfully required by the Laws of the
City;
2.3.2 Any Regulatory Permit required by the City for Public Rights -of-
Way users in connection with operations on or in Public Rights -of -Way or public property;
or
2.3.3 Any licenses, leases, easements or other agreements for occupying
any other property or infrastructure of the City or other Persons to which access is not
specifically granted by this Franchise including, without limitation, agreements for placing
devices on poles, light standards, in conduits, in vaults, in or on pipelines, or in or on other
structures or public buildings.
2.3.4 Any permits or other authorizations that may be required under the
land use code and development regulations of the City for the construction of Facilities
within a particular zoning district in the City, including by way of example and not
limitation, a conditional use permit or a variance.
2.4 Interest in the Public Right- of- Way/Release /Indemnity. This Franchise
shall not operate or be construed to convey title, equitable or legal, in the Public Rights -
of -Way. This Franchise shall be deemed to grant no more than those rights which the
City may have the undisputed right and power to give. The grant given herein does not
confer rights other than as expressly provided in the grant hereof and is subject to the
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limitations in applicable Law. Such right may not be subdivided or subleased to a person
other than the Franchisee except as set forth in Section 2.8 below.
CITY DOES NOT WARRANT ITS TITLE OR PROPERTY INTEREST IN OR
TO ANY FRANCHISE AREA NOR UNDERTAKE TO DEFEND FRANCHISEE IN
THE PEACEABLE POSSESSION OR USE THEREOF. NO COVENANT OF QUIET
ENJOYMENT IS MADE.
Franchisee hereby releases City from any and all liability, cost, loss, damage or
expense in connection with any claims that City lacked sufficient legal title or other
authority to convey the rights described herein. In case of eviction of Franchisee or
Franchisee's contractors by anyone owning or claiming title to, or any interest in the
Franchise Area, City shall not be liable to Franchisee or Franchisee's contractors for any
costs, losses or damages of any Party.
2.5 Rights Subordinate. Franchisee further acknowledges that Franchisee's
rights under this Franchise to Construct Facilities in the Franchise Area, are subject and
subordinate to all outstanding rights and encumbrances on the City's Public Rights -of-
Way.
2.6 Condition of Franchise Area. Franchisee has inspected or will inspect the
Franchise Area described on the attached Exhibit C, and enters upon each such Franchise
Area with knowledge of its physical condition and the danger inherent in operations
conducted in, on or near any Franchise Area. Franchisee acknowledges that Hazardous
Substances or other adverse matters may affect the Franchise Area that were not revealed
by Franchisee's inspection.
CITY HEREBY DISCLAIMS ANY REPRESENTATION OR WARRANTY,
WHETHER EXPRESS OR IMPLIED, AS TO THE DESIGN OR CONDITION OF THE
FRANCHISE AREA, INCLUDING THE ENVIRONMENTAL CONDITION OF THE
FRANCHISE AREA, ITS MERCHANTABILITY OR FITNESS FOR ANY
PARTICULAR PURPOSE, THE QUALITY OF THE MATERIAL OR
WORKMANSHIP OF THE PUBLIC RIGHT -OF -WAY, OR THE CONFORMITY OF
ANY PART OF THE PUBLIC RIGHT -OF -WAY TO ITS INTENDED USES. CITY
SHALL NOT BE RESPONSIBLE TO FRANCHISEE OR ANY OF FRANCHISEE'S
CONTRACTORS FOR ANY DAMAGES RELATING TO THE DESIGN,
CONDITION, QUALITY, SAFETY, MERCHANTABILITY OR FITNESS FOR ANY
PARTICULAR PURPOSE OF ANY PART OF THE PUBLIC RIGHT -OF -WAY
PRESENT ON OR CONSTITUTING ANY FRANCHISE AREA, OR THE
CONFORMITY OF ANY SUCH PROPERTY TO ITS INTENDED USES, EXCEPT
TO THE EXTENT ANY DAMAGES RELATING TO THE CONDITION, QUALITY,
OR SAFETY OF ANY PART OF THE PUBLIC RIGHT -OF -WAY ARISE FROM THE
CITY'S GROSS NEGLIGENCE OR WILLFUL MISCONDUCT.
2.7 Franchise Nonexclusive. This Franchise shall be nonexclusive. Subject to
the terms and conditions herein, the City may at any time grant authorization to others to use
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the Public Rights -of -Way for any lawful purpose on terms and conditions that are
competitively neutral and nondiscriminatory among similarly situated franchisees; provided
that, no other Person holding a valid franchise shall have superior rights to Franchisee to use
and occupy the space within the Public Right -of -Way lawfully occupied by Franchisee
Facilities, except as provided pursuant to Section 7.8 (Facility Relocation) hereof.
2.8 Transfer. Franchisee may Transfer this Franchise after prior written notice
to the City and Transferee's written commitment, in substantially the form of the
agreement attached hereto as Exhibit "B ", delivered to the City, that transferee(s) shall
thereafter be responsible for all obligations of Franchisee with respect to the Franchise
and guaranteeing performance under the terms and conditions of the Franchise and that
transferees will be bound by all the conditions of the Franchise and will assume all the
obligations of its predecessor. Such a Transfer shall relieve the Franchisee of any further
obligations under the Franchise, including any obligations not fulfilled by Franchisee's
Transferee; provided that, the Transfer shall not in any respect relieve the Franchisee, or
any of its successors in interest, of responsibility for acts or omissions, known or
unknown, or the consequences thereof, which acts or omissions occur prior to the time of
the Transfer. This Franchise may not be transferred without filing or establishing with
the City the insurance certificates, security fund and performance bond as required
pursuant to this Franchise and paying all Direct Costs to the City related to the Transfer.
Notwithstanding the foregoing, notice to the City shall not be required for a
mortgage, hypothecation or an assignment of Franchisee's interest in the Franchise in order
to secure indebtedness.
Franchisee may, without the prior written notice to or consent of the City: (i) lease
the Telecommunications System, or any portion thereof, to another Person; (ii) grant an
Indefeasible Right of User Interest in the Telecommunications System, or any portion
thereof, to another Person; or (iii) offer or provide capacity or bandwidth in its
Telecommunications System to another Person; provided that, Franchisee at all times
retains exclusive control over its Telecommunications System and remains responsible
for Constructing its Facilities pursuant to the terms and conditions of this Franchise, and
provided further that, Franchisee may grant no rights to any such Person that are greater
than any rights Franchisee has pursuant to this Franchise; such Persons shall not be
construed to be a third -party beneficiary hereunder; and, no such Person may use the
Telecommunications System for any purpose not authorized herein.
2.9 Street Vacation. If any Public Right -of -Way or portion thereof used by
Franchisee is to be vacated during the term of this Franchise, unless as a condition of
such vacation the Franchisee is granted the right to continue to occupy the vacated Public
Right -of -Way, Franchisee shall, without delay or expense to City, remove its Facilities
from such Public Right -of -Way, and restore, repair or reconstruct the Public Right -of-
Way where such removal has occurred, and place the Public Right -of -Way in such
condition as may be required by the City. Nothing herein is intended to operate as a
waiver of Franchisee's right or entitlement under state law or City ordinance to receive
notice of or to object to vacation of the Public Right -of -Way occupied by Franchisee
Facilities.
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2.10 Reservation of City Use of Public Right -of -Way. Nothing in this Franchise
shall prevent the City from constructing sanitary or storm sewers; grading, changing grade,
paving, repairing, widening or otherwise altering any Public Right -of -Way; laying down,
repairing or removing water mains; or installing conduit or fiber optic cable.
ARTICLE 3. COMPLIANCE WITH LAWS /ORDER OF PRECEDENCE.
3.1 Alteration of Material Terms and Conditions. Subject to federal and State
preemption, the material rights, benefits, obligations or duties as specified in this
Franchise may not be unilaterally altered or impaired by the City through subsequent
amendments to, or enactment of, any ordinance, regulation, resolution or other enactment of
the City. Notwithstanding the foregoing, the City specifically reserves its right to make and
enforce those laws that are within the lawful exercise of the City's police power.
3.2 Compliance with Laws. Except as provided herein pursuant to Section
3. 1, the Franchisee agrees to comply with all applicable Laws as now or hereafter in effect,
and any lawful orders from regulatory agencies or courts with jurisdiction over Franchisee
and its Facilities, or over the City and the Public Rights -of -Way.
3.3 Reservation of Rights/Wavier. The City expressly reserves all of its rights,
authority and control arising from any relevant provisions of federal, State or local Laws
granting the City rights, authority or control over the Public Rights -of -way or the activities
of the Franchisee.
3.4 Change in Form of Government. Any change in the form of government
of the City shall not affect the validity of this Franchise. Any governmental unit
succeeding the City shall, without the consent of Franchisee, succeed to all of the rights
and obligations of the City provided in this Franchise.
ARTICLE 4. ACCEPTANCE.
4.1 Acceptance. Within thirty (30) days after the passage and approval of this
Franchise by the City Council, this Franchise shall be accepted by Franchisee by filing with
the City Clerk during regular business hours, or to the City Attorney, three originals of this
Franchise with its original signed and notarized written acceptance of all of the terms,
provisions and conditions of this Franchise in conformance with Exhibit "A ", together
with the following, if required herein:
4.1.1 Payment in readily available funds of the administrative costs for
issuance of the Franchise in conformance with the requirements of Section 5.6 herein.
4.1.2 Submission of proof of financial security in accordance with
Section 5.3 herein.
5.2 herein.
4.1.3 Submission of an insurance certificate in accordance with Section
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4.1.4 Payment of the costs of publication of this Franchise Ordinance in
conformance with the requirements of Section 8.18 herein.
In the event that the thirtieth day falls on a Saturday, Sunday or legal holiday
during which the City is closed for business, the filing date shall fall on the last business day
before such Saturday, Sunday or legal holiday.
4.2 Failure to Timely File Acceptance. The failure of Franchisee to timely file
its written acceptance shall be deemed a rejection by Franchisee of this Franchise, and this
Franchise shall then be void.
4.3 Effective Date; Term.
4.3.1 Effective Date. Except as provided pursuant to Section 4.2 of this
Franchise, the Effective Date of this Ordinance and Franchise shall be 12:01 a.m. on the day
following Franchisee's acceptance under Section 4.1 and not later than the 31St day
following passage and approval of this Franchise by the City Council. This Franchise and
the rights, privileges, and authority granted hereunder and the relationship established
hereby shall take effect and be in force from and after the Effective Date of this Ordinance
for the term hereof.
4.3.2 Term. The term of this Franchise shall commence on the Effective
Date and shall continue in full force and effect for a period of ten (10) years, unless sooner
terminated, revoked or rendered void. No more than one hundred eighty (180) days prior to
expiration, the Parties may mutually agree in writing to extend the term of this Franchise for
an additional five (5) year term upon the same terms and conditions as provided herein. The
City Manager is authorized to execute such an extension on behalf of the City without
further action or approval by the City Council.
4.4 Effect of Acceptance. By accepting the Franchise the Franchisee:
4.4.1 Accepts and agrees to comply with and abide by all of the lawful
terms and conditions of this Franchise;
4.4.2 Acknowledges and agrees that it has carefully read the terms and
conditions of this Franchise; it unconditionally accepts all of the terms and conditions of
this Franchise; it unconditionally agrees to abide by the same; it has relied upon its own
investigation of all relevant facts; it has had the assistance of counsel; it was not induced
to accept a Franchise; and, that this Franchise represents the entire agreement between the
Franchisee and the City;
4.4.3 Warrants that Franchisee has full right and authority to enter into
and accept this Franchise in accordance with the terms hereof, and by entering into or
performing this Franchise, Franchisee is not in violation of its charter or by -laws, or any
law, regulation, or agreement by which it is bound or to which it is subject; and
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4.4.4 Warrants that Franchisee has full right and authority to enter into
and accept this Franchise in accordance with the terms hereof, that the signatories for
Franchisee hereto are authorized to sign the Franchise acceptance, and that the joinder or
consent of any other party, including a court, trustee, or referee, is not necessary to make
valid and effective the execution, delivery, and performance of this Franchise.
4.5 Effect of Expiration /Termination. Upon expiration, revocation or
termination of the Franchise without renewal or other authorization, Franchisee shall no
longer be authorized to operate the Facilities within the Franchise Area and shall, to the
extent it may lawfully do so, cease operation of the Facilities. Forthwith thereafter,
except as provided in this Section, or as otherwise provided by ordinance, Franchisee
shall: (1) remove its Facilities from the Public Rights -of -Ways and restore the Public
Right -of -Way in accordance with Section 7.12.1 (Restoration of Public Rights -of -Way)
hereof; (2) sell its Facilities to another entity authorized to operate Facilities within the
Franchise Area (which may include the City) in accordance with the transfer provisions
under Section 2.8; or (3) abandon any Facilities in place in the Public Rights -of -Way in
accordance with Section 7.14 (Abandonment of Facilities) hereof.
ARTICLE 5. PROTECTION OF THE CITY AND PUBLIC.
5.1 Limitation of Liability.
5.1.1 INDEMNITY/RELEASE/DEFENSE. TO THE FULLEST
EXTENT PERMITTED BY LAW, FRANCHISEE SHALL RELEASE, INDEMNIFY,
DEFEND, AND HOLD HARMLESS THE CITY AND THE CITY'S SUCCESSORS,
ASSIGNS, LEGAL REPRESENTATIVES, OFFICERS (ELECTED OR APPOINTED),
EMPLOYEES, AND AGENTS (COLLECTIVELY, "INDEMNITEES ") FOR, FROM,
AND AGAINST CLAIMS, LIABILITIES, FINES, PENALTIES, COSTS, DAMAGES,
LOSSES, LIENS, CAUSES OF ACTION, SUITS, DEMANDS, JUDGMENTS, AND
EXPENSES (INCLUDING, WITHOUT LIMITATION, COURT COSTS,
REASONABLE ATTORNEYS' FEES, AND COSTS OF INVESTIGATION,
REMOVAL AND REMEDIATION, AND GOVERNMENTAL OVERSIGHT COSTS),
ENVIRONMENTAL OR OTHERWISE (COLLECTIVELY "LIABILITIES ")
ARISING OUT OF, RESULTING FROM, OR RELATED TO (IN WHOLE OR IN
PART):
5.1.1.1 FRANCHISEE'S OCCUPATION AND USE OF THE
PUBLIC RIGHT -OF -WAY;
5.1.1.2 FRANCHISEE'S OPERATION OF THE
TELECOMMUNICATIONS SYSTEM;
5.1.1.3 ENVIRONMENTAL CONTAMINATION OF THE
PUBLIC RIGHTS -OF -WAY CAUSED BY, AGGRAVATED BY, OR CONTRIBUTED
TO, IN WHOLE OR IN PART, BY FRANCHISEE OR ITS CONTRACTORS,
SUBCONTRACTORS, OR AGENTS (BUT ONLY TO THE EXTENT OF SUCH
AGGRAVATION OR CONTRIBUTION); OR
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5.1.1.4 ANY ACT OR OMISSION OF FRANCHISEE OR
FRANCHISEE'S CONTRACTORS, SUBCONTRACTORS, AGENTS AND
SERVANTS, OFFICERS OR EMPLOYEES IN CONNECTION WITH WORK IN THE
PUBLIC RIGHTS -OF -WAY.
THE ONLY LIABILITIES WITH RESPECT TO WHICH FRANCHISEE'S
OBLIGATION TO RELEASE AND INDEMNIFY THE INDEMNITEES DOES NOT
APPLY ARE LIABILITIES TO THE EXTENT PROXIMATELY CAUSED BY THE
GROSS NEGLIGENCE OR INTENTIONAL MISCONDUCT OF AN INDEMNITEE
OR FOR LIABILITIES THAT BY LAW THE INDEMNITEES CANNOT BE
INDEMNIFIED FOR.
This covenant of indemnification shall include, but not be limited by this reference, to
Liabilities arising, (1) as a result of the negligent acts or omissions of Franchisee, its
agents, servants, officers, or employees in barricading, instituting trench safety systems
or providing other adequate warnings of any excavation, construction, or work in any
public Rights -of -Way or other public place in performance of work or services Permitted
under this Franchise; and (2) solely by virtue of the City's ownership or control of the
Public Rights -of -Way or other public properties occupied or used by Franchisee.
The fact that Franchisee carries out any activities under this Franchise through independent
contractors shall not constitute an avoidance of or defense to Franchisee's duties of defense
and indemnification under this Section 5.1.
5.1.2 Tender of Defense. Upon written notice from the City, Franchisee
agrees to assume the defense of any lawsuit, claim or other proceeding brought against
any Indemnitee by any entity, relating to any matter covered by this Franchise for which
Franchisee has an obligation to assume liability for and /or save and hold harmless any
Indemnitee. Franchisee shall pay all costs incident to such defense, including, but not
limited to, attorneys' fees, investigators' fees, litigation and appeal expenses, settlement
payments, and amounts paid in satisfaction of judgments. Further, said indemnification
obligations shall extend to claims that are not reduced to a suit and any claims which may
be compromised prior to the culmination of any litigation or the institution of any
litigation. The City has the right to defend and may participate in the defense of a claim
and, in any event, Franchisee may not agree to any settlement of claims financially affecting
the City without the City's prior written approval which shall not be unreasonably withheld.
If separate representation to fully protect the interests of both Parties is necessary, such as a
conflict of interest between the City and the counsel selected by Franchisee to represent the
City, Franchisee shall select additional counsel with no conflict with the City. Franchisee's
indemnification obligations do not apply to any lawsuit, claim, or proceeding, including any
settlement or compromise of a claim that is not reduced to a suit, if the City fails to provide
timely notice to Franchisee, or if City enters into a settlement or compromise, or consents to
entry of judgment, without Franchisee's prior written consent.
5.1.3 Refusal to Accept Tender. In the event Franchisee refuses the
tender of defense in any suit or any claim, said tender having been made pursuant to the
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indemnification clauses contained herein, and said refusal is subsequently determined by
a court having jurisdiction (or such other tribunal that the Parties shall agree to decide the
matter), to have been a wrongful refusal on the part of Franchisee, then Franchisee shall
pay all of the City's costs for defense of the action, including all reasonable expert
witness fees and reasonable attorneys' fees and the reasonable costs of the City, including
reasonable attorneys' fees of recovering under this indemnification clause.
5.1.4 Title 51 Waiver. THE FRANCHISEE WAIVES IMMUNITY
UNDER RCW TITLE 51 AND AFFIRMS THAT THE CITY AND THE FRANCHISEE
HAVE SPECIFICALLY NEGOTIATED THIS PROVISION, AS REQUIRED BY RCW
4.24.115, TO THE EXTENT IT MAY APPLY.
5.1.5 Inspection. Inspection or acceptance by the City of any Work
performed by Franchisee at the time of completion of construction shall not be grounds
for avoidance of any of these covenants of indemnification.
5.2 Insurance Requirements. See Attached Exhibit "D ".
5.3 Financial Security. See Attached Exhibit "E ".
5.4 Contractors /Subcontractors. Franchisee contractors and subcontractors
performing Work in the Public Rights -of -Way shall comply with such bond, indemnity
and insurance requirements as may be required by City code or regulations, or other
applicable Law. If no such requirements are set forth in the City code or regulations, the
Franchisee contractors and subcontractors shall comply with the requirements set forth in
attached Exhibit "F ".
5.5 Liens. In the event that any City property becomes subject to any claims
for mechanics', artisans', or materialmen's liens, or other encumbrances chargeable to or
through Franchisee which Franchisee does not contest in good faith, Franchisee shall
promptly, and in any event within 30 days from receipt of written notice of such lien,
cause such lien claim or encumbrance to be discharged or released of record (by
payment, posting of bond, court deposit, or other means), without cost to the City, and
shall indemnify the City against all costs and expenses (including attorneys' fees)
incurred in discharging and releasing such claim of lien or encumbrance. If any such
claim or encumbrance is not so discharged and released, the City may pay or secure the
release or discharge thereof at the expense of Franchisee after first giving Franchisee
five business days' advance notice of its intention to do so. Nothing herein shall preclude
Franchisee's or the City's contest of a claim for lien or other encumbrance chargeable to
or through Franchisee or the City, or of a contract or action upon which the same arose.
5.6 Financial Conditions.
5.6.1 Franchise Fees. During the term of this Franchise, should federal
and/or state Law change or the statutory prohibition or limitation upon assessment of
Franchise fees be invalidated, amended, or modified allowing revenues derived by
Franchisee from any Services provided by Franchisee using the Franchise Area to be
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subject to a Franchise fee or other fee in lieu of a Franchise fee that was otherwise
prohibited or limited on the Effective Date, the City and Franchisee shall in good faith
endeavor to negotiate a reasonable Franchise fee or other fee or other consideration in
lieu of a Franchise fee, consistent with federal and /or state Law. The fee or other
consideration shall be comparable to Franchise or similar fees received by the City, or
other cities of comparable population or assessed property value, for other similar uses of
the Public Rights -of -Way by similar users.
5.6.2 Reimbursement of Direct Costs of Amendment, Administration, and
Renewal. Franchisee shall reimburse the City for the City's Direct Costs relating to the
amendment (if requested by or for the benefit of the Franchisee) and administration of this
Franchise; provided, however, such reimbursement shall not exceed $3,000 in any calendar
year of the initial ten (10) year term of this Franchise. In the event of renewal, the Parties
shall renegotiate the annual reimbursement cap on the City's Direct Costs.
5.6.3 Reimbursement of Direct Costs of Design Review and Inspection.
City approvals and inspections, as provided for in this Franchise, are for the sole purpose
of protecting the City's rights as the owner or manager of the road Public Rights -of -Way
and are separate and distinct from the approvals and inspections and fees that may be
required pursuant to a Regulatory Permit. Therefore, Franchisee shall reimburse to the
City, its Direct Costs of approvals and inspections, to the extent that such Direct Costs
are not included in the costs for issuance of and compliance with a Regulatory Permit.
Approvals and inspection, by way of example and not limitation, include review of
design documents and inspection for compliance with Standards and Design Document
submittal.
5.6.4 Franchisee Responsibility for Costs. Except as expressly provided
otherwise in this Franchise, any act that Franchisee, its contractors or subcontractors are
required to perform under this Franchise shall be performed at their sole cost and
expense.
5.6.5 Franchisee Work Performed by the City. Any work performed by
the City that Franchisee has failed to perform as required pursuant to this Franchise and
which is performed by the City in accordance with the terms of this Franchise, shall be
performed at the cost and expense of the Franchisee. Franchisee shall be obligated to
pay the Direct Costs to the City for performing such work.
5.6.6 Costs to be Borne by Franchisee. Franchisee shall reimburse the
City for all costs of publication of this Franchise, and any notices prior to any public hearing
regarding this Franchise, contemporaneous with its acceptance of this Franchise.
5.6.7 Taxes and Fees. Nothing contained in this Franchise Agreement
shall exempt Franchisee from Franchisee's obligation to pay any utility tax, business tax,
or ad valorem property tax, now or hereafter levied against real or personal property
within the City, or against any local improvement assessment imposed on Franchisee.
Any fees, charges and/or fines provided for in the City Municipal Code or any other City
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ordinance, whether pecuniary or in -kind, are separate from, and additional to, any and all
federal, state, local, and City taxes as may be levied, imposed or due from Franchisee.
5.6.8 Itemized Invoice. Upon request and as a condition of payment by
the Franchisee of Direct Costs payable by Franchisee under this Franchise, City shall
submit an itemized billing so as to specifically identify the Direct Costs incurred by the
City for each project for which the City claims reimbursement.
5.6.9 Time for Pam. All non - contested amounts owing shall be due
and paid within sixty (60) days of receipt of invoice, or itemized invoice if requested;
provided that, in the event that an itemized invoice is not provided at the time of receipt
of invoice and the City receives a request from Franchisee for an itemized invoice within
30 days of receipt of invoice, such amounts shall be due and paid within sixty (60) days
of receipt of the itemized invoice.
5.6.10 Overdue Payments. Any amounts payable under this Franchise by
Franchisee which shall not be paid upon the due date thereof, shall bear interest at the
lower of (x) the maximum interest rate allowed by law, and (y) a rate of twelve (12 %)
percent per annum.
5.6.11 Contesting charges. Franchisee may contest all or parts of
amounts owed within sixty (60) days of receipt of any invoice. The City will investigate
Franchisee's contest and will make appropriate adjustments to the invoice, if necessary,
and resubmit the invoice to Franchisee. Franchisee shall pay any amounts owning as
itemized in the resubmitted invoice which amounts shall be due within thirty (30) days of
receipt of the resubmitted invoice. However, Franchisee does not waive its rights to
further dispute resolution processes pursuant to Section 6.1 of this Franchise. Submittal
of a dispute over amounts owing pursuant to Section 6.1 does not relieve the Franchisee
of its obligation to pay amounts due under the resubmitted invoice.
5.6.12 Receivables. Either Party hereto may assign any monetary
receivables due them under this Franchise upon notice to the other; provided, however,
(i) such transfer shall not relieve the assignor of any of its rights or obligations under this
Franchise, and (ii) Franchisee shall have no such notice obligation with respect to any
receivables other than those owed by the City.
ARTICLE 6. ENFORCEMENT AND REMEDIES.
6.1 Communication and Discussion. The Parties are fully committed to
working with each other throughout the term of this Franchise and agree to communicate
regularly with each other at all times so as to avoid or minimize Disputes. The Parties
agree to act in good faith to prevent and resolve potential sources of conflict before they
escalate into a Dispute. The Parties each commit to resolving a Dispute in an amicable,
professional and expeditious manner.
The Parties further agree that in the event a Dispute arises, they will
attempt to resolve any such Disputes through discussions between representatives of each
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Party. Each Party will exchange relevant information that will assist the Parties in
resolving the Dispute.
6.2 Remedies. The Parties have the right to seek any and all remedies, in
equity, at law or in contract. Remedies are cumulative; the exercise of one shall not
foreclose the exercise of others. No provision of this Franchise shall be deemed to bar
either Party from seeking appropriate judicial relief.
Neither the existence of other remedies identified in this Franchise nor the exercise
thereof shall be deemed to bar or otherwise limit the right of either Party to recover
monetary damages, as allowed under applicable Law, or to seek and obtain judicial
enforcement by means of specific performance, injunctive relief or mandate, or to
commence an action for equitable or other relief, and/or proceed against the other Party
and any guarantor for all direct monetary damages, costs and expenses arising from the
Default and to recover all such damages, costs and expenses, including reasonable
attorneys' fees.
The City specifically does not, by any provision of this Franchise, waive any right,
immunity, limitation or protection otherwise available to the City, its officers, officials, City
Council, Boards, commissions, agents, or employees under federal, State, or local law.
6.3 Right to Cure Default.
6.3.1 Notice. If a Party believes that the other Party is in default, such
Party shall give written notice to the Noticed Party stating with reasonable specificity the
nature of the alleged default. The Noticed Party shall have thirty (30) days, or such greater
time as specified in the notice or such lesser time as specified in the event that there is an
imminent threat of harm to the public health, safety or welfare resulting from the default,
from the receipt of such notice to:
6.3.1.1 Respond to the other Parry, contesting that Party's assertion
that a Default has occurred; or
6.3.1.2 Cure the default; or
6.3.1.3 Notify the other Party that the Noticed Party cannot cure the
default within the time provided in the notice, because of the nature of the Default. In the
event the Default cannot be cured within the time provided in the notice, the Noticed Party
shall promptly take all reasonable steps to begin to cure the Default and notify the other
Party in writing and in detail as to the exact steps that will be taken and the projected
completion date. In such case, the other Party may set a meeting to determine whether
additional time beyond the time provided in the notice is indeed needed, and whether the
Noticed Party's proposed completion schedule and steps are reasonable.
6.3.2 Time to Cure. When specifying the time period for cure, the Party
giving notice shall take into account, the nature and scope of the alleged Default, the nature
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