428 PERSONNEL POLICY REVISIONS
CITY OF YELM
RESOLUTION NO. 428
PERSONNEL POLICIES REVISION 2002.11
A Resolution of the City Council of the City of Yelm, Washington adopting
amendments to the City of Yelm Personnel Policies expanding exempt
employee listing to include all department heads, revising the date that
paychecks will be made available, and adding a new section dealing with
Violence in the Workplace.
WHEREAS, the Yelm City Council first adopted Personnel Policies in 1992; and
WHEREAS, City of Yelm Personnel Policies have been revised periodically, with
the last revision being approved in July of 2001; and
WHEREAS, the Yelm City Council finds it to be in the best interests of the City
and City employees to set forth in writing the policies of the City with respect to
employment by the City; and
WHEREAS, City of Yelm Personnel Policies Revision 2002.11 has been
reviewed by City of Yelm Department Heads, and notice of the change in paydays has
been distributed to employees;
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF YELM:
Section 1.
The attached City of Yelm Personnel Policies, Revision 2002.11 are
hereby adopted and shall be in force immediately and until repealed or
amended by action of the Yelm City Council.
Section 2.
Copies of these amendments shall be distributed to all current and future
employees of the City.
APPRbvEC· this 11th day of December 2002.
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AgndYP. Bennick, City Clerk
City of Yelm Resolution No. 428
ab/resol12002/428
Page 1 of 1
CITY OF YELM PERSONNEL POLICIES REVISION 2002.11
In December of 2002, Yelm City Council approved City of Yelm Resolution No. 428 and
proposed Personnel Policy changes addressing language, payroll changes, payday
changes, the addition of a new chapter dealing with Violence in the Workplace, and a
Violence in the Work Place Crisis Plan and Procedures. Additionally, changing text
resulted in some material being shifted to new pages.
The attached pages have been updated and/or renumbered and need to be replaced in
your Personnel Policies binder.
Replace/
Remove Chapter(s)/Section(s) Changes Approved Resolution No. 428, 11/02
Paøes
v Table of Contents
6&7 1.08.010
Chapter 2
8 2.02.070
12 3.03.010
16 4.03.010
19 6.01.020
6.01.030
6.01.040
38-a 8.14
A Attachments Listing
8.14 Violence
Plan/Procedures
employee/policiesl11-02 Res 428 PP Changes
Addition of 8.14 Violence in the Workplace 38-a
Personnel Records destruction clarification
"non-essential personnel file and payroll record
attachments"
Word wrap paQe 6 to page 7
Exempt employee listing expanded to include all
department heads.
Word added: workload periods, Q[ to temporarily
Paydays: Change to calendar month payroll period
with the end-of-month paycheck distribution
scheduled for the 5th of the following month. Some
variables depending upon weekends/holidays. Ref.
Staff Memo of 9/30/02.
All reQular fully commissioned uniformed employees
Non-uniform non-commissioned employees
employees who work more than 10 9Q hours per
month
New policy section "Violence in the Workplace"
added. New pages 38-a through 38-d for insertion
New No. 11, Violence in the Workplace Crisis Plan
and Procedures added.
Six new pages to be added between Form 8.12.010
and 10.05.010
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CHAPTER 8
EMPLOYEE RESPONSIBILITIES AND CONDUCT
8.01
8.02
8.03
8.04
8.05
8.06
8.07
8.08
8.09
8.10
8.11
8.12
8.13
8.14
GENERAL POLICY
CODE OF CONDUCT, CONFLICTS OF INTEREST
AND OUTSIDE EMPLOYMENT
POLITICAL ACTIVIT I ES
SMOKING
USE OF CITY VEHICLES AND EQUIPMENT
BULLETIN BOARDS
CONTACT WITH NEWS MEDIA
SEAT BELT USE
DRIVER'S LICENSE REQUIREMENTS
SAFETY
DRUG FREE WORKPLACE
CELLULAR PHONE USE
INTERNET POLICY
VIOLENCE IN THE WORKPLACE
CHAPTER 9
EMPLOYEE DISSATISFACTION
9.01
9.02
9.03
9.04
SUGGESTIONS
COMPLAINT PROCEDURES
DISABILITY COMPLAINTS
WHISTLE BLOWER POLICY
CHAPTER 10
DISCIPLINE AND TERMINATIONS
10.01
10.02
1 0.03
10.04
10.05
10.06
DISCIPLINE
TERMINATION
LAYOFF
RESIGNATION
EXIT INTERVIEW
DEATH
ATTACHMENTS AND FORMS
Personnel Policies
Rev. 2001.01
30
30
31
31
31
32
32
32
32
33
33
35
36
38-a
39
39
40
41
48
50
51
51
51
52
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received in writing; if employment is ended/continuing; if ended,
whether ended by termination/resignation; attendance/absence
data.)
1.07.060
Telephone inquiries, if received regarding a current employee,
shall be subject to the following procedures:
A. The person/agency inquiring shall be first identified, his/her
telephone number obtained, and the purpose of the inquiry
ascertained;
B. The employee shall next be contacted for consent to
respond;
C. If consent has been obtained, the inquirer shall be
recalled, and information may be released orally, strictly
limited to:
1) dates of employment;
2) job title(s) held;
3) attendance/absence statistics;
4) current salary or wage.
If more information is desired, the request and consent,
and the disclosure, shall be in writing.
1.07.070
No telephone inquiry shall be honored or information released in
response thereto with respect to a former employee without a
signed release submitted by the former employee. (See
Attachments Section)
1.08 DESTRUCTION OF PERSONNEL RECORDS
1.08.010
At the discretion of the City Clerk, non-essential personnel files
and payroll record attachments may be destroyed six (6) years
after the employee has ceased to work for the City. Former
employee's names, date of termination, social security number, a
date of employment and job classification will be listed on the
City's employee history index.
Personnel Policies
Rev. 2001.0 I; Res. 428, 11102
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CHAPTER 2
HOURS AND ATTENDANCE
2.01 WORKING HOURS
2.01.010
2.01.020
2.01.030
The City's ordinary working hours are Monday through Friday from
8:00 a.m. to 5:00 p.m. with a one-hour unpaid lunch period and
two (2) paid fifteen (15) minute breaks.
A normal working schedule for regular, full-time employees
consists of forty (40) hours each work week or one hundred and
seventy-three and one/third (173.33) hours per month. Different
work schedules, such as in the case of police employees, may be
established by the City to meet job assignments and provide
necessary City services. Each department head will advise each
employee regarding specific working hours.
Part-time and temporary employees will work hours as specified
by their department heads.
2.02 HOURS OF WORK AND OVERTIME
2.02.010
2.02.020
2.02.030
2.02.040
2.02.050
All City positions are designated as either "exempt" or "non-
exempt" according to state law and the Fair Labor Standards Act
("FLSA") regulations.
For most City employees, the standard number of work hours is
forty (40) hours within a seven (7) day work period. The work
period is one week beginning at 12:01 a.m. each Saturday. For
law enforcement ("Section K") employees, the standard number of
work hours is ninety-two (92) hours during a fifteen (15) day work
period.
Non-exempt employees are entitled to additional cash
compensation whenever they work more than eight (8) hours per
day.
All non-emergency workweek overtime must be authorized in
advance.
Overtime pay is calculated at one and one-half times the
employee's regular rate of pay for all time worked beyond the
established work-period.
Personnel Policies
Rev. 2001.01; Res. 428, 11/02
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2.02.070
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Holiday, sick leave and vacation time is not counted as hours
worked when computing overtime.
The exempt employees of the City are the City Administrator, City
Clerk, Chief of Police, City Attorney, Court Administrator,
Community Development Director, Public Works Director, and the
Municipal Judge. (Resolution 428, 11/02; 370, 2/98)
2.03 COMPENSATORY TIME
2.03.010
2.03.020
Non-exempt employees working overtime may elect to receive
compensatory time credit instead of a cash payment. The election
is made on the employee's attendance card and is approved on a
case-by-case basis by the employee's department head and the
City Administrator. If the compensatory time option is exercised,
the employee is credited with one and one-half times the actual
number of overtime hours worked.
Beginning January 1, 2001 accrued compensatory time in excess
of 40 hours remaining as of November 15 of each year will be paid
with the November end-of-month paycheck. Any compensatory
hours accrued after November 15 will be carried forward to the
next year.
2.04 ATTENDANCE
2.04.010
2.04.020
2.04.030
Punctual and consistent attendance is a condition of employment.
Each department head is responsible for maintaining an accurate
attendance record of each employee. (See Attachments Section)
Employees unable to work or unable to report to work on time
should notify their department head as soon as possible, ordinarily
before the work day begins or within thirty minutes of the usual
starting time. If an absence continues beyond one day, the
employee is responsible for reporting in each day. If the
department head is not available, the employee may leave a
message with the City Administrator. Stating the reason for being
late or unable to report for work.
Employees are expected to be at work even during inclement
weather. Department heads may allow employees to be late or
leave early during severe weather conditions; however, non-
attendance will be counted as absence from work and will be
Personnel Policies
Rev. 2001.01; Res. 428, 11/02
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C. if the exam reveals abuse of alcohol and/or controlled
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3.03 TEMPORARY EMPLOYEES
3.03.010
3.03.020
3.03.030
3.03.040
On recommendation by the department head and with approval of
the Mayor and City Administrator, and based upon budget
availability 1 temporary employees may be used during
emergencies or other peak workload periods, or to temporarily
replace regular employees who are absent due to disability 1
iIIness, vacation or other approved leave 1 or to temporarily fill a
vacancy until a regular employee is hired. (Resolution 428, 11/02)
Temporary employees may be hired without competitive
recruitment or examination.
Temporary employees are eligible for overtime pay as required by
law. Temporary employees are not eligible for City benefits except
as recommended by the City Administrator and approved by the
Mayor.
Temporary employees are at-will employees. They may be
terminated without the hearing and notice provided for by Section
10.3. (Resolution 270, 10/92)
3.04 TRIAL PERIOD
3.04.010
3.04.020
All newly hired, rehired former employees, and employees
promoted to a new classification 1 enter a trial period which is
considered an integral part of the selection and evaluation
process. During the trial period an employee is required to
demonstrate suitability for the position through actual work
performance.
The minimum trial period is six (6) months from the employee's
date of hire, rehire, or promotion. The trial period may be
extended if in the discretion of the City Administrator any aspect of
the employee's performance does not meet minimum
requirements. The trial period shall not be shortened for any
reason. A trial employee will be evaluated at least every three (3)
months. The trial period for police officers begins upon successful
completion of the Police Academy and extends for one (1) year
from that date.
Personnel Policies
Rev. 2001.01, Res 428,2002.11
12
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4.03 PAYDAYS
4.03.010
4.04 DEDUCTIONS
4.04.010
City employees are paid monthly on the fifth day of the month
following the close of the preceding calendar month pay period.
When the fifth falls on a Saturday/holiday, checks are released on
the preceding day. If the fifth falls on a Sunday/holiday, checks are
released on the next business day. The City will not issue
paychecks early except in emergency conditions. Requests for an
early paycheck must be made to the City Clerk via the department
head. The City Administrator will determine if the reason for an
employee's request for an early paycheck is an appropriate
emergency. (Resolution 428, 11/02; 291, 5/93)
Some regular deductions from the employee's earnings are
required by law. Other deductions are specifically authorized by
the employee. The City will withhold from the employee's
paycheck those deductions required by law and any voluntary
deductions authorized by the employee, applicable union contract,
or statute.
4.05 TRAVEL EXPENSE REIMBURSEMENT
4.05.010
4.05.020
City employees will be reimbursed for reasonable and customary
expenses actually incurred in connection with the business of the
City, including food, and travel expenses while away from the City,
but excluding any expenses for alcoholic beverages. If private
automobiles are used, employees will be reimbursed at the
Internal Revenue Service rate approved for business travel.
(Ordinance 652, 1199) Sharing of vehicles should be done
whenever possible. Tips, not to exceed 15%, for meals, taxis, or
baggage handling are reimbursable. Expenses associated with
commuting or travel to and from an employee's home to the place
of work are not reimbursable.
Requests for advances or reimbursement shall be submitted on
an expense report form signed by the employee and shall include
receipts. (See Attachments Section) The City Administrator must
approve any advances.
Personnel Policies
Rev. 2001.01; Res. 428, 11/02
16
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City of Yelm
CHAPTER 6
BENEFITS
6.01 RETIREMENT BENEFITS
6.01.010
6.01.020
6.01.030
6.01.040
6.01.050
The City makes contributions on behalf of all eligible employees to
the Social Security System in addition to those contributions made
by the employee through FICA payroll deductions.
All regular fully commissioned uniformed employees in the police
department are covered by the Law Enforcement Officers' and
Firefighters' Retirement System (LEOFF). The State of
Washington sets benefit levels and contributions rates.
All regular full-time and eligible part-time non-uniform non-
commissioned employees are covered under the Public
Employees Retirement System (PERS).
Temporary employees who work more than 70 hours per month
for more than five (5) months per year will receive retirement
benefits.
Employees intending to retire shall notify their department head of
their intent to retire at least three months prior to the date of
retirement.
6.02 DISABiliTY BENEFITS
6.02.010
All employees, except those covered by LEOFF I, are covered by
the State Industrial Insurance program (worker's compensation).
This type of insurance covers employees in case of on-the-job
injuries or job-related illnesses. For qualifying cases, State
Industrial Insurance will pay the employee for workdays lost for
any disability resulting from job-related injuries or illnesses. All job-
related accidents should be reported immediately to the
department head or City Administrator.
Personnel Policies
Rev. 2001.0 I; Res. 428, 11/02
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8.14 VIOLENCE IN THE WORKPLACE
8.14.010
8.14.020
8.14.030
8.14.040
The purpose of this policy is to prohibit violent actions on City property or
facilities, or while on City business. Violence in any form will not be
tolerated or ignored. Unlawful violent actions committed by employees or
members of the public while on city property, or while using City facilities,
will be prosecuted as appropriate. The City intends to use reasonable
legal, managerial, administrative, and disciplinary procedures to secure
the workplace from violence and to reasonably protect employees and
members of the public. (Resolution 428, 11/02)
All City employees are responsible for refraining from acts of violence and
for seeking assistance to resolve personal issues that may lead to acts of
violence in the workplace. City employees are required to report any
dangerous or threatening situations that occur in the workplace to their
department head or supervisor.
This policy applies to all City of Yelm employees except law enforcement
officers while acting in an official capacity.
City employees are encouraged to report to their department head or
supervisor situations that occur outside the workplace which may affect
workplace safety, i.e., instances where protection orders have been
issued, etc.
The City offers an EmDloyee Assistance Program (EAP) designed to
assist employees and their families who are experiencing personal or job-
related problems. An employee of the City wishing confidential
assistance for a personal or job-related problem can call the EAP office at
1-800-570-9315 (current phone number as of 8/01). The City will not
have access to any EAP information unless an employee authorizes the
EAP to release this information to the City. The EAP is available for
assessment, referral to treatment, and follow-up. Treatment and follow-
up expenses are the employee's responsibility (some or a portion of this
cost may be covered by an employee's medical insurance coverage
provided by the City).
The City will provide reasonable accommodation to support employees
participating in a professional treatment program as long as the
accommodation does not impose a hardship on the City. No employee
will be disciplined or discriminated against simply for seeking help and/or
participating in a treatment program. However, if an incident at work
occurs, or a professional psychological or medical evaluation indicates
the employee represents a reasonable concern to the workplace and/or
the public, the City reserves the right to take disciplinary, and/or
corrective actions as appropriate, up to and including termination.
38-a
Personnel Policies
Section 8.14, Revision: 2002.11
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8.14.050
8.14.060
City of Yelm
The City of Yelm is committed to providing a safe environment for
working and conducting business. The City will not tolerate acts of
violence committed by or against City employees, or members of the
public, while on city property or while performing City business at other
locations.
A. Violent or intimidating behavior is unacceptable. Violence means
an act or behavior that:
1. is physically assaultive;
2. a reasonable person would perceive as obsessively
directed, e.g. intensely focused on a grudge, grievance, or
romantic interest in another person, and reasonably likely
to result in harm or threats of harm to persons or property;
3. consists of a communicated or reasonably perceived threat
to harm another individual, or in any way endangers the
safety of an individual;
4. would be interpreted by a reasonable person as carrying
potential for physical harm to the individual;
5. is a behavior, or action, that a reasonable person would
perceive as menacing;
6. involves carrying or displaying weapons, destroying
property, or throwing objects in a manner reasonably
perceived to be threatening; or
7. consists of a communicated or reasonably perceived threat
to destroy property.
8. Physically intimidating others including such acts as
obscene gestures, getting in your face and fist-shaking.
This policy applies whenever an employee is on City time (including
breaks and meal periods), property, surrounding grounds and parking
lots, leased or rented spaces, in any vehicle used on City business, is
acting as an agent of the City, and in other circumstances which creates
concerns for City operations or safety. This includes actions involving, but
not limited to inappropriate use of City time, workplace phones, Fax
machines, mail or E-mail.
In order to ensure a safe environment for employees and customers, the
City prohibits the wearing, transporting, storage, or presence of firearms
or other weapons as defined in RCW 9.41 whenever an employee is on
City time (including breaks and meal periods), property, surrounding
grounds and parking lots, leased or rented spaces, in any vehicle used
on City business, is acting as an agent of the City, and in other
circumstances which creates concerns for City operations or safety.
38-b
Personnel Policies
Section 8.] 4, Revision: 2002.] ]
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8.14.070
8.14.080
8.14.090
Exceptions include employees of the City engaged in military or law
enforcement activities or legally in possession of a firearm, for which the
employee holds a valid permit that is secured within an attended personal
vehicle or concealed from view within a locked unattended personal
vehicle while that person is working on City property.
All City employees are responsible for notifying Department Heads and
lor supervisors of any threats they have witnessed, received, or have
been told that another person has witnessed or received. Even without
an actual threat, employees should also report any behavior they have
witnessed which could be regard as potentially threatening or violent.
Employees are responsible for making this report regardless of the
relationship between the individual who initiated the threat or threatening
behavior and the person or persons who were threatened or were the
focuses of the threatening behavior.
Any person involved in situations where they fear that physical retaliation
may take place or where someone has made verbal threats of physical
violence or displays inappropriate behavior should immediately discuss it
with their department head or supervisor. Employees involved in violating
this policy will be disciplined, up to and including termination.
Any employee/member of the public who is subject to, or observes,
violent behavior or threat of violent behavior, a firearm or other weapon,
or any situation that appears to be potentially dangerous, must
immediately report such action to his/her Department Head or
supervisor, or the Police Department.
Any employee concerned about personal safety may request an escort or
other appropriate intervention from fellow employees comfortable with
providing assistance or the City police department at any time.
Department Heads and/or supervisors are responsible for responding to
potential or violent situations. Additional assistance from the City
Administrator and/or emergency services, 911, is also available in
appropriate situations.
Department Heads and/or supervisors are responsible for assessing the
situation, making judgments on the appropriate response, and then
responding to reports of or knowledge of violence and for initiating
the investigation process.
38-c
Personnel Policies
Section 8.14, Revision: 2002.11
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A. Any report of violence will be evaluated immediately and
confidentially, and appropriate action will be taken, where possible, in
order to protect the employee from further violence. Appropriate
disciplinary action will be taken when it is determined that City of Yelm
employees have committed acts of violence.
B. Where issues of employee safety are of concern, managers and
supervisors should evaluate the workplace and make appropriate
recommendations regarding a reasonable response.
The City Administrator will assist Department Heads in investigating and
preparing documentation for action surrounding an incident of violent
behavior. In some cases, a referral to the employee assistance program
may also be appropriate.
A. The City Administrator shall be responsible for developing
procedures that are designed to reasonably achieve:
1. prompt and appropriate response to any act of violence;
2. providing guidance and oversight of investigations of
violence;
3. communicating this policy and administrative procedures to
employees, department heads and supervisors.
Any employee who violates this policy will be subject to corrective or
disciplinary action, up to and including dismissal and/or referral to the
police department for prosecution for criminal action-depending on the
circumstances.
The Violence in the Workplace Crisis Plan and Procedures provides
additional information for employees. (Attachments Section 8.14)
38-d
Personnel Policies
Section 8.14, Revision: 2002.11
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Attachments and Form Samples
Form Name Form/Section
No.
1. Current Employee Authorization to Release Information 1.07.020
to Potential Employers
2. Overtime Approval Request 2.02.040
3. Request for Payment of Accrued Time 2.03.010
4. Employee Time Sheet 2.04.010
5. Employment Application 3.02.020
6. Expense Report Form 4.05.020
7. Cash In Lieu of Insurance Waiver 6.03.020
8. Leave Request 7.02.030
9. Accident Report Form 8.10.010
10. Cellular Phone Agreement 8.12.010
11. Violence in the Workplace Crisis Plan and Procedures 8.14.010
12. Exit Interview Form 10.05.010
Personnel Policies Attachments
Rev. 2000.01, 2002.11
A
VIOLENCE IN THE WORKPLACE CRISIS PLAN AND
PROCEDURES
Attachment 8.14
Achieving Goals and Evaluating Progress
To achieve the goals and objectives of this policy, the city intends to do the
following:
· Establish procedures and methods for implementing policies and for
addressing violence in the workplace.
· Provide training to increase awareness and recognition of potentially
violent situations and behaviors.
· Check references of all prospective employees.
· Establish a zero tolerance policy towards violence and consider threats of
violence as acts of violence.
· Develop a written policy of how to respond to security threats.
· Limit public access to work areas when logistically possible.
· Evaluate the physical environment for safety and consider modifications.
· Evaluate progress in achieving the goals and objectives of this policy.
EMPLOYEE RESPONSE PROCEDURES
When a violent act occurs:
If the act or altercation constitutes an emeraency I CALL 9-911.
The City of Yelm staff should become familiar with the following plan of action in
order to best address any issues of workplace violence. Workplace violence can
include varying degrees of threat, including displaying irrational behaviors or
anger, physically assaulting persons or property, or using or threatening to use a
weapon.
LOCATION AND EXITS
Each department head shall inform all department employees of appropriate
exits to use in the event of a violent occurrence requiring escape of the building.
Personnel PolicyAttachments
Violence in the Workplace Procedures
Rev. 2002.11
Page 1 of6
VIOLENCE IN THE WORKPLACE CRISIS PLAN AND
PROCEDURES
Attachment 8.14
EMERGENCY PLAN
Depending upon the circumstances, an escape/exit route could be any window or
door. If it is necessary to leave the building and depending upon the direction of
travel, go to the pre-determined location until help arrives.
The following actions may be taken in the event of violence in the workplace:
1. NO WEAPONS IMPLIED OR SHOWN:
A. If you see or feel the situation escalating, and no weapons are
implied or present, remove yourself from the situation
immediately to ask for assistance from the Department Head or
City Administrator.
B. If the Department Head is unable to defuse the situation or
remedy inappropriate behavior by a citizen or employee, he/she
will say the code word DENNIS, this signals any staff member to
call the Police at 9-911 and/or press the panic button.
C. If a staff member hears the word DENNIS stated by an
employee at any time, go to a back office and call the Police at
9-911 and/or press the panic button if possible.
D. Other methods of seeking help: Yell for help; push the panic
button, call 9-911 ; lock any doors between you and the
threat/person; get behind a physical barrier such as a desk or
counter if it doesn't block you in; leave the area using an
escape/exit route as mentioned above.
E. If the opportunity presents itself in any of these situations,
remove yourself from the danger, go to the agreed upon
location and call 9-911.
2. WEAPON IMPLIED OR SHOWN:
A. If a firearm or explosive device is present, calmly go to a back
office and call 9-911.
B. Attempt to notify co-workers with the code word DENNIS
Attempt to hit the panic button if possible. Remain as calm as
possible.
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Rev. 2002.11
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PROCEDURES
Attachment 8.14
C. If a firearm is drawn, drop to the floor and seek cover.
D. If the weapon is not a firearm or explosive device, there may be
time for help to arrive before any personal harm is inflicted.
E. If the opportunity presents itself in any of these situations,
remove yourself from the danger, go to the agreed upon
location and call 9-911.
FOLLOW-UP PROCEDURES
· Secure work areas where disturbance(s) occurred.
· Account for all employees and others and ensure the physical safety of
those remaining in the area as soon as possible.
· Provide for site security while others assist the victim or help in securing
the area.
· Quickly access the work area, if it was disturbed or damaged during an
incident, to determine if it is safe.
MANAGEMENT RESPONSE PROCEDURES
· If employees experience workplace violence, check for the health and
safety of yourself first. If you are okay, check for the safety and health of
others involved in the incident. If they are not okay, let others know you
need medical help immediately, and ask them to call 9-911.
· In instances that involve emergency situations, or criminal activity, the
Department Head will contact the City Administrator and the Police
Department. Incidents involving emergency situations and/or criminal
activity will be referred to the Police Department for assessment and, if
necessary, investigation.
· Minimize talking among employees prior to preparation of an incident
report. This aids in obtaining the most accurate account of what
happened. Submit the completed incident report to the Department Head
who will refer it immediately to the City Administrator.
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Violence in the Workplace Procedures
Rev. 2002.11
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VIOLENCE IN THE WORKPLACE CRISIS PLAN AND
PROCEDURES
Attachment 8.14
· Debriefing may occur with a Critical Incident Stress Debriefing Team from
either the Police Department or Fire Department. They can help
employees deal with the effects of experiencing workplace violence.
· Individuals may also contact the Association of Washington Cities with the
employee assistance program to work through the situation.
· Provide accurate communication to outside agencies, media and law
enforcement.
CONDUCTING AN INVESTIGATION
Incidents involving emergency and/or criminal activity will be referred to the
Police Department for investigation. Incidents that do not involve an emergency
situation, and/or criminal activity, will be handled by the City Administrator who
will determine whether an investigation is needed and who will conduct the
investigation.
1. Data Collection
There are great liabilities and legal implications associated with violent
behavior in the workplace, therefore, before beginning any
investigation, consult with the City Administrator and appropriate legal
counsel.
The investigation could lead to disciplinary action; please be sensitive
to the rights of all persons involved and proceed in a manner that
demonstrates objectivity, fairness and a concern for confidentiality.
Remember to document all aspects of the investigation.
2. Interview with the Alleged Victim
When talking with the alleged victim, speak clearly and non-
judgmentally. Approach the interview in a sensitive, supportive
manner. The goal of the interview is to develop a true and accurate
account of the incident.
· Obtain the date/time of the violent incident.
· Find answers to the questions: who, what, when and where.
· Find out what specifically happened in this and any other
incidents.
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Rev. 2002.11
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VIOLENCE IN THE WORKPLACE CRISIS PLAN AND
PROCEDURES
Attachment 8.14
· Determine the background of the situation, including the
relationship between the parties before the incident.
· Obtain the names of anyone else who:
· Saw or heard the incident.
· Has spoken with the alleged victim about the incident.
· May have had encounters with the alleged offender.
· Find out what the alleged victim did in response to the violent
encounter.
· Find out whether the alleged victim has documented the
incident, or any other violent encounters that the victim has had
with the alleged offender.
· Reassure the alleged victim that the City is actively responding
to the incident and that any retaliation will not be tolerated.
3. Interview with the Alleged Offender
Approach the interview in a non-judgmental, sensitive manner.
Keep in mind that a person is innocent until proven at fault.
Unreasonable assumptions of guilt before an investigation has
been completed can impede an appropriate investigation.
· If the alleged offender asks for representation, allow it.
· Present the incident or incidents described by the alleged victim,
or your own observations if you directly saw the incident.
· Get the alleged offender's side of the story.
· Investigate with such questions as:
· "Describe the incident that occurred between you and the
alleged victim."
· "Describe your relationship with the alleged victim and
other interactions that you have had."
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Violence in the Workplace Procedures
Rev. 2002.11
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VIOLENCE IN THE WORKPLACE CRISIS PLAN AND
PROCEDURES
Attachment 8.14
· Listen attentively as the alleged offender talks.
· Advise the offender of the seriousness of any form of retaliation
against the alleged recipient/victim, or any action that might be
interpreted as retaliation.
4. Interviews with Observers or Others in the Workplace
In an investigation, realize that observers may also be disturbed by
the violent interaction they have witnessed. Investigate with
questions such as:
· "What type of interaction did you observe between the alleged
offender and the alleged victim?"
· "Are there others who might be able to comment, or who
observed the same incident?"
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Violence in the Workplace Procedures
Rev. 2002.11
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